The Forced War
When Peaceful Revision Failed
By David L.
Hoggan

http://www.ziopedia.org/content/view/3682/58/
Introduction
Shortly after midnight on July 4, 1984, the headquarters of the
Institute for Historical Review was attacked by terrorists. They did
their job almost to perfection: IHR’s office were destroyed, and ninety
per cent of its inventory of books and tapes wiped out. To this day the
attackers have not been apprehended, and the authorities — local, state,
and federal— have supplied little indication that they ever will be.
The destruction of IHR’s offices and stocks meant a crippling blow for
Historical Revisionism, the world-wide movement to bring history into
accord with the facts in precisely those areas in which it has been
distorted to serve the interests of a powerful international
Establishment, an Establishment all the more insidious for its pious
espousal of freedom of the press. That one of the few independent voices
for truth in history on the planet was silenced by flames on America’s
Independence Day in the year made infamous by George Orwell must have
brought a cynical smile to the face of more than one enemy of historical
truth: the terrorists, whose national loyalties certainly lie elsewhere
than in America, chose the date well. Had IHR succumbed to the
arsonists, what a superb validation of the Orwellian dictum: “Who
controls the past controls the future. Who controls the present controls
the past.”!
One of the chief casualties of the fire was the text of the book you
now hold in your hands. Too badly charred to be reproduced for printing
plates, over six hundred pages of The Forced War had to be laboriously
reset, reproofed, and recorrected. That this has now been achieved,
despite the enormous losses and extra costs imposed by the arson,
despite the Institute’s dislocation and its continued harassment, legal
and otherwise, by the foes of historical truth, represents a great
triumph for honest historiography, for The Forced War, more than a
quarter century after it was written, remains the classic refutation of
the thesis of Germany’s “sole guilt” in the origins and outbreak of the
Second World War.
By attacking one of the chief taboos of our supposedly irreverent and
enlightened century, David Hoggan. author of The Forced War,
unquestionably damaged his prospects as a professional academic. Trained
as a diplomatic historian at Harvard under William Langer and Michael
Karpovich, with rare linguistic qualifications, Hoggan never obtained
tenure. Such are the rewards for independent thought, backed by thorough
research, in the “land of the free.”
The Forced War was published in West Germany in 1961 as Der erzwungene
Krieg by the Verlag der Deutschen Hochschullehrer-Zeitung (now Grabert
Verlag) in Tübingen. There it found an enthusiastic reception among
Germans, academics and laymen, who had been oppressed by years of
postwar propaganda, imposed by the victor nations and cultivated by the
West German government, to the effect that the German leadership had
criminally provoked an “aggressive” war in 1939. Der erzwungene Krieg
has since gone through thirteen printings and sold over fifty thousand
copies. The famous German writer and historian Armin Mohler declared
that Hoggan had brought World War II Revisionism out of the ghetto” in
Germany.
While Der erzwungene Krieg was considered important enough to be
reviewed in more than one hundred publications in the Bundesrepublik,
West Germany’s political and intellectual Establishment, for whom the
unique and diabolical evil of Germany in the years 1933-1945 constitutes
both foundation myth and dogma, was predictably hostile. A 1964 visit by
Hoggan to West Germany was attacked by West Germany’s Minister of the
Interior, in much the same spirit as West Germany’s President Richard
von Weizsäcker attempted to decree an end to the so-called
Historikerstreit (historians’ debate) due to its Revisionist
implications in 1988. More than one influential West German historian
stooped to ad hominem attack on Hoggan’s book, as the American was
chided for everything from his excessive youth (Hoggan was nearly forty
when the book appeared) to the alleged “paganism” of his German
publisher.
The most substantive criticism of The Forced War was made by German
historians Helmut Krausnick and Hermann Graml, who, in the August 1963
issue of Geschichte in Wissenschaft und Unterricht (History in
Scholarship and Instruction), attacked the book on grounds of a number
of instances of faulty documentation. A Revisionist historian, Professor
Kurt Glaser, after examining The Forced War and its critics’ arguments
in Der Zweite Weltkrieg und die Kriegsschuldfrage (The Second World War
and the Question of War Guilt), found, that while some criticisms had
merit,”It is hardly necessary to repeat here that Hoggan was not
attacked because he had erred here and there — albeit some of his errors
are material — but because he had committed heresy against the creed of
historical orthodoxy.”
Meanwhile, in the United States, Hoggan and Harry Elmer Barnes, Hoggan’s
mentor and the most influential American Revisionist scholar and
promoter, became embroiled in a dispute over Hoggan’s failure to revise
The Forced War in the face of the few warranted criticisms. Hoggan,
proud and somewhat temperamental, refused to yield, despite a
substantial grant arranged for him by Barnes. Barnes’s death in 1968 and
financial difficulties created an impasse with the original publisher
which blocked publication until IHR obtained the rights; IHR’s
difficulties have been mentioned above. Habent sua fata libelli.
Whatever minor flaws in Hoggan’s documentation, The Forced War, in the
words of Harry Elmer Barnes, written in 1963, “In its present form, ...
it not only constitutes the first thorough study of the responsibility
for the causes of the Second World War in any language but is likely to
remain the definitive Revisionist work on this subject for many years.”
Hoggan prophesied well: the following quarter century has produced no
Revisionist study of the origins of the war to match The Forced War; as
for the Establishment’s histories regarding Hitler’s foreign policy, to
quote Professor H.W. Koch of the University of York, England, writing in
1985, such a major work is still lacking” (Aspects of the Third Reich.
ed. H.W. Koch, St. Martin’s Press, New York, p. 186). Thus its
publication after so many years is a major, if belated, victory for
Revisionism in the English-speaking world. If the publication of The
Forced War can contribute to an increase in the vigilance of a new
generation of Americans regarding the forced wars that America’s
interventionist Establishment may seek to impose in the future, the aims
of the late David Hoggan, who passed away in August 1988, will have
been, in part, realized.
IHR would like to acknowledge the assistance of Russell Granata and Tom
Kerr in the publication of The Forced War; both these American
Revisionists gave of their time so that a better knowledge of the past
might produce a better future, for their children and ours.
— Theodore J. O’Keefe January, 1989
TABLE OF CONTENTS
Introduction
Preface 1
Chapter 1: The New Polish State 9
The Anti-Polish Vienna Congress 9 — The 19th Century Polish Uprisings
10 — Pro-German Polish
Nationalism 11 — Pro-Russian Polish Nationalism 12 — Pro-Habsburg
Polish Nationalism 14 —
Pilsudski’s Polish Nationalism 14 — Poland in World War 116 — Polish
Expansion After World War I 19
— The Pilsudski Dictatorship 26 — The Polish Dictatorship After
Pilsudski’s Death 28
Chapter 2: The Roots Of Polish Policy 31
Pilsudski’s Inconclusive German Policy 31 — The Career of Jozef Beck
32 — The Hostility between
Weimar Germany and Poland 34 — Pilsudski’s Plans for Preventive War
against Hitler 35 —
The 1934 German-Polish Non-Aggression Pact 37 — Beck’s Position
Strengthened by Pilsudski 39
— Beck’s Plan for Preventive War in 1936 41 — Hitler’s Effort to Promote
German-Polish Friendship 43
— The Dangers of an Anti-German Policy 44
Chapter 3: The Danzig Problem 49
The Repudiation of Self-Determination at Danzig 49 — The Establishment
of the Free City Regime 51
— The Polish Effort to Acquire Danzig 54 — Danzig’s Anguish at
Separation from Germany 57 —
Poland’s Desire for a Maritime Role 57 — Hitler’s Effort to Prevent
Friction at Danzig 60 —
The Chauvinism of Polish High Commissioner Chodacki 61 — The
Deterioration of the Danzig Situation
after 193663 — The Need for a Solution 64
Chapter 4: Germany, Poland, And The Czechs 65
The Bolshevik Threat to Germany and Poland 65 — Hitler’s Anti-Bolshevik
Foreign Policy 66 —
Polish Hostility Toward the Czechs 68 — Polish Grievances and Western
Criticism 72 —
The Anti-German Policy of Benes 74 — Neurath’s Anti-Polish Policy
Rejected by Hitler 76 —
The German-Polish Minority Pact of 1937 79 — The Bogey of the Hossbach
Memorandum 82 —
Hitler’s November 1937 Danzig Declaration 83 — Austria as a Czech Buffer
84
Chapter 5: The Road To Munich 87
Hitler’s Peaceful Revision Policy in 193887 — The January 1938
Hitler-Beck Conference 88 —
The Rise of Joachim von Ribbentrop 90 — The Fall of Kurt von Schuschnigg
91 —
The Double Game of Lord Halifax 94 — The Secret War Aspirations of
President Roosevelt 100
— The Peace Policy of Georges Bonnet 102 — Litvinov’s Hopes for a
Franco-German War 105
— The Reckless Diplomacy of Edvard Benes 105 — The War 119
Chapter 6: A German Offer To Poland 123
Germany’s Perilous Position After Munich 123 — The Inadequacy of German
Armament 125 —
The Favorable Position of Great Britain 126 — Hitler’s Generous Attitude
toward Poland 127 —
Further Polish Aspirations in Czecho-Slovakia 127 — Continued Czech
Hostility toward Poland and
Germany 131 — Polish Claims at Oderberg Protected by Hitler 134 — The
Failure of Czech-Hungarian
Negotiations 136 — Germany’s Intentions Probed by Halifax 138 — Beck’s
Failure to Enlist Rumania
Against Czecho-Slovakia 140—Beck’s Request for German Support to Hungary
142 — Hitler’s Suggestion
for a Comprehensive Settlement 144 — Beck’s Delay of the Polish Response
146
— Beck Tempted by British Support Against Germany 148
Chapter 7: German-Polish Friction In 1938 149
The Obstacles to a German-Polish Understanding 149 — The Polish Passport
Crisis 151 —Persecution of
the German Minority in Poland 157 — Polish Demonstrations Against
Germany 161 — The Outrages at
Teschen 161 — The Problem of German Communica tion with East Prussia 164
— Tension at Danzig 165
— The November 1938 Ribbentrop-Lipski Conference 166 — German Confusion
about Polish Intentions 167
— Secret Of ficia Polish Hostility toward Germany 169 — A German-Polish
Understanding Feared by
Halifax 172 — Poland Endangered by Beck’s Diplomacy 174
Page II
Chapter 8: British Hostility Toward Germany After Munich 177
Hitler’s Bid for British Friendship 177 — Chamberlain’s Failure to
Criticize Duff Cooper 180 —
The British Tories in Fundamental Agreement 181 — Tory and Labour War
Sentiment 186 —
Control of British Policy by Halifax 192 — Tory Alarmist Tactics 193
—Tory Confidence in War
Preparations 195 — Mussolini Frightened by Halifax and Chamberlain 196 —
Hitler’s Continued Optimism 201
Chapter 9: Franco-German Relations After Munich 203
France an Obstacle to British War Plans 203 — The Popularity of the
Munich Agreement in France 205 —
The Popular Front Crisis a Lesson for France 205 — The 1935 Laval Policy
Undermined by Vansittart 210
— The Prepondermt Position of France Wrecked by Leon Blum 215 — The
Daladier Government and
the Czech Crisis 217 — The Franco-German Friendship Pact of December
1938 220 —
The Flexible French Attitude After Munich 224
Chapter 10: The German Decision To Occupy Prague 227
The Czech Imperiump mortally Wunded at Munich 227— The Deceptive Czech
Policy of Halifax 228
— The Vienna Award a Disappointment to Halifax 230 — New Polish Demands
on the Czechs 231 —
Czech-German Friction After the German Award 233 —The Czech Guarantee
Sabotaged by Halifax 235
— Czech Appeals Ignored by Halifax 237— Hiter’s Support of the Slovak
Independence Movement 238
— President Roosevelt Propagandized by Halifax 240 — Halifax Warned of
the Approaching Slovak
Crisis 242 —Halifax’s Decision to Ignore the Crisis 243 — The Climax of
the Slovak Crisis 245 —
The Hitler-Hacha Pact 247 — Halifax’s Challenge to Hitler 249 — Hitler’s
Generous Treatment of the
Czechs after March 1939 250 — The Propaganda Against Hitler’s Czech.
Policy 252
Chapter 11: Germany And Poland In Early 1939 255
The Need for a German-Polish Understanding 255 — The Generous German
Offer to Poland 256 —
The Reasons for Polish Procrastination 257 — Hitler’s Refusal to Exert
Pressure on Poland 259 —
Beck’s Deception Toward Germany 260 — The Confiscation of German
Property in Poland 260 —
German-Polish Conversations at the End of 1938 262 — The Beck-Hitler
Conference of January 5, 1939 265
— The Beck-Ribbentrop Conference of January 6, 1939 270 — German
Optimism and Polish Pessimism 272
—The Ribbentrop Visit to Warsaw 274 — Hitler’s Reichstag Speech of
January 30, 1939 277 — Polish
Concern About French Policy 281 — The German-Polish Pact Scare at London
283 — Anti-German
Demonstrations During Ciano’s Warsaw Visit 284 — Beck’s Announcement of
His Visit to London 287
Chapter 12: The Reversal Of British Policy 291
Dropping the Veil of an Insincere Appeasement Policy 291 — British
Concern about France 295 —
Hitler Threatened by Halifax 297 — Halifax’s Dream of a Gigantic
Alliance 297 — The Tilea Hoax 299 —
Poland Calm about Events in Prague 302 — Beck Amazed by the Tilea Hoax
303 — Chamberlain’s
Birmingham Speech 305 — The Anglo-French Protest at Berlin 306 — The
Withdrawal of the British and
French Ambassadors 307 —The Halifax Offer to Poland and the Soviet Union
309
Chapter 13: The Polish Decision To Challenge Germany 311
The Impetuosity of Beck 311 — Beck’s Rejection of the Halifax Pro-Soviet
Alliance Offer 312 —
Lipski Converted to a Pro-German Policy by Ribbentrop 313 — Lipski’s
Failure to Convert Beck 316 —
Beck’s Decision for Polish Partial Mobilization 317 — Hitler’s Refusal
to Take Military Measures 319 —
Beck’s War Threat to Hitler 321 — Poland Excited by Mobilization 324 —
Hitler’s Hopes for a Change in
Polish Policy 326 — The Roots of Hitler’s Moderation Toward Poland 328
Chapter 14: The British Blank Check To Poland 333
Anglo-French Differences 333 — Bonnet’s Visit to London 334 —
Franco-Polish Differences 335 —
Beck’s Offer to England 336 — Halifax’s Decision 337 — Beck’s Acceptance
of the British Guarantee 339
— The Approval of the Guarantee by the British Parties 340 — The
Statement by Chamberlain 341
— The Challenge Accepted by Hitler 342 — Beck’s Visit to London 343 —
Beck’s Satisfaction 351 —
Page III
Chapter 15: The Deterioration Of German-Polish Relations 355
Beck’s Inflexible Attitude 355 — Hitler’s Cautious Policy 357 — Bonnet’s
Coolness toward Poland 358
— Beck’s Displeasure at Anglo-French Balkan Diplomacy 360 — The Beck-Gafencu
Conference 362 —
The Roosevelt Telegrams to Hitler and Mussolini 365— Hitler’s Assurances
Accepted by Gafencu 369 —
Gafencu’s Visit to London 371 —Hitler’s Friendship with Yugoslavia 373 —
Hitler’s Reply to Roosevelt
of April 28, 1939 374 — Hitler’s Peaceful Intentions Welcomed by Hungary
378 — Beck’s Chauvinistic
Speech of May 5, 1939 379 — Polish Intransigence Approved by Halifax 386
Chapter 16: British Policy And Polish Anti-German Incidents 387
Halifax’s Threat to Destroy Germany 387 — The Terrified Germans of
Poland 388 —Polish Dreams of
Expansion 390 — The Lodz Riots 391 — The Kalthof Murder 392 —The
Disastrous Kasprzycki Mission 394
— Halifax’s Refusal to Supply Poland
395 —Halifax’s Contempt for the Pact of Steel 397 — Wohlthat’s Futile
London Conversations 398 — Polish Provocations at Danzig 402 — Potocki’s
Effort to Change Polish
Policy 406 — Forster’s Attempted Danzig Détente 407 — The Axis Peace
Plan of Mussolini 409 —
The Peace Campaign of Otto Abetz 410 — The Polish Ultimatum to Danzig
412 —Danzig’s Capitulation
Advised by Hitler 413 — German Military Preparations 415 —Hungarian
Peace Efforts 416 — The Day of
the Legions in Poland 418 — The Peaceful Inclination of the Polish
People 419
Chapter 17: The Belated Anglo-French Courtship Of Russia 421
Soviet Russian as Tertius Gaudens 421 — Russian Detachment Encouraged by
the Polish Guarantee 422
— The Soviet Union as a Revisionist Power 422 — The Dismissal of
Litvinov 424 — Molotov’s Overtures
Rejected by Beck 426 — A Russo-German Understanding Favored by Mussolini
428 — Stang’s Mission to
Moscow 430 — Hitler’s Decision for a Pact with Russia 431 — The British
and French Military Missions 433
—The Anglo-French Offer at the Expense of Poland 435 — The Ineptitude of
Halifax’s Russian Diplomacy 446
Chapter 18: The Russian Decision For A Pact With Germany 449
The Russian Invitation of August 12, 1939 449 — The Private Polish Peace
Plan of Colonel Kava 450
— The Polish Terror in East Upper Silesia 452 — Ciano’s Mission to
Germany 452 — The Reversal
of Italian Policy 457 — Italy’s Secret Pledge to Halifax 458— Soviet
Hopes for a Western
European War 460 — The Crisis at Danzig 462 — Russian Dilatory Tactics
464 —
The Personal Intervention of Hitler 467 — The Complacency of Beck 468 —
Ribbentrop’s Mission
to Moscow 469 — Henderson’s Efforts for Peace 472— Bonnet’s Effort to
Separate France from
Poland 475 — The Stiffening of Polish Anti-German Measures 478 — The
Decline of German
Opposition to Hitler 480 — Hitler’s Desire for a Negotiated Settlement
480
Chapter 19: German Proposals For An Anglo-German Understanding 483
Chamberlain’s Letter an Opening for Hitler 483 — Hitler’s Reply to
Chamberlain 485 —
The Mission of Birger Dahlerus 486 — Charles Buxton’s Advice to Hitler
488 — The Confusion
of Herbert von Dirksen 489 — Hitler’s Appeal to the British Foreign
Office 491 —
Polish-Danzig Talks Terminated by Beck 493 — Confusion in the British
Parliament on August 24th 495
— The Roosevelt Messages to Germany and Poland 497— The German Case
Presented by Henderson 500
— Kenfiard at Warsaw Active for War 501 — The August 25th Göring Message
to London 503
— Hitler Disturbed about Italian Policy 504 — Hitler’s Alliance Offer to
Great Britain 505 —
Hitler’s Order for Operations in Poland on August 26th 507 — The
Announcement of the Formal
Anglo-Polish Alliance 508 — Military Operations Cancelled by Hitler 509
Chapter 20: The New German Offer To Poland 513
Halifax Opposed to Polish Negotiations with Germany 513 — The Polish
Pledge to President Roosevelt 514
— Hitler’s Failure to Recover Italian Support 516 — Halifax Hopeful for
War 517 —
British Concern About France 520 — The Hitler-Daladier Correspondence
522 — Hitler’s Desire for Peace
Conveyed at London by Dahlerus 524— Kennard Opposed to German-Polish
Talks 526 — The Deceptive
British Note of August 28th — Hitler’s Hope for a Peaceful Settlement
535 — New Military Measures
Planned by Poland 537 — The German Note of August 29th 539 — The German
Request for Negotiation
with Poland 540
Chapter 21: Polish General Mobilization And German-Polish War 545
Hitler Unaware of British Policy in Poland 545 — Hitler’s Offer of
August 30th to Send Proposals to
Warsaw 547 — Hitler’s Sincerity Conceded by Chamberlain 548 —Henderson’s
Peace Arguments
Rejected by Halifax 549 — A Peaceful Settlement Favored in France 551 —
The Unfavorable British
Note of August 30th 552 — The Absence of Trade Rivalry as a Factor for
War 555 — The Tentative
German Marienwerder Proposals 557 — Hitler’s Order for Operations in
Poland on September1st 561
— Beck’s Argument with Pope Pius XII 562 — Italian Mediation Favored by
Bonnet 563 —
The Marienwerder Proposals Defended by Henderson 565 — The Lipski-Ribbentrop
Meeting 566 —
The Germans Denounced by Poland as Huns 568
Chapter 22: British Rejection Of the Italian Conference Plan
And The Outbreak of World War II 571
The German-Polish War 571 — Italian Defection Accepted by Hitler 571 —
Polish Intransigence
Deplored by Henderson and Attolico 572 — Hitler’s Reichstag Speech of
September 1, 1939 573 —
Negotiations Requested by Henderson and Dahlerus 576 —Hitler Denounced
by Chamberlain
and Halifax 578 — Anglo-French Ultimata Rejected by Bonnet 579 — Notes
of Protest Drafted
by Bonnet 580 — The Italian Mediation Effort 584 — Hitler’s Acceptance
of an Armistice and
a Conference 585 — The Peace Conference Favored by Bonnet 586 —
Halifax’s Determination to
Drive France into War 588 — Ciano Deceived by Halifax 591 — The
Mediation Effort Abandoned
by Italy 593 —Bonnet Dismayed by Italy’s Decision 594 — British Pressure
on Daladier and
Bonnet 595— The Collapse of French Opposition to War 596 — The British
and French Declarations
of War Against Germany 597 — The Unnecessary War 599
Conclusion 601
Appendix 609
Biography of the Author
Notes 621
Bibliography 646
Index 685
1
PREFACE
This book is an outgrowth of a research project in diplomatic history
entitled Breakdown of German-Polish Relations in 1939. It was offered
and accepted as a doctoral dissertation at Harvard University in 1948.
It was prepared under the specific direction of Professors William L.
Langer and Michael Karpovich who were recognized throughout the
historical world as being leading authorities on modern European
history, and especially in the field of diplomatic history.
During the execution of this investigation I also gained much from
consultation with other experts in this field then at Harvard, such as
Professor Sidney B. Fay, Professor Harry R. Rudin, who was guest
professor at Harvard during the academic year, 1946-1947), and Professor
David Owen, at that time the chairman of the Harvard History Department
and one of the world’s leading experts on modem British history.
It has been a source of gratification to me that the conclusions reached
in the 1948 monograph have been confirmed and extended by the great mass
of documentary and memoir material which has been made available since
that time.
While working on this project, which is so closely and directly related
to the causes of the second World War, I was deeply impressed with the
urgent need for further research and writing on the dramatic and
world-shaking events of 1939 and their historical background in the
preceding decade.
It was astonishing to me that, nine years after the launching of the
second World War in September 1939, there did not exist in any language
a comprehensive and reliable book on this subject. The only one devoted
specifically and solely to this topic was Diplomatic Prelude by Sir
Lewis B. Namier, an able English-Jewish-historian who was a leading
authority on the history of eighteenth century Britain. He had no
special training or capacity for dealing with contemporary diplomatic
history. His book, published in 1946, was admittedly based on the
closely censored documents which had appeared during the War and on the
even more carefully screened and unreliable material produced against
the National Socialist leaders at the Nuremberg Trials.
This lack of authentic material on the causes of the second World War
presented a remarkable contrast to that which existed following the end
of the [2] first World War. Within less than two years after the
Armistice of November 1918, Professor Sidney B. Fay had discredited for
all time the allegation that Germany and her allies had been solely
responsible for the outbreak of war in August 1914. This was a
fantastic. indictment. Yet, on it was based the notorious war-guilt
clause (Article 239) of the Treaty of Versailles that did so much to
bring on the explosive situation which, as will be shown in this book,
Lord Halifax and other British leaders exploited to unleash the second
World War almost exactly twenty years later.
By 1927, nine years after Versailles, there was an impressive library of
worthy and substantial books by so-called revisionist scholars which had
at least factually obliterated the Versailles war-guilt verdict. These
books had appeared in many countries; the United States, Germany,
England, France, Austria and Italy, among others. They were quickly
translated, some even into Japanese. Only a year later there appeared
Fay’s Origins of the World War, which still remains, after more than
thirty years, the standard book in the English language on 1914 and its
background. Later materials, such as the Berchtold papers and the
Austro-Hungarian diplomatic documents published in 1930, have undermined
Fay’s far too harsh verdict on the responsibility of the Austrians for
the War. Fay himself has been planning for some time to bring out a new
and revised edition of his important work.
This challenging contrast in the historical situation after the two
World Wars convinced me that I could do no better than to devote my
professional efforts to this very essential but seemingly almost
studiously avoided area of contemporary history; the background of 1939.
There were a number of obvious reasons for this dearth of sound
published material dealing with this theme.
The majority of the historians in the victorious allied countries took
it for granted that there was no war-guilt question whatever in regard
to the second World War. They seemed to be agreed that no one could or
ever would question the assumption that Hitler and the National
Socialists were entirely responsible for the outbreak of war on
September 1, 1939, despite the fact that, even in 1919, some able
scholars had questioned the validity of the war-guilt clause of the
Versailles Treaty. The attitude of the historical guild after the second
World War was concisely stated by Professor Louis Gottschalk of the
University of Chicago, a former President of the American Historical
Association: “American historians seem to be generally agreed upon the
war-guilt question of the second World War.” In other words, there was
no such question.
This agreement was not confined to American historians; it was equally
true not only of those in Britain, France and Poland but also of the
great majority of those in the defeated nations: Germany and Italy. No
general revisionist movement like that following 1918 was stirring in
any European country for years after V-J Day. Indeed, it is only faintly
apparent among historians even today.
A second powerful reason for the virtual non-existence of revisionist
historical writing on 1939 was the fact that it was—and still
is—extremely precarious professionally for any historian anywhere to
question the generally accepted dogma of the sole guilt of Germany for
the outbreak of hostilities in 1939. To do so endangered the tenure and
future prospects of any historian, as much in Germany or Italy as in the
United States or Britain. Indeed, it was even more risky in West
Germany. Laws passed by the Bonn Government made it [3 possible to
interpret such vigorous revisionist writing as that set forth after 1918
by such writers as Montgelas, von Wegerer, Stieve, and Lutz as a
political crime. The whole occupation program and NATO political set-up,
slowly fashioned after V-E Day, was held to depend on the validity of
the assertion that Hitler and the National Socialists were solely
responsible for the great calamity of 1939. This dogma was bluntly
stated by a very influential German political scientist, Professor
Theodor Eschenburg, Rector of the University of Tuebingen:
“Whoever doubts the exclusive guilt of Germany for the second World War
destroys the foundations of post-war politics.”
After the first World War, a strong wave of disillusionment soon set in
concerning the alleged aims and actual results of the War. There was a
notable trend towards peace, disarmament sentiment, and isolation,
especially in the United States. Such an atmosphere offered some
intellectual and moral encouragement to historians who sought to tell
the truth about the responsibility for 1914. To do so did not constitute
any basis for professional alarm as to tenure, status, promotion and
security, at least after an interval of two or three years following the
Armistice.
There was no such period of emotional cooling-off, readjustment, and
pacific trends after 1945. Before there had even been any opportunity
for this, a Cold War between former allies was forecast by Churchill
early in 1946 and was formally proclaimed by President Truman in March
1947. The main disillusionment was that which existed between the
United States and the Soviet Union and this shaped up so as to intensify
and prolong the legend of the exclusive guilt of the National Socialists
for 1939. The Soviet Union was no more vehement in this attitude than
the Bonn Government of Germany.
There were other reasons why there was still a dearth of substantial
books on 1939 in 1948—a lacuna which exists to this day—but those
mentioned above are the most notable. Countries whose post-war status,
possessions and policies rested upon the assumption of exclusive German
guilt were not likely to surrender their pretensions, claims, and gains
in the interest of historical integrity. Minorities that had a special
grudge against the National Socialists were only too happy to take
advantage of the favorable world situation to continue and to intensify
their program of hate and its supporting literature, however extreme the
deviation from the historical facts.
All these handicaps, difficulties and apprehension in dealing with 1939
were quite apparent to me in 1948 and, for the most part, they have not
abated notably since that time. The sheer scholarly and research
opportunities and responsibilities were also far greater than in the
years after 1918. Aside from the fact that the revolutionary governments
in Germany, Austria and Russia quickly opened their archives on 1914 to
scholars, the publication of documents on the responsibility for the
first World War came very slowly, and in some cases required two decades
or more.
After the second World War, however, there was soon available a
veritable avalanche of documents that had to be read, digested and
analyzed if one were to arrive at any certainty relative to the
responsibility for 1939. Germany had seized the documents in the
archives of the countries she conquered. When the Allies later overcame
Germany they seized not only these, but those of Germany, Austria, Italy
and several other countries. To be sure, Britain and the [5] United
States have been slow in publishing their documents bearing on 1939 and
1941, and the Soviet leaders have kept all of their documentary
material, other than that seized by Germany, very tightly closed to
scholars except for Communists. The latter could be trusted not to
reveal any facts reflecting blame on the Soviet Union or implying any
semblance of innocence on the part of National Socialist Germany.
Despite all the obvious problems, pitfalls and perils involved in any
effort actually to reconstruct the story of 1939 and its antecedents,
the challenge, need and opportunities connected with this project
appeared to me to outweigh any or all negative factors. Hence, I began
my research and writing on this comprehensive topic, and have devoted
all the time I could take from an often heavy teaching schedule to its
prosecution.
In 1952, I was greatly encouraged when I read the book by Professor
Charles C. Tansill, Back Door to War. Tansill’s America Goes to War was,
perhaps, the most learned and scholarly revisionist book published after
the first World War, Henry Steele Commager declared that the book was
“the most valuable contribution to the history of the pre-war years in
our literature, and one of the notable achievements of historical
scholarship of this generation.” Allan Nevins called it “an admirable
volume, and absolutely indispensable” as an account of American entry
into the War, on which the “approaches finality.” Although his Back Door
to War was primarily designed to show how Roosevelt “lied the United
States into war,” it also contained a great deal of exciting new
material on the European background which agreed with the conclusions
that I had reached in my 1948 dissertation.
Three years that I spent as Scientific Assistant to the Rector and
visiting Assistant Professor of History in the Amerika Institut at the
University of Munich gave me the opportunity to look into many sources
of information in German materials at first hand and to consult directly
able German scholars and public figures who could reveal in personal
conversation what they would not dare to put in print at the time. An
earlier research trip to Europe sponsored by a Harvard scholarship
grant, 1947-1948, had enabled me to do the same with leading Polish
figures and to work on important Polish materials in a large number of
European countries.
Three years spent later as an Assistant Professor of History at the
University of California at Berkeley made it possible for me to make use
of the extensive collection of documents there, as well as the far more
voluminous materials at the Hoover Institution at Stanford, California,
where I had done my first work in the archives while an under-graduate
student at Stanford. Research grants thereafter permitted me to be free
from teaching duties for several years and to devote myself solely to
research and writing. Whatever defects and deficiencies my book may
possess, they are not due to lack of application to cogent research in
the best collections of documents for over nearly a decade and a half.
In various stages of the preparation of my book I gained much from the
advice, counsel and assistance of Harry R. Rudin, Raymond J. Sontag,
Charles C. Tansill, M.K. Dziewanowski, Zygmunt Gasiorowski, Edward J.
Rozek, Otto zu Stolberg-Wernigerode, Vsevolod Panek, Ralph H. Lutz,
Henry M. Adams, James J. Martin, Franklin C. Palm, Thomas H.D. Mahoney,
Reginald F. Arragon, Richard H. Jones, and Ernest G. Trimble.
By 1957, I believed that I had proceeded far enough to have a manuscript
worthy of publication and offered it to a prominent publisher. Before
any decision could be reached, however, as to acceptance or rejection, I
voluntarily withdrew the manuscript because of the recent availability
of extensive and important new documentary materials, such as the Polish
documentary collection, Polska a Zagranica, and the vast collection of
microfilm reproductions based on the major portion of the German Foreign
Office Archives from the 1936-1939 period, which had remained
unpublished.
This process of drastic revision, made mandatory by newly available
documentation, has been repeated four times since 1957. It is now my
impression that no probable documentary revelations in any predictable
future would justify further withholding of the material from
publication. The results of my work during the last fifteen years in
this field have recently been published in Germany (November, 1961)
under the title Der Erzwungene Krieg (The Forced War). The German
edition went through four printings within one year.
Neither this book nor the present English-language edition will exhaust
this vast theme or preclude the publication of many other books in the
same field. But it will not strain the truth to assert that my book
constitutes by far the most complete treatment which has appeared on the
subject in any language based on the existing and available
documentation. Indeed, amazing as it seems, it is the only book limited
to the subject in any language that has appeared since 1946, save for
Professor A.J.P. Taylor’s far briefer account which was not published
until the spring of 1961, the still more brief account in Germany by
Walther Hofer, the rather diffuse symposium published under the auspices
of Professor Arnold J. Toynbee at London in 1958, and Frau Annelies von
Ribbentrop’s Verschwoerung gegen den Frieden (Conspiracy Against Peace,
Leoni am Starnbergersee, 1962).
It represents, to the best of my ability, an accurate summation and
assessment of the factors, forces and personalities that contributed to
bring on war in September 1939, and to the entry of the Soviet Union,
Japan, and the United States into the conflict later on. Valid criticism
of the book in its present and first edition will be warmly welcomed.
Such suggestions as appear to me to be validated by reliable
documentation will be embodied in subsequently revised editions.
Although the conclusions reached in this book depart widely from the
opinions that were set forth in allied war propaganda and have been
continued almost unchanged in historical writing since 1945, they need
not be attributed to either special ability or unusual perversity. They
are simply those which one honest historian with considerable linguistic
facility has arrived at by examining the documents and monographs with
thoroughness, and by deriving the logical deductions from their content.
No more has been required than professional integrity, adequate
information, and reasonable intelligence. Such a revision of wartime
propaganda dogmas and their still dominating vestiges in current
historical writings in this field is inevitable, whatever the
preconceived ideas held by any historian, if he is willing to base his
conclusions on facts. This is well Illustrated and confirmed by the
example of the best known of contemporary British historians, Professor
A.J.P. Taylor.
Taylor had written numerous books relating to German history, and his
[6] attitude had led to his being regarded as vigorously anti-German, if
not literally a consistent Germanophobe. Admittedly in this same mood,
he began a thorough study of the causes of the second World War from the
sources, with the definite anticipation that he would emerge with an
overwhelming indictment of Hitler as solely responsible for the causes
and onset of that calamitous conflict. What other outcome could be
expected when one was dealing with the allegedly most evil, bellicose,
aggressive and unreasonable leader in all German history?
Taylor is, however, an honest historian and his study of the documents
led him to the conclusion that Hitler was not even primarily responsible
for 1939. Far from planning world conquest, Hitler did not even desire a
war with Poland, much less any general European war. The war was,
rather, the outcome of blunders on all sides, committed by all the
nations involved, and the greatest of all these blunders took place
before Hitler came to power in 1933. This was the Versailles Treaty of
1919 and the failure of the victorious Allies and the League of Nations
to revise this nefarious document gradually and peacefully in the
fifteen years preceding the Hitler era.
So far as the long-term responsibility for the second World War is
concerned, my general conclusions agree entirely with those of Professor
Taylor. When it comes to the critical months between September 1938, and
September 1939, however, it is my carefully considered judgment that the
primary responsibility was that of Poland and Great Britain. For the
Polish-German War, the responsibility was that of Poland, Britain and
Germany in this order of so-called guilt. For the onset of a European
War, which later grew into a world war with the entry of the Soviet
Union, Japan and the United States, the responsibility was primarily,
indeed almost exclusively, that of Lord Halifax and Great Britain.
I have offered my reasons for these conclusions and have presented and
analyzed the extensive documentary evidence to support them. It is my
conviction that the evidence submitted cannot be factually discredited
or overthrown. If it can be, I will be the first to concede the success
of such an effort and to readjust my views accordingly. But any
refutation must be based on facts and logic and cannot be accomplished
by the prevailing arrogance, invective or innuendo. I await the
examination of my material with confidence, but also with an open mind
in response to all honest and constructive criticism.
While my primary concern in writing this book has been to bring the
historical record into accord with the available documentation, it has
also been my hope that it might have the same practical relevance that
revisionist writing could have had after the first World War. Most of
the prominent Revisionists after the first World War hoped that their
results in scholarship might produce a comparable revolution in European
politics and lead to the revision of the Versailles Treaty in time to
discourage the rise of some authoritarian ruler to undertake this task.
They failed to achieve this laudable objective and Europe was faced with
the danger of a second World War.
Revisionist writing on the causes of the second World War should
logically produce an even greater historical and political impact than
it did after 1919. In a nuclear age, failure in this respect will be
much more disastrous and devastating than the second World War. The
indispensable nature of a reconsideration of the merits and possible
services of Revisionism in this matter has been well [7] stated by
Professor Denna F. Fleming, who has written by far the most complete and
learned book on the Cold War and its dangers, and a work which also
gives evidence of as extreme and unyielding a hostility to Germany as
did the earlier writings of A.J.P. Taylor: “The case of the Revisionists
deserved to be heard…. They may help us avoid the ‘one more war’ after
which there would be nothing left worth arguing about.”
Inasmuch as I find little in the documents which lead me to criticize
seriously the foreign policy of Hitler and the National Socialists, some
critics of the German edition of my book have Charged that I entertain
comparable views about the domestic policy of Hitler and his regime. I
believe, and have tried to demonstrate, that the factual evidence proves
that Hitler and his associates did not wish to launch a European war in
1939, or in preceding years. This does not, however, imply in any sense
that I have sought to produce an apology for Hitler and National
Socialism in the domestic realm. It is no more true in my case than in
that of A.J.P. Taylor whose main thesis throughout his lucid and
consistent volume is that Hitler desired to accomplish the revision of
the Treaty of Versailles by peaceful methods, and had no wish or plan to
provoke any general war.
Having devoted as much time to an intensive study of this period of
German history as any other American historian, I am well aware that
there were many defects and shortcomings in the National Socialist
system, as well as some remarkable and substantial accomplishments in
many fields. My book is a treatise on diplomatic history. If I were to
take the time and space to analyze in detail the personal traits of all
the political leaders of the 1930’s and all aspects of German, European
and world history at the time that had any bearing on the policies and
actions that led to war in September 1939, it would require several
large volumes.
The only practical procedure is the one which I have followed, namely,
to hold resolutely to the field of diplomatic history, mentioning only
those out standing political, economic, social and psychological factors
and situations which bore directly and powerfully on diplomatic actions
and policies during these years. Even when closely restricted to this
special field, the indispensable materials have produced a very large
book. If I have found Hitler relatively free of any intent or desire to
launch a European war in 1939, this surely does not mean that any
reasonable and informed person could regard him as blameless or benign
in all his policies and public conduct. Only a naive person could take
any such position. I deal with Hitler’s domestic program only to refute
the preposterous Chargé that he made Germany a military camp before
1939.
My personal political and economic ideology is related quite naturally
to my own environment as an American citizen. I have for years been a
warm admirer of the distinguished American statesman and reformer, the
late Robert Marion La Follette, Sr. I still regard him as the most
admirable and courageous American political leader of this century.
Although I may be very much mistaken in this judgment and appraisal, it
is sincere and enduring. What it does demonstrate is that I have no
personal ideological affinity with German National Socialism, whatever
strength and merit it may have possessed for Germany in some important
respects. Nothing could be more presumptuous and absurd, or more remote
from my purposes in this book, than an American attempt to [8]
rehabilitate or vindicate Germany’s Adolf Hitler in every phase of his
public behavior. My aim here is solely to discover and describe the
attitudes and responsibilities of Hitler and the other outstanding
political leaders and groups of the 1930’s which had a decisive bearing
on the outbreak of war in 1939.
David Leslie Hoggan
Menlo Park, California
[9]
Chapter 1
THE NEW POLISH STATE
The Anti-Polish Vienna Congress
A tragedy such as World War I, with all its horrors, was destined by the
very nature of its vast dimensions to produce occasional good results
along with an infinitely greater number of disastrous situations. One of
these good results was the restoration of the Polish state. The Polish
people, the most numerous of the West Slavic tribes, have long possessed
a highly developed culture, national self-consciousness, and historical
tradition. In 1914 Poland was ripe for the restoration of her
independence, and there can be no doubt that independence, when it came,
enjoyed the unanimous support of the entire Polish nation. The
restoration of Poland was also feasible from the standpoint of the other
nations, although every historical event has its critics, and there were
prominent individuals in foreign countries who did not welcome the
recovery of Polish independence.1
The fact that Poland was not independent in 1914 was mainly the fault of
the international congress which met at Vienna in 1814 and 1815. No
serious effort was made by the Concert of Powers2 to concern itself
with Polish national aspirations, and the arrangements for autonomy in
the part of Russian Poland known as the Congress Kingdom were the result
of the influence of the Polish diplomat and statesman, Adam Czartoryski,
on Tsar Alexander I. The Prussian delegation at Vienna would gladly have
relinquished the Polish province of Posen in exchange for the
recognition of Prussian aspirations in the German state of Saxony. Great
Britain, France, and Austria combined against Prussia and Russia to
frustrate Prussian policy in Saxony and to demand that Posen be assigned
to Prussia. This typical disregard of Polish national interests sealed
the fate of the Polish nation at that time.3
The indifference of the majority of the Powers, and especially Great
Britain, toward Polish nationalism in 1815 is not surprising when one
recalls that the aspirations of German, Italian, Belgian, and Norwegian
nationalism were flouted [10] with equal impunity. National
self-determination was considered to be the privilege of only a few
Powers in Western Europe.
The first Polish state was founded in the 10th century and finally
destroyed in its entirety in 1795, during the European convulsions which
accompanied the Great French Revolution. The primary reason for the
destruction of Poland at that time must be assigned to Russian
imperialism. The interference of the expanding Russian Empire in the
affairs of Poland during the early 18th century became increasingly
formidable, and by the mid-l8th century Poland was virtually a Russian
protectorate. The first partition of Poland by Russia, Prussia, and
Austria in 1772 met with some feeble opposition from Austrian diplomacy.
Prussia made a rather ineffective effort to protect Poland from further
destruction by concluding an alliance with her shortly before the second
partition of 1792. The most that can be said about Russia in these
various situations is that she would have preferred to obtain the whole
of Poland for herself rather than to share territory with the western
and southern neighbors of Poland. The weakness of the Polish
constitutional system is sometimes considered a cause for the
disappearance of Polish independence, but Poland would probably have
maintained her independence under this system had it not been for the
hostile actions of neighboring Powers, and especially Russia.
Poland was restored as an independent state by Napoleon I within twelve
years of the final partition of 1795. The new state was known as the
Grand Duchy of Warsaw. It did not contain all of the Polish territories,
but it received additional land from Napoleon in 1809, and, despite the
lukewarm attitude of the French Emperor toward the Poles, it no doubt
would have been further aggrandized had Napoleon’s campaign against
Russia in 1812 been successful. It can truthfully be said that the long
eclipse of Polish independence during the 19th century was the
responsibility of the European Concert of Powers at Vienna rather than
the three partitioning Powers of the late 18th century.5
The 19th Century Polish Uprisings
The privileges of autonomy granted to Congress Poland by Russia in 1815
were withdrawn sixteen years later following the great Polish
insurrection against the Russians in 1830-1831. Polish refugees of that
uprising were received with enthusiasm wherever they went in Germany,
because the Germans too were suffering from the oppressive post-war
system established by the victors of 1815.6 The Western Powers, Great
Britain and France, were absorbed by their rivalry to control Belgium
and Russia was allowed to deal with the Polish situation undisturbed.
New Polish uprisings during the 1846-1848 period were as ineffective as
the national revolutions of Germany and Italy at that time.7 The last
desperate Polish uprising before 1914 came in 1863, and it was on a much
smaller scale than the insurrection of 1830-1831.
The British, French, and Austrians showed some interest in diplomatic
intervention on behalf of the Poles, but Bismarck, the
Minister-President of Prussia, sided with Russia because he believed
that Russian support was necessary for the realization of German
national unity. Bismarck’s eloquent arguments in the Prussian Landtag
(legislature) against the restoration of a Polish state in 1863, [11]
reflected this situation rather than permanent prejudice on his part
against the idea of an independent Poland. It is unlikely that there
would have been effective action on behalf of the Poles by the Powers at
that time had Bismarck heeded the demand of the majority of the Prussian
Landtag for a pro-Polish policy. Great Britain was less inclined in 1863
than she had been during the 1850’s to intervene in foreign quarrels as
the ally of Napoleon III. She was disengaging herself from Anglo-French
intervention in Mexico, rejecting proposals for joint Anglo-French
intervention in the American Civil War, and quarreling with France about
the crisis in Schleswig-Holstein.8
The absence of new Polish uprisings in the 1863-1914 period reflected
Polish recognition that such actions were futile rather than any
diminution of the Polish desire for independence. The intellectuals of
Poland were busily at work during this period devising new plans for the
improvement of the Polish situation. A number of different trends
emerged as a result of this activity. One of these was represented by
Jozef Pilsudski, and he and his disciples ultimately determined the fate
of Poland in the period between the two World Wars. Pilsudski
participated in the revolutionary movement in Russia before 1914 in the
hope that this movement would shatter the Russian Empire and prepare the
way for an independent Poland.9
The unification of Germany in 1871 meant that the Polish territories of
Prussia became integral parts of the new German Empire. Relations
between Russia, Germany, and Austria-Hungary, the three Powers ruling
over Polish territories, were usually harmonious in the following twenty
year period. This was possible, despite the traditional Austro-Russian
rivalry in the Balkans, because of the diplomatic achievement of
Bismarck.10 The situation changed after the retirement of Bismarck in
1890, and especially after the conclusion of the Franco-Russian alliance
in 1894.11 There was constant tension among the three Powers during the
following period. Russia was allied with France against Germany, and it
was evident that an Eastern European, a Western European, or an Overseas
imperial question might produce a war. This situation seemed more
promising for Poland than when the three Powers ruling Polish
territories were in harmony. It was natural that these changed
conditions were reflected in Polish thought during these years.
Pro-German Polish Nationalism
Most of the Polish territory was ruled by Russia, and consequently it
was quite logical for some Poles to advocate collaboration with Germany,
the principal opponent of Russia, as the best means of promoting Polish
interests. Wladyslaw Studnicki, a brilliant Polish scholar with contacts
in many countries, was an exponent of this approach. He believed that
Russia would always be the primary threat to Polish interests. His
historical studies had convinced him that the finest conditions for
Poland had existed during periods of peaceful relations and close
contact with Germany.12
He noted that Poland, while enfeoffed to Germany during the Middle Ages,
had received from the Germans her Christian religion, her improved
agricultural economy, and her flourishing medieval development of
crafts. German craft [12] colonization had been the basis for the growth
of Polish cities, and the close cultural relationship between the two
countries was demonstrated by every fourth 20th century Polish word.
which was of German origin. He recalled that relations between Germany
and Poland were usually friendly during the Middle Ages, and also during
the final years before the Polish partitions.
Studnicki believed that Poland’s real future was in the East, where she
might continue her own cultural mission, and also profit nationally. He
asserted during World War I that Poles should cease opposing the
continuation of German rule in the province of Posen, which had a Polish
majority, and in the province of West Prussia, which had a German
majority. Both of these regions had been Polish before the first
partition of 1772. He favored a return to the traditional Polish eastern
policy of federation with such neighboring nations as the Lithuanians
and White Russians.13
Studnicki believed that collaboration with Germany would protect Poland
from destruction by Russia without endangering the development of Poland
or the realization of Polish interests. He advocated this policy
throughout the period from World War Ito World War II. After World War
II, he wrote a moving account of the trials of Poland during wartime
occupation, and of the manner in which recent events had made more
difficult the German-Polish understanding which he still desired. 14
Pro-Russian Polish Nationalism
The idea of permanent collaboration with Russia also enjoyed great
prestige in Poland despite the fact that Russia was the major
partitioning Power and that the last Polish insurrection had been
directed exclusively against her rule. The most brilliant and popular of
modern Polish political philosophers, Roman Dmowski, was an advocate of
this idea. Dmowski’s influence was very great, and his most bitter
adversaries adopted many of his ideas. Dmowski refused to com promise
with his opponents, or to support any program which differed from his
own.15
Dmowski was the leader of a Polish political group within the Russian
Empire before World War I known as the National Democrats. They
advocated a constitution for the central Polish region of Congress
Poland, which had been assigned to Russia for the first time at the
Vienna Congress in 1815, but they did not oppose the further union of
this region with Russia. They welcomed the Russian constitutional regime
of 1906, and they took their seats in the legislative Duma rather than
boycott it. Their motives in this respect were identical with those of
the Polish Conservatives from the Polish Kresy;16 the new constitution
could bestow benefits on Poles as well as Russians. The Polish Kresy,
which also served as a reservation for Jews in Russia, included all
Polish territories taken by Russia except Congress Poland. The National
Democrats and the Polish Conservatives believed that they could advance
the Polish cause within Russia by legal means.17
Dmowski was a leading speaker in the Duma, and he was notorious for his
clever attacks on the Germans and Jews. He confided to friends that he
hoped to duplicate the career of Adam Czartoryski, who had been Foreign
Secretary of [13] Russia one century earlier and was acknowledged to
have been the most success ful Polish collaborator with the Russians.
Unwelcome restrictions were imposed on the constitutional regime in the
years after 1906 by Piotr Stolypin, the new Russian strong man, but
these failed to dampen Dmowski’s ardor. He believed that the combined
factors of fundamental weakness in the Russian autocracy and the rising
tide of Polish nationalism would enable him to achieve a more prominent
role.
Dmowski was an advocate of modernity, which meant to him a pragmatic
approach to all problems without sentimentality or the dead weight of
outmoded tradition. In his book, Mysli nowoczesnego Polaka (Thoughts of
a Modern Pole), 1902, he advised that the past splendor of the old
Polish monarchy should be abandoned even as an ideal. He recognized that
the Polish nation needed modern leadership, and he proclaimed that
“nations do not produce governments, but governments do produce
nations.”18 He continued to envisage an autonomous Polish regime loyal
to Russia until the latter part of World War I. His system of thought
was better suited to the completely independent Poland which emerged
from the War. He demanded after 1918 that Poland become a strictly
national state in contrast to a nationalities state of the old Polish or
recent Habsburg pattern. Dmowski did not envisage an unexceptional
Poland for the Poles, but a state with strictly limited minorities in
the later style of Kemal in Turkey or Hitler in Germany. He believed
that the inclusion of minorities in the new state should stop short of
risking the total preponderance of the dominant nationality.19
Dmowski opposed eastward expansion at Russian expense, and he argued
that the old Lithuanian-Russian area, which once had been under Polish
rule, could not be assimilated. Above all, the Jews were very numerous
in the region, and he disliked having a Jewish minority in the new
Polish state. In 1931 he declared that “the question of the Jews is the
greatest question concerning the civilization of the whole world.”20 He
argued that a modern approach to the Jewish question required the total
expulsion of the Jews from Poland because assimilation was impossible.
He rejected both the 18th century attempt to assimilate by baptism and
the 19th century effort at assimilation through common agreement on
liberal ideas. He insisted that experience had proved both these
attempted solutions were futile. He argued that it was not Jewish
political influence which posed the greatest threat, but Jewish economic
and cultural activities. He did not believe that Poland could become a
respectable business nation until she had eliminated her many Jews. He
recognized the dominant Western trend in Polish literature and art, but
he did not see how Polish culture could survive what he considered to be
Jewish attempts to dominate and distort it. He firmly believed that the
anti-Jewish policy of the Tsarist regime in Russia had been beneficial.
His ideas on the Jewish question were popular in Poland, and they were
either shared from the start or adopted by most of his political
opponents.21
Dmowski’s basic program was defensive, and he was constantly seeking
either to protect the Poles from threats to their heritage, or from
ambitious schemes of expansion which might increase alien influences.
There was only one notable exception to this defensive pattern of his
ideas. He favored an ambitious and aggressive policy of westward
expansion at the expense of Germany, and he used his predilection for
this scheme as an argument for collaboration with Russia. [14]
He believed in the industrialization of Poland and in a dominant
position for the industrial middle class. He argued that westward
expansion would be vital in increasing Polish industrial resources.22
The influence of Dmowski’s thought in Poland has remained important
until the present day. His influence continued to grow despite the
political failures of his followers after Jozef Pilsudski’s coup d’Etat
in 1926. Dmowski deplored the influence of the Jews in Bolshevist
Russia, but he always advocated Russo-Polish collaboration in foreign
policy.
Pro-Habsburg Polish Nationalism
Every general analysis of 20th century Polish theory on foreign policy
empha sizes the Krakow (Cracow) or Galician school, which was easily the
most prolific, although the practical basis for its program was
destroyed by World War I. The political leaders and university scholars
of the Polish South thought of Austrian Galicia as a Polish Piedmont
after the failure of the Polish insurrection against Russia in 1863.
Michal Bobrzynski, the Governor of Galicia from 1907 to 1911, was the
outstanding leader of this school. In his Dzieje Polski w Zarysie (Short
History of Poland), he eulogized Polish decentralization under the
pre-partition constitution, and he attacked the kings who had sought to
increase the central power. In 1919 he advocated regionalism in place of
a centralized national system. He also hoped that the Polish South would
occupy the key position in Poland as a whole.23
The political activities of the Krakow group before the War of 1914 were
directed against the National Democrats, with their pro-Russian
orientation, and against the Ukrainians in Galicia, with their national
aspirations. Bobrzynski envisaged the union of all Poland under the
Habsburgs, and the development of a powerful federal system in the
Habsburg Empire to be dominated by Austrian Germans, Hungarians, and
Poles. He advocated a federal system after the collapse of the Habsburg
Empire in 1918, and he supported the claims to the old thrones of the
Habsburg pretender. He argued with increasing exasperation that Poland
alone could never maintain herself against Russia and Germany without
additional support from the South. 24
Pilsudski ‘s Polish Nationalism
A fourth major program for the advancement of Polish interests was that
of Jozef Pilsudski, who thought of Poland as a Great Power. His ideas on
this vital point conflicted with the three programs previously
mentioned. Studnicki, Dmowski, and Bobrzynski recognized that Poland was
one of the smaller nations of modern Europe. It seemed inevitable to
them that the future promotion of Polish interests would demand a close
alignment with at least one of the three pre-1918 powerful neighboring
Powers, Germany, Russia, or Austria-Hungary. It is not surprising that
there were groups in Poland which favored collaboration with each of
these Powers, but it is indeed both startling and instructive to note
[15 that the strongest of these groups advocated collaboration with
Russia, the principal oppressor of the Poles.
Pilsudski opposed collaboration with any of the stronger neighbors of
Poland. He expected Poland to lead nations weaker than herself and to
maintain alliances or alignments with powerful but distant Powers not in
a position to influence the conduct of Polish policy to any great
extent. Above all, his system demanded a defiant attitude toward any
neighboring state more powerful than Poland. His reasoning was that
defiance of her stronger neighbors would aid Poland to regain the Great
Power status which she enjoyed at the dawn of modern history. Dependence
on a stronger neighbor would be tantamount to recognizing the secondary
position of Poland in Central Eastern Europe. He hoped that a successful
foreign policy after independence would eventually produce a situation
in which none of her immediate neighbors would be appreciably stronger
than Poland. He hoped that Poland in this way might eventually achieve
national security without sacrificing her Great Power aspirations.25
This approach to a foreign policy for a small European nation was
reckless, and its partisans said the same thing somewhat more
ambiguously when they described it as heroic. Its radical nature is
evident when it is compared to the three programs described above, which
may be called conservative by contrast. Another radical policy in Poland
was that of the extreme Marxists who hoped to convert the Polish nation
into a proletarian dictatorship. These extreme Marxists were far less
radical on the foreign policy issue than the Pilsudski group.
For a period of twenty-five years, from 1914 until the Polish collapse
of 1939, Pilsudski’s ideas had a decisive influence on the development
of Poland. No Polish leader since Jan Sobieski in the 17th century had
been so masterful. Poles often noted that Pilsudski’s personality was
not typically Polish, but was much modified by his Lithuanian
background. He did not share the typical exaggerated Polish respect for
everything which came from abroad. He was not unpunctual as were most
Poles, and he had no trace of either typical Polish indolence or
prodigality. Above all, although he possessed it in full measure, he
rarely made a show of the great personal charm which is typical of
nearly all educated Poles. He was usually taciturn, and he despised
excessive wordiness.26
Pilsudski’s prominence began with the outbreak of World War I. He was
personally well prepared for this struggle. Pilsudski addressed a group
of Polish university students at Paris in February 1914. His words
contained a remarkable prophecy which did much to give him a reputation
for uncanny insight. He predicted that a great war would break out which
might produce the defeat of the three Powers ruling partitioned Poland.
He guessed correctly that the Austrian5 and Germans might defeat the
Russians before succumbing to the superior material reserves and
resources of the Western Powers. He proposed to contribute to this by
fighting the Russians until they were defeated and then turning against
the Germans and Austrians.27
This strategy required temporary collaboration with two of the Powers
holding Polish territories, but it was based on the recognition that in
1914, before Polish independence, it was inescapable that Poles would be
fighting on both sides in the War. Pilsudski accepted this inevitable
situation, but he sought to shape it to promote Polish interests to the
maximum degree. [16]
Pilsudski had matured in politics before World War I as a Polish Marxist
revolutionary. He assimilated the ideas of German and Russian Marxism
both at the university city of Kharkov in the Ukraine, and in Siberia,
where hundreds of thousands of Poles had been exiled by Russian
authorities since 1815. He approached socialism as an effective weapon
against Tsarism, but he never became a sincere socialist. His followers
referred to his early Marxist affiliation as Konrad Wallenrod socialism.
Wallenrod, in the epic of Adam Mickiewicz, infiltrated the German Order
of Knights and became one of its leaders only to undermine it. Pilsudski
adhered to international socialism for many years, but he remained
opposed to its final implications.28
Pilsudski was convinced that the Galician socialist leaders with whom he
was closely associated would ultimately react in a nationalist
direction. One example will suggest why he made this assumption. At the
July 1910 international socialist congress in Krakow, Ignaz Daszynski,
the Galician socialist leader, was reproached by Herman Lieberman, a
strict Marxist, for encouraging the celebration by Polish socialists of
the 500th anniversary of Grunwald. Grunwald was the Polish name for the
victory of the Poles, Lithuanians and Tartars over the German Order of
Knights at Tannenberg in 1410, and its celebration in Poland at this
time was comparable to the July 4th independence holiday in the United
States. Daszynski heaped ridicule and scorn on Lieberman. He observed
sarcastically that it would inflict a tremendous injury on the workers
to tolerate this national impudence. He added that it was positively
criminal to refer to Wawel (the former residence of Polish kings in
Krakow) because this might sully the red banners of socialism.29
Pilsudski himself later made the cynical remark that those who cared
about socialism might ride the socialist trolley to the end of the line,
but he preferred to get off at independence station.30
Pilsudski was active with Poles from other political groups after 1909
in forming separate military units to collaborate with Austria-Hungary
in wartime. This action was encouraged by Austrian authorities who hoped
that Pilsudski would be able to attract volunteers from the Russian
section. Pilsudski was allowed to command only one brigade of this
force, but he emerged as the dominant leader. The Krakow school hoped to
use his military zeal to build Polish power within the Habsburg Empire,
and one of their leaders, Jaworski, remarked that he would exploit
Pilsudski as Cavour had once exploited Garibaldi. Pilsudski, like
Garibaldi, had his own plans, and events were to show that he was more
successful in realizing them.31
Poland in World War I
World War I broke out in August 1914 after Russia, with the
encouragement of Great Britain and France, ordered the general
mobilization of her armed forces against Germany and Austria-Hungary.
The Russians were determined to support Serbia against Austria-Hungary
in the conflict which resulted from the assassination of the heir to the
Austrian and Hungarian thrones and his wife by Serbian conspirators.
Russian mobilization plans envisaged simultaneous military action
against both the Germans and Austro-Hungarians. Poincaré and Viviani,
the French leaders, welcomed the opportunity to engage Germany in a
conflict, [17] because they hoped to reconquer Alsace-Lorraine. Sir
Edward Grey and the majority of the British leaders looked forward to
the opportunity of winning the spoils of war from Germany, and of
disposing of an allegedly dangerous rival. Austria-Hungary wished to
maintain her security against Serbian provocations, and the German
leaders envisaged war with great reluctance as a highly unwelcome
development.32
Russia, as the ally of Great Britain and France, succeeded in keeping
the Polish question out of Allied diplomacy until the Russian Revolution
of 1917. A Russian proclamation of August 18, 1914, offered vague
rewards to the Poles for their support in the war against Germany, but
it contained no binding assurances. Dmowski went to London in November
1915 to improve his contacts with British and French leaders, but he was
careful to work closely with Alexander Isvolsky, Russian Ambassador to
France and the principal Russian diplomat abroad. Dmowski’s program
called for an enlarged autonomous Polish region within Russia. His
activities were for the most part welcomed by Russia, but Isvolsky
reported to foreign Minister Serge Sazonov in April 1916 that Dmowski
went too far in discussing certain aspects of the Polish question.33
[Pilsudski in the meantime had successfully resisted attempts by the
Austrian War Department to deprive his cadres of their special status
when it became obvious that they were no magnet to the Poles across the
Russian frontier. Responsibility for maintaining the separate status of
the forces was entrusted to a Polish Chief National Committee (Naczelnik
Komitet Narodowy). The situation was precarious because many of the
Galician Poles proved to be pro-Russian after war came, and they did not
care to join Pilsudski. They expected Russia to win the war. They might
be tolerated following a Russian victory as mere conscripts of Austria,
but they would be persecuted for serving with Pilsudski. As a result,
there were only a few thousand soldiers under Pilsudski and his friends
during World War I. The overwheiming majority of all Polish veterans saw
military service only with the Russians. Large numbers of Polish young
men from Galicia fled to the Russians upon the outbreak of war to escape
service with either the Austrians or with Pilusdski.34 It was for this
reason that the impact of Pilsudski on the outcome of the war against
Russia was negligible. He nevertheless achieved a prominent position in
Polish public opinion, whatever individual Poles might think of him, and
he managed to retain it.
General von Beseler, the Governor of German-occupied Poland, proclaimed
the restoration of Polish independence on November 5, 1916, following an
earlier agreement between Germany and Austria-Hungary. His announcement
was accompanied by a German Army band playing the gay and exuberant
Polish anthem from the Napoleonic period, Poland Still Is Not Lost! (Jeszcze
Polska nie Zginele!). Polish independence was rendered feasible by the
German victories over Russia in 1915 which compelled the Russians to
evacuate most of the Polish territories, including those which they had
seized from Austria in the early months of the war. Pilsudski welcomed
this step by Germany with good reason, although he continued to hope for
the ultimate defeat of Germany in order to free Poland from any German
influence and to aggrandize Poland at German expense.35
A Polish Council of State was established on December 6, 1916, and met
for [18] the first time on January 14, 1917. The position of the
Council during wartime was advisory to the occupation authorities, and
the prosecution of the war continued to take precedence over every other
consideration. Nevertheless, important concessions were made to the
Poles during the period from September 1917 until the end of the war.
The Council was granted the administration of justice in Poland and
control over the Polish school system, and eventually every phase of
Polish life came under its influence. The Council was reorganized in the
autumn of 1917, and on October 14, 1917, a Regency Council was appointed
in the expectation that Poland would become an independent kingdom
allied to the German and Austro-Hungarian monarchies.36 The German
independence policy was recognized by Poles everywhere as a great aid to
the Polish cause, and Roman Dmowski. never a friend of Germany, was very
explicit in stating this in his book, Polityka Polska i Odbudowanie
Panstwa (Polish Policy and the Reconstruction of the State), which
described the events of this period.37 Negotiators for the Western
Allies, on the other hand, were willing to reverse the German
independence policy as late as the summer of 1917 and to offer all of
Poland to Austria-Hungary, if by doing so they could separate the
Central Powers and secure a separate peace with the Habsburgs.38
The Germans for their part were able to assure President Wilson in
January 1917, when the United States was still neutral in the War, that
they had no territorial aims in the West and that they stood for the
independence of Poland. President Wilson delivered a speech on January
22, 1917, in which he stressed the importance of obtaining access to the
Sea for Poland, but James Gerard, the American Ambassador to Germany,
assured German Chancellor Bethmann Hollweg that Wilson did not wish to
see any Baltic port of Germany detached from German rule. It is not
surprising that in German minds both before and after the 1918 armistice
the Wilson Program for Poland envisaged access to the Sea in terms of
free port facilities and not in the carving of one or more corridors to
the Sea through German territory.39 There was no objection from Germany
when the Polish Council of State in Warsaw sent a telegram to Wilson
congratulating him for his speech of January 22, 1917, which had
formulated Wilsonian Polish policy in terms later included as the 13th
of the famous 14 Points.40
The Russian Provisional Government raised the question of Polish
independence in a statement of March 29, 1917, but they stressed the
necessity of a permanent Russo-Polish “alliance,” with special
“guarantees,” as the conditio sine qua non. Arthur James Balfour, the
Conservative leader in the British Coalition Government, endorsed the
Russian proposition, although he knew that the Russians intended a
merely autonomous Poland. Dmowski responded to the March 1917 Russian
Revolution by advocating a completely independent Poland of 200,000
square miles, which was approximately equal to the area of the German
Empire, and he attempted to counter the arguments raised against Polish
independence in Great Britain and France.41
Pilsudski at this time was engaged in switching his policy from support
of Germany to support of the Western Allies. He demanded a completely
independent Polish national army before the end of the war, and the
immediate severance of any ties which made Poland dependent on the
Central Powers. He knew that there was virtually no chance for the
fulfillment of these demands [19] at the crucial stage which the war had
reached by the summer of 1917. The slogan of his followers was a
rejection of compromise: “Never a state without an army, never an army
without Pilsudski.” Pilsudski was indeed head of the military department
of the Polish Council of State, but he resigned on July 2, 1917, when
Germany and Austria-Hungary failed to accept his demands.42
Pilsudski deliberately provoked the Germans until they arrested him and
placed him for the duration of the war in comfortable internment with
his closest military colleague, Kazimierz Sosnkowski, at Magdeburg on
the Elbe. It was Pilsudski’s conviction that only in this way could he
avoid compromising himself with the Germans before Polish public
opinion. His arrest by Germany made it difficult for his antagonists in
Poland to argue that he had been a mere tool of German policy. It was a
matter of less concern that this accusation was made in the Western
countries despite his arrest during the months and years which
followed.43
A threat to Pilsudskl’s position in Poland was implicit in the
organization of independent Polish forces in Russia after the Revolution
under a National Polish Army Committee (Naczpol). These troops were
under the influence of Roman Dmowski and his National Democrats. The
conclusion of peace between Russia and Germany at Brest-Litovsk in March
1918 stifled this development, and the Polish forces soon began to
surrender to the Germans. The Bolshevik triumph and peace with Germany
dealt a severe blow to the doctrine of Polish collaboration with Russia.
The surrender by Germany of the Cholm district of Congress Poland to the
Ukraine at Brest-Litovsk in March 1918 dealt a fatal blow to the
prestige of the Regency Council in Poland, and prepared the way for the
establishment of an entirely new Government when Germany went down in
revolution and defeat in November 1918.44
Polish Expansion After World War I
It was fortunate for Pilsudski that the other Poles were unable to
achieve any thing significant during his internment in Germany. He was
released from Magdeburg during the German Revolution, and he returned
speedily to Poland. On November 14, 1918, the Regency Council turned
over its powers to Pilsudski, and the Poles, who were in the midst of
great national rejoicing, despite the severe prevailing economic
conditions, faced an entirely new situation. Pilsudski knew there would
be an immediate struggle for power among the political parties. His
first step was to consolidate the Polish Socialist Party (PPS) of
Congress Poland, and the Polish Social-Democratic Party (PPSD) of
Galicia under his own leadership.45
Pilsudskl had an enormous tactical advantage which he exploited to the
limit. He was a socialist, and he had fought for the Germans. His
principal political Opponents, the National Democrats, were popular with
the Western Powers. Poland was not mentioned in the November 1918
armistice agreement with Germany, and soon after the armistice a
protracted peace conference began. Pilsudski was persona non grata at
Versailles. He gladly expressed his confidence in the Paris negotiation
efforts of the National Democrats in the interest of obtaining a united
Polish front. It was not his responsibility, but that of his [20]
opponents, to secure advantages for Poland at the peace conference. This
effort was almost certain to discredit his opponents, because Polish
demands were so exorbitant that they could scarcely be satisfied.
Pilsudski was free to turn his own efforts toward the Polish domestic
situation. He made good use of his time, and he never lost the political
initiative gained during those days. His cause was aided by an agreement
he made with the Germans as early as November 11, 1918, before the
armistice in the West. According to this agreement, the occupation
troops would leave with their arms which they would surrender at the
frontier (German-Congress Poland frontier of 1914, which was confirmed
at Brest-Litovsk, 1918). The operation was virtually completed by
November 19, 1918, and the agreement was faithfully carried out by both
sides.46
The Polish National Committee in Paris, which was dominated by Roman
Dmowski and the National Democrats, faced a much less promising
situation. The diplomats of Great Britain and France regarded the Poles
with condescension, and Premier Clemenceau informed Paderewski, the
principal collaborator of Dmowski in the peace negotiation, that in his
view Poland owed her independence to the sacrifices of the Allies.47 The
Jewish question also plagued the Polish negotiators, and they were faced
by demands from American Jewish groups which would virtually have
created an independent Jewish state within Poland. President Wilson was
sympathetic toward these demands, and he emphasized in the Council of
Four (United States, Great Britain, France, Italy) on May 1, 1919, that
“the Jews were somewhat inhospitably regarded in Poland.” Paderewski
explained the Polish attitude on the Jewish question in a memorandum of
June 15, 1919, in which he observed that the Jews of Poland “on many
occasions” had considered the Polish cause lost, and had sided with the
enemies of Poland. Ultimately most of the Jewish demands were modified,
but article 93 of the Versailles treaty forced Poland to accept a
special pact for minorities which was highly unpopular.48
The Polish negotiators might have achieved their extreme demands against
Germany had it not been for Lloyd George, because President Wilson and
the French were originally inclined to give them all that they asked.
Dmowski demanded the 1772 frontier in the West, plus the key German
industrial area of Upper Silesia, the City of Danzig, and the southern
sections of East Prussia. In addition, he demanded that the rest of East
Prussia be constituted as a separate state under Polish control, and
later he also requested part of Middle Silesia for Poland. Lloyd George
soon began to attack the Polish position, and he concentrated his effort
on influencing and modifying the attitude of Wilson. It was clear to him
that Italy was indifferent, and that France would not be able to resist
a common Anglo-American program.49
Lloyd George had reduced the Polish demands in many directions before
the original draft of the treaty was submitted to the Germans on May 7,
1919. A plebiscite was scheduled for the southern districts of East
Prussia, and the rest of that province was to remain with Germany
regardless of the outcome. Important modifications of the frontier in
favor of Germany were made in the region of Pomerania, and the city of
Danzig was to be established as a protectorate under the League of
Nations rather than as an integral part of Poland. Lloyd George
concentrated on Upper Silesia after the Germans had replied with their
objections to the treaty. Wilson’s chief expert on Poland, [21]
Professor Robert Lord of Harvard University, made every effort to
maintain the provision calling for the surrender of this territory to
Poland without a plebiscite. Lloyd George concentrated on securing a
plebiscite, and ultimately he succeeded.50
The ultimate treaty terms gave Poland much more than she deserved, and
much more than she should have requested. Most of West Prussia, which
had a German majority at the last census, was surrendered to Poland
without plebiscite, and later the richest industrial section of Upper
Silesia was given to Poland despite the fact that the Poles lost the
plebiscite there. The creation of a League protectorate for the national
German community of Danzig was a disastrous move; a free harbor for
Poland in a Danzig under German rule would have been far more equitable.
The chief errors of the treaty included the creation of the Corridor,
the creation of the so-called Free City of Danzig, and the cession of
part of Upper Silesia to Poland. These errors were made for the benefit
of Poland and to the disadvantage of Germany, but they were detrimental
to both Germany and Poland. An enduring peace in the German-Polish
borderlands was impossible to achieve within the context of these
terms.51 The settlement was also contrary to the 13th of Wilson’s 14
Points, which, except for the exclusion of point 2, constituted a solemn
Allied contractual agreement on peace terms negotiated with Germany when
she was still free and under arms.52 The violation of these terms when
defenseless Germany was in the chains of the armistice amounted to a
pinnacle of deceit on the part of the United States and the European
Western Allies which could hardly be surpassed. The position of the
United States in this unsavory situation was somewhat modified by the
American failure to ratify the Treaty of Versailles in 1919 and 1920.
The Polish negotiators remained discredited at home because they had
failed to achieve their original demands, which had been widely
publicized in Poland.
An aspect of this situation especially pleasing to Pilsudski was the
confused condition of Russia which caused the Allied diplomats to
postpone the discussion of the eastern frontiers of Poland. Pilsudski
was more interested in eastward expansion than in the westward expansion
favored by Dmowski. The absence of any decisions at Paris concerning the
status quo in the East gave Pilsudski a welcome opportunity to pursue
his own program in that area.
The left-wing radical tide was rising with Poland, but Pilsudski was not
unduly worried by this situation. He allowed the sincere Marxist,
Moraczewski, to form a government. The government proclaimed an
electoral decree on November 28, 1918, which provided for proportional
representation and universal suffrage. Pilsudski secretly undermined the
Government in every direction, and he encouraged his friends in the army
to oppose it. He also knew that the National Democrats hated socialism,
and played them off against Moraczewskis53
On January 4, 1919, while Roman Dmowski was in Paris, the National
Democrats recklessly attempted to upset Moraczewski by a poorly planned
coup d’Etat. Pilsudski defended the Government, and the National
Democrats lost prestige when their revolt was crushed.54 Pilsudski did
not relish the barter of parliamentary politics, but Walery Slawek, his
good friend and political expert, did most of this distasteful work for
him. This enabled Pilsudskl to concentrate at an [22] early date on the
Polish Army and Polish foreign policy, which were his two real
interests. Pilsudski won over many prominent opponents; he had earlier
won the support of Edward Smigly-Rydz, who directed the capture of Lwow
(Lemberg) from the Ukrainians in Novermber 1918. Smigly-Rydz later
succeeded Pilsudski as Marshal of Poland.55
There was action in many directions on the military front. A
Slask-Pomorze-Poznaxi (Silesia-West Prussia-Posen) Congress was
organized by the National Democrats on December 6, 1918, and it
attempted to seize control of the German eastern provinces in the hope
of presenting the peace conference at Paris with a fait accompli. Ignaz
Paderewski arrived in Poznan a few weeks later on a journey from London
to Warsaw, and a Polish uprising broke out while he was in this city.
Afterward the Poles, in a series of bitter battles, drove the local
German volunteer militia out of most of Posen province.56 The Germans in
January 1919 evacuated the ancient Lithuanian capital of Wilna (Wilno),
and Polish forces moved in. When the Bolshevik Armies began their own
drive through the area, the Poles lost Wilna, but the Germans stopped
the Red advance at Grodno on the Niemen River. The National Democrats
controlled the Polish Western Front and Pilsudski dominated the East.
The National Democrats were primarily interested in military action
against Germany. Pilsudskl’s principal interest was in Polish eastward
expansion and in federation under Polish control with neighboring
nations.57 On April 19, 1919, when the Poles recaptured Wilna, a
proclamation was issued by Pilsudski. It was not addressed, as a
National Democratic proclamation would have been, to the local Polish
community, but “to the people of the Grand Duchy of Lithuania.” It
referred graciously to the presence of Polish forces in “your country.”
Pilsudskl also issued an invitation to the Ukrainians and White Russians
to align themselves with Poland. He intended to push his federalist
policy while Russia was weak, and to reduce Russian power to the minimum
degree.58
Pilsudski’s growing prestige in the East was bitterly resented by the
National Democrats. They denounced him from their numerous press organs
as an anti clerical radical under the influence of the Jews. They argued
with justification that the country was unprepared for an extensive
eastern military adventure. They complained that the further acquisition
of minorities would weaken the state, and they concluded that Pilsudski
was a terrible menace to Poland. Pilsudski cleverly appealed to the
anti-German prejudice of the followers of his enemies. He argued that
Russia and Germany were in a gigantic conspiracy to crush Poland, and
that to retaliate by driving back the Russians was the only salvation.
He tried in every way to stir up the enthusiasm of the weary Polish
people for his eastern plans.59
Pilsudski also did what he could to stem the rising Lithuanian
nationalism which objected to every form of union with Poland. By July
17, 1919, Polish forces had driven the Ukrainian nationalist forces out
of every corner of the former Austrian territory of East Galicia. It was
comparatively easy afterward for Pilsudski to arrive at an agreement
with Semyon Petlura, the Ukrainian socialist leader who was hard pressed
by the Bolsheviks. Petlura agreed that the entire territory of Galicia
should remain with Poland, and Pilsudski encouraged the organization of
new Ukrainian armed units.60
Pilsudski believed that Petlura would be more successful than
Skoropadski, [23] the earlier Ukrainian dictator, in enlisting Ukrainian
support. He deliberated constantly on delivering a crushing blow against
the Bolsheviks, who were hard pressed by the White Russian forces of
General Denikin during most of 1919. He negotiated with Denikin, but he
did not strike during 1919 on the plea that the Polish forces were not
yet ready. He dreaded far more than Bolshevism a victorious White
Russian regime, which would revive Russian nationalist aspirations in
the West at the expense of Poland.61
While Pilsudski was planning and postponing his blow against the
Bolsheviks, his prejudice against the parliamentary form of government
was augmented by the first Sejm which had been elected on January 26,
1919. Two coalition groups of the National Democrats sent 167
deputies.62 The Polish Peasant Party, which endorsed the foreign policy
of Dmowski and denounced Pilsudski, elected 85 deputies.63 These three
groups of Pilsudski Opponents occupied 260 of the 415 seats of the Sejm.
Many of the other deputies, who were divided among a large number of
parties, were either Germans or Jews. These election results were no
chance phenomenon, but they represented a trend in Polish opinion which
had developed over a long period. It was evident that this situation
could not be changed without severe manipulation of the election system.
No politician of Pilsudski’s ambitions could admire an election system
which demonstrated his own unpopularity. His natural inclination toward
the authoritarian system was greatly increased by his experience with
parliamentary politics in his own country.64
Dissatisfaction with the terms of the Versailles treaty was uppermost in
Polish public opinion by June 1919. The Poles were in consternation at
the prospect of a plebiscite in Upper Silesia. They had claimed that
most of the inhabitants favored Poland, but they were secretly aware
that the vast majority would vote for Germany in a free election. The
Poles were also furious at the Allied inclination to support the Czechs
in their attempt to secure by force the mixed ethnic area and rich
industrial district of Teschen.65
Adalbert Korfanty, a veteran National Democratic leader, set out to
accomplish Poland’s purpose in Upper Silesia by terror and intimidation.
The French commander of the Allied occupation force. General Le Rond,
collaborated with invading Polish filibuster forces. The Italian
occupation forces stationed in Upper Silesia were attacked by the Poles
and suffered heavy casualties because they sought to obstruct the
illegal Polish advance. It was widely assumed in Poland during 1919 and
1920 that the desperate campaign in Upper Silesia would be futile. The
unexpected Polish reward there was not received until 1922.66
These reverses suffered by the Poles in the West added to the demand for
effective action in the East. Interest gradually increased during the
latter part of 1919 while Pilsudski continued his preparations. The high
nobility from the eastern territories led much agitation, but support
for the program also had become noticeable in all parts of the country.
Pilsudski concluded a second pact with Petlura in October 1919 which
provided that further Ukrainian territory east of the old frontier
between Russia and Austrian Galicia would become Polish, and, in
addition, an independent Ukrainian state in the East would remain in
close union with Poland. The collapse of Denikin in December 1919 was a
signal to the Bolsheviks that they might soon expect trouble with Poland
[24 on a much larger scale than in the preceding sporadic hostilities
which had extended from Latvia to the Ukraine. The Bolsheviks on January
28, 1920, offered Pilsudski a favorable armistice line in the hope of
trading territory for time. Pilsudski was not impressed, despite the
fact that the Western Allies disapproved of his plans. Pilsudski
categorically informed the Allies on March 13, 1920, that he would
demand from the Bolsheviks the right to dispose of the territory west of
the 1772 Polish-Russian frontier. This frontier was far to the East of
the line proposed by the Bolsheviks, and it was evident that a decisive
conflict would ensue.67
Pilsudski and Petlura launched their offensive to drive the Bolsheviks
from the Ukraine on April 26, 1920. The Skulski cabinet, which had
followed earlier governments of Moraczewski and Paderewski, did not dare
to oppose Pilsudski’s plans, and Foreign Minister Patek openly approved
Pilsudski’s eastern program. The Polish troops under the command of
General Smigly-Rydz scored conspicuous successes, and on May 8th a
Polish patrol on a streetcar rode into the center of Kiev, the Ukrainian
capital. A huge celebration of the Kiev victory took place in the St.
Alexander church in Warsaw on May 18, 1920. Pilsudski was presented with
the old victory laurels of Stephen Bathory and Wladislaw IV.68
Russia was less prostrate than in the 17th century “time of troubles (Smetnoye
Vremya),” and dreams of Polish imperialism were soon smashed under the
hoofs of Budenny’s Red Army horses. The Russian counter-offensive
strategy of outflanking the Poles was completely successful. The
military reversals in the east created a cabinet crisis and the Skulski
Government was forced to resign. On June 24, 1920, Wladislaw Grabski, a
National Democrat and an opponent of Pilsudski, formed a government. His
first step was to go to Belgium to plead with the Western Allied Command
for aid. The Russians had penetrated deeply into Poland from two
directions when Grabski arrived at Spa on July 10th. One of their armies
had broken across the old Niemen defense line, and the other was driving
on Lwow
The poorly disciplined Russians had become totally disorganized by the
rapidity of their advance, and the major commanders failed to cooperate
because of petty jealousies. Pilsudski had the expert advice of General
Maxime Weygand and other French officers when he directed the Poles to
victory in the battle of Warsaw on August 16, 1920. The famous
expression in Poland, “the miracle of the Vistula (cudnad Wisla),” was
coined by Professor Stanislaw Stronski, a National Democrat, to suggest
that any Polish victory under Pilsudski’s leadership was a miracle.69
The Vistula victory brought tremendous prestige to Pilsudski, and it
solidified his position as the strongest man in Poland, but the
opponents of Pilsudski remained in office and the popular
dissatisfaction with the war increased. Pilsudski was willing to strike
eastward again after the Russian retreat, and to launch a second
expedition against Kiev, but he knew this was an impossibility because
of public opinion in war-torn Poland. Jan Dabski, who was selected by
the Government as chief delegate to negotiate with the Russians, was a
bitter critic of Pilsudski’s policy and was influenced by Dmowski.
Dmowski opposed the idea of federating with the White Russians and the
Ukrainians, but he believed that Poland could assimilate a fairly large
proportion of the people from the regions which had been under Polish
rule in the past. Consequently, at the Riga peace in [25] early 1921,
the White Russian and Ukrainian areas were partitioned between the
Soviet Union and Poland, with the bulk of both areas going to the Soviet
Union. Federalism had been abandoned as an immediate policy, and the
followers of Pilsudski resorted to Dmowski’s program of assimilating the
minorities.70
The Polish people who had been influenced by the romanticist ideas of
Henryk Sienkiewicz, the popular Polish author, denounced the Riga peace
as an abandonment of their ancient eastern territories. Pilsudski
himself shared this view, and in a lecture on August 24, 1923, he blamed
“the lack of moral strength of the nation” for the Polish failure to
conquer the Ukraine following the victory at Warsaw in 1920.71
The Dmowski disciples chafed at their failure to realize many of their
aspirations against Germany in the West. It seemed that no one in Poland
was satisfied with the territorial limits attained by the new state,
although most foreign observers, whether friendly or hostile, believed
that Poland had obtained far more territory than was good for her. It
soon became evident that the post war course of Polish expansion had
closed with the Riga peace, and with the partition of Upper Silesia.
Poland had reached the limits of her ability to exploit the confusion
which had followed in the wake of World War I. Her choices were to
accept her gains as sufficient and to seek to retain all or most of
them, or to bide her time while awaiting a new opportunity to realize
her unsatisfied ambitions. The nature of her future foreign policy
depended on the outcome of the struggle for power within Poland.
The Czechs during the Russo-Polish war had consolidated their control
over most of the rich Teschen industrial district, and the Lithuanians,
with the connivance of the Bolsheviks, had recovered Wilna. The Czechs
were extremely popular with the Allies, and enjoyed strong support from
France. The Czech leaders also had expressed their sympathy and
friendship toward Bolshevik Russia in strong terms during the recent
Russo-Polish war, and they had done what they could to prevent Allied
war material from reaching Poland. The Poles were unable to revenge
themselves upon the Czechs immediately, but, when the League of Nations
awarded Wilna to Lithuania on October 8, 1920, local Polish forces under
General Zeligowski seized the ancient capital of Lithuania on orders
from Pilsudski. The Lithuanians received no support from the League of
Nations. They refused to recognize the Polish seizure, and they
protested by withdrawing their diplomatic representatives from Poland
and by closing their Polish frontier. The Soviet-Polish frontier also
was virtually closed, and a long salient of Polish territory in the
North-East extended as far as the Dvina River and Latvia without normal
economic outlets. The Lithuanians revenged themselves upon the League of
Nations, which had failed to support them, by seizing the German city of
Memel, which had been placed under a League protectorate similar to the
one established at Danzig in 1920. It was a sad reflection on the
impotence of the German Reich that a tiny new-born nation could seize an
ancient Prussian city, and it also indicated the problematical nature of
Woodrow Wilson’s cherished international organization, the League of
Nations.72 [26]
Years of reconstruction followed in Poland, and for a considerable time
there was much talk of sweeping economic and social reforms. Poland in
March 1921 adopted a democratic constitution, which lacked the approval
of Pilsudski. The constant shift of party coalitions always hostile to
his policies irritated him, and the assassination immediately after the
election of 1922 of his friend, President Gabriel Narutowicz, did not
improve matters. Pilsudski, whose prestige remained enormous, bided his
time for several years, and he consolidated his control over the army.
Finally, in May 1926 he seized a pretext to overthrow the existing
regime. A recent shift in the party coalitions had brought his sworn
enemy, Wincenty Witos, back to the premiership, and the subsequent
sudden dismissal of Foreign Minister Alexander Skrzynski, in whom
Pilsudski had publicly declared his confidence, was considered a
sufficient provocation. Pilsudski grimly ordered his cohorts to attack
the existing regime, and, after a brief civil war, he was able to take
control. Fortunately for Pilsudski, Dmowski was a great thinker, but no
man of action. The divided opponents of the new violence were reduced to
impotence.73
These events were too much even for the nationalists among the Polish
socialists, and the break between Pilsudski and his former Party was
soon complete. This meant that Pilsudski had no broad basis of popular
support in the country, although he had obtained control of the army by
gaining the confidence of its officers. He was feared and respected, but
not supported, by the political parties of Poland. It seemed possible to
attain the support of the Conservatives, but they required the pledge
that he would not attack their economic interests. This pledge would be
tantamount to the rejection of popular demands for economic reform.
Pilsudski at an October 1926 conference in Nieswicz arrived at a
far-reaching agreement with the great Conservative landowners led by
Prince Eustachy Sapieha, Count Artur Potocki, and Prince Albrecht
Radziwill. On this occasion, Stanislaw Radziwill, a hero of the 1920 war
from a famous family, was awarded posthumously the Virtuti Militari,
which was the highest decoration the new state could bestow. Pilsudski
declared himself to be neither a man of party nor of social class, but
the representative of the entire nation. His hosts in turn graciously
insisted that Pilsudski’s family background placed him equal among them,
not only as a noble, but as a representative of the higher nobility.74
The effect of these negotiations was soon apparent. In December 1925 a
land reform law had been passed calling for the redistribution of up to
five million acres of land annually for a period of ten years. Most of
the land subdivided by the Government was taken from the Germans and
distributed among the Poles. This intensified minority grievances by
depriving thousands of German agricultural laborers of their customary
employment with German landowners. Nothing was done on the agricultural
scene to cope with the pressing problem of rural overpopulation in
Poland. The Polish peasantry was increasing at a more rapid rate than
the urbanites, and the city communities, with their relatively small
population, could not absorb the increase. The backward Polish system of
agriculture, except on a few of the largest estates, and the absence of
extensive peasant land ownership in many areas, increased the inevitable
hardship of the [27] two decades of reconstruction which followed World
War I. The large number of holdings so small as to be totally inadequate
was about the same in 1939 as it had been in 1921. The regime after 1926
increased the speed of the reallocation of the most poorly distributed
small holdings, but the scope of this policy was minor in relation to
the total farm problem. The Peasant Party leaders, who were soon
persecuted by Pilsudski for their opposition to his regime, were
regarded as martyrs in the Polish countryside, where the new system was
denounced with hatred.75
The Polish socialists had sufficiently consolidated their influence over
the urban workers by the time of Pilsudski’s coup d’Etat to control most
of the municipal elections. The socialist leaders turned against
Pilsudski, and chronic industrial unemployment and scarce money
embittered the Polish urban scene. The industrialization of Congress
Poland had proceeded rapidly during the two generations before World War
I, and progress in textiles was especially evident. The Russian market
was lost as a result of the war, and Polish exports were slow to climb
tariff barriers abroad, while low purchasing power restricted the home
market. Profits in Polish industry were not sufficient to attract truly
large foreign investments, although much of the existing industry was
under foreign capitalistic control. Despite a 25% increase in the
population of Poland between 1913 and 1938, the Polish volume of
industrial products passed the 1913 level only in 1938, and the volume
of real wages in Poland had still failed to do so. As a result of
economic stagnation, the new regime was able to offer the Poles very
little to distract them from their political discontent.76
These unfavorable conditions illustrate the situation of the Polish
regime on the domestic front, and they offer a parallel to the
unfavorable relations of Poland with most of her neighbors in the years
immediately after 1926, and especially with the Soviet Union, Germany,
Czechoslovakia, and Lithuania. The domestic and foreign scenes presented
a perpetual crisis which accustomed the Polish leadership to maintain
its composure, and to develop an astonishing complacency under adverse
conditions. Roman Dmowski on the home front in December 1926 directly
challenged Pilsudski’s claim to represent the nation by establishing his
own Camp of Great Poland. For nearly four years this organization
dominated the ideological scene. It demanded the improvement of
relations with Russia, the permanent renunciation of federalism, the
intensification of nationalism, a program to assimilate the minorities,
and a plan to expel the Jews.77
Pilsudski retaliated with great severity on September 10, 1930, by means
of a purge organized by Walery Slawek. No one dared to silence Dmowski,
but Pilsudski deprived him of many followers, and adopted many of his
ideas. The arrest of opposition leaders, the use of the concentration
camp system, and the adoption of terroristic tactics during elections
intimidated the opposition at least temporarily. A new coalition of
Government supporters was able to obtain 247 of 444 seats in the Sejm
elected in November 1930. This was the first major election won by
Pilsudski.78
There was much talk about a governing clique of colonels in Poland, and
many of the principal advisers and key officials of the new regime held
that rank. This situation reflected Pilsudski’s policy of rewarding his
military collaborators and disciples. These men were intensely loyal,
and their admiration [28] for their chief, whom they regarded as
infallible, knew no limits. They energetically adopted Dmowski’s
campaign against the minorities, and they dis cussed many plans for a
new constitution which would buttress the executive power and reverse
the democratic principles of the 1921 document. It was claimed that the
1921 constitution had been constructed with a jealous eye on Pilsudski,
and that this explained its purpose in placing extraordinary limits on
the executive power, and in providing for a weak president on the French
model.79
The key to the 1935 document, of which Walery Slawek was the chief
author, was a presidency sufficiently powerful to “place the government
in one house,” and to control all branches of the state, including the
Sejm, the Senate, the armed forces, the police, and the courts of
justice. The president also was given wide discretionary powers in
determining his successor.80
The Polish Dictatorship After Pilsudski’s Death
Pilsudski died of cancer in May 1935 at the comparatively early age of
sixty-eight. This raised the question of the succession in the same year
that the new constitution was promulgated, and Walery Slawek hoped to
become the Polish strong man. He was widely regarded as the most able of
Pilsudski’s collaborators, and the conspiracy of the other disciples
against him has often been regarded as a major cause of the misfortunes
which soon overtook Poland. A carefully organized coalition, which was
originally based on an understanding between Ignaz Moscicki, the Polish
scientist in politics, and Edward Smigly-Rydz, the military leader,
succeeded in isolating Slawek and in eliminating his influence. The
constitution of 1935 had been designed by Slawek for one powerful
dictator, but the new collective dictatorship was able to operate under
it for the next few years. Walery Slawek committed suicide in April
1939, when it seemed increasingly probable that the collective
leadership would submerge the new Polish state in disaster.81
There is an impressive analysis of the new Polish state by Colonel
Ignacy Matuszewski, one of Pilsudski’s principal disciples. It was
written shortly after the death of the Marshal. It reads more like an
obituary than a clarion call to a system lasting and new, and its author
is extraordinarily preoccupied with the personality and actions of
Pilsudski at the expense of current problems and the road ahead. In this
respect the book mirrored the trend of the era, because this was indeed
the state of mind of the epigoni who ruled Poland from 1935 to 1939.
Matuszewskl was editor of the leading Government newspaper, Gazeta
Polska, from 1931 to 1936, and later he was president of the Bank of
Warsaw, the key financial organ of the regime. Originally he had been a
disciple of Dmowski and an officer in the Tsarist forces, but he gladly
relinquished both for the Pilsudski cause in 1917. He was one of the
heroes in the 1920-1921 war with Russia, and he remained with the Army
until the coup d’Etat of 1926, which he favored. He had an important
part in Polish diplomacy both in Warsaw and abroad during the years from
1926 to 1931.82
His book, Proby Syntez (Trial Synthesis), appeared in 1937. It defined
the Polish regime ideologically and explained its aims. The author’s
thought, like Roman Dmowski’s, was influenced mainly by the political
philosophy of Hegel.83
Matuszewski declared that it was the will of the Polish nation to secure
and maintain its national freedom. He believed that only the condition
of the Polish race would decide Poland’s ability to exercise this will.
He added that the extraordinary achievement of one man had simplified
Polish endeavors. He listed 1905, 1914, 1918, 1920, and 1926 as the
years in which Pilsudski raised Poland from oblivion. In 1905, during a
major Russian revolution, Pilsudski led the Polish radical struggle
against Russia. In 1914 he led the Polish military struggle against
Russia. In 1918 he returned from Magdeburg to arrange for the evacuation
of Poland by the Germans. In 1920 he led the Poles to victory over
Communist Russia. In 1926 he crushed the conflicting elements at home
and unified Poland.84
Matuszewski ominously warned his readers that the Polish national
struggle of the 20th century had scarcely begun when Pilsudskl died. He
insisted that Poland had far-reaching problems to solve both at home and
abroad. He described the 1926 coup d’Etat as an important step on the
home front, and as a victory over anarchy. He declared that the first
Sejm had shown that Poland could not afford to surrender the executive
power to legislative authority. He extolled the 1935 constitution which
invested the basic power in the presidency. He maintained that unless
the government of Poland was kept in one building (i.e., unless central
control was completely simplified), the country would have civil war
instead of domestic peace.
Matuszewski argued, as did other advocates of authoritarian systems,
that the Polish regime retained a truly democratic character. He praised
the Government for an allegedly enlightened awareness of the traditional
past, in contrast to the Dmowski group, and for an awareness of the
traditional needs of Poland. He also argued that the fixed ideological
dogmas of such other authoritarian regimes as Russia, Italy, and Germany
deprived them of flexibility in responding to popular needs, and
consequently gave them an “aristocratic character” which he claimed
Poland lacked, he described the constitutional regime of 1935 as a
“traditional synthesis” and not an arbitrary system.85
It was to his credit that Matuszewski did not claim a broad basis of
popular support for the existing Polish system. He did assume from his
theory of statism that it would eventually be possible to bridge the
gulf between the wishes of the citizens and the policy of the state
without sacrificing the essential principles of the system. Matuszewski
regarded his book, his numerous articles, and his editorials as
contributions to an educational process which would one day accomplish
this.
Matuszewski denied any affinity between Poland and the other
authoritarian states or Western liberal regimes. He proclaimed Polish
originality in politics to be a precious heritage for all Poles who
cared to appreciate it. It was not his purpose to cater to whims and
fancies, but to reshape mistaken systems of values. The people would not
be allowed to impose their will on the new Polish state, either in
domestic affairs or foreign policy. Whatever happened would be the
responsibility of the small clique governing the nation.86
Matuszewski neglected to mention that there were people in Poland not
[30] opposed to the regime who regarded the future with misgiving for
quite another reason. They feared that the governing clique lacked the
outstanding leadership necessary to promote the success of any system,
whatever its theoretical foundations.
The new Polish state on the domestic front faced many grave problems
arising from unfavorable economic conditions, the dissatisfaction of
minorities, and the general unpopularity of the regime. The situation
was precarious, but far from hopeless. Within the context of a cautious
and conservative foreign policy, which was indispensable under the
circumstances, the Polish state might have strengthened its position
without outstanding leadership. It was indisputable that foreign policy
was the most crucial issue facing Poland when Pilsudski died.
If Poland allowed herself, despite her awareness of past history, to
become the instrument of the old and selfish balance of power system of
distant Great Britain, if she rejected comprehensive understandings with
her greater neighbors, and if she became involved in conflicts beyond
her own strength, her future would bring terrible disappointments. The
new Polish state could not possibly survive under these circumstances.
The issue can merely be suggested at this point. Later it will become
clear how great were the opportunities, and how much was lost. The
situation, despite its problems, held promise when Pilsudski died. [31]
Chapter 2
THE ROOTS OF POLISH POLICY
Pilsudski’s Inconclusive German Policy
The Polish Government was concerned on the home front from 1935 to 1939
with plans for the industrialization of Poland, and in doing what could
be done to gain popular support for the regime. These endeavors were
relatively simple compared to the conduct of Polish foreign policy
during the same period. There was a mystery in Polish foreign policy:
what was the real Polish attitude toward Germany? An answer is necessary
in explaining all other aspects of Polish policy. This question does not
apply to the early period of the new Polish state because there was no
real chance for a Polish-German understanding during the 1919-1933
period of the German Weimar Republic. The weakness of the Weimar
Republic would automatically have confined any understanding to the
status quo established by the Treaty of Versailles, and Poland made
several overtures to reach an agreement with Germany on this basis.
These overtures were futile, because the leaders of the Weimar Republic
considered that the status quo of 1919 was intolerable for Germany.1
The situation changed before Pilsudski died. Germany became stronger,
and relations between Germany and Poland improved after a ten year
non-aggression pact was concluded by the two countries on January 26,
1934. This non-aggression pact failed to include German recognition of
the 1919 status quo, but the Polish leaders no longer expected Germany
to recognize it. It was understood among Pilsudski’s entourage that
Hitler was more moderate about this question than his predecessors. It
also was clear by 1935 that Hitler desired more than a mere truce with
Poland. He recognized the key position of Poland in the East, and he was
aiming at a policy of close collaboration. This had become one of his
most important goals.2
It was current Polish policy when Pilsudski died in 1935 to place
relations with Germany and the Soviet Union on an equal basis. This was
not what Hitler had in mind. Polish policy seemed to remain unchanged
during the following [32] years while Germany continued to recover her
former strength. It was questionable if the Polish leaders would permit
any change in policy toward Germany.
German foreign policy from 1933 to 1939 emphasized the need to cope with
the alleged danger to European civilization from Bolshevism. This was
less vital to Hitler than the recovery of German power, but the steps he
took to revise the Paris peace treaties of 1919 were explained as
measures necessary to strengthen Germany and Europe against Bolshevism.3
The position of Poland between Germany and the Soviet Union indicated
that Hitler would require complete clarity about Polish policy. Poland’s
unfortunate geographical position made an ambiguous Polish policy the
one thing which Hitler could not tolerate indefinitely. The Polish
leaders recognized at an early date that Poland would be compelled to
choose between the roles of friendly neighbor or enemy of Germany. The
choice was not a foregone conclusion if Hitler was prepared to be
generous to Poland, and by 1939 the Polish diplomats were in
disagreement about this crucial issue. They wished to treat the problem
as Pilsudski would have done, but it was impossible to fulfill
indefinitely the intentions of their deceased leader. Conditions
continued to change after his death.
An American parallel offers an illustration of this problem. President
Roosevelt issued instructions for the use of atomic weapons while
Germany was still participating in World War II. He died before the end
of war with Germany. President Truman claimed to be following
Roosevelt’s policy when he ordered the use of atomic weapons against
Japan in August 1945, but neither he nor his advisers knew whether
Roosevelt would have permitted this atrocity after the unconditional
surrender of Germany. This is another example of the dilemma presented
to epigoni by changing circumstances.4
Pilsudski was renowned for his ability to adapt his policies to changing
circumstances. If he had died in 1932, his successors would never have
known whether or not he would have concluded the non-aggression pact of
1932 with Germany. It was impressive when the followers of Pilsudski
spoke of carrying out the policies of the dead Marshal. In reality, they
had to conduct their own policies. It would be a disadvantage whenever
they thought they were responding to the wishes of Pilsudski.
Independent judgment is the most essential attribute of foreign policy.
Nothing is more fatal for it than the weight of a dead man’s hand.
The Career of Jozef Beck
The leadership of Poland was collective after 1935, but primary
responsibility for the conduct of foreign policy rested with Colonel
Jozef Beck. He was appointed foreign minister in 1932. He held this post
until the Polish collapse in 1939, and he considered no one in Poland to
be his equal in the field of foreign relations.5
Beck was descended from a Lower German family which had emigrated to
Poland several hundred years earlier. His affluent father had conspired
against the Russians and had been imprisoned by them. His mother came
from a family of land-owning gentry in the region of Cholm. Beck was
born at Warsaw in 1894, but he received his earliest impressions in the
German cultural environment of [33] Riga, where his family moved shortly
after his birth. The family soon decided to elude the persecutions of
the Russians altogether, and in 1900 they moved to Austrian Galicia.
Beck went to school in Krakow and Lwow, and he improved his contact with
the Germans by a period of study in Vienna. He was nineteen years of age
when World War I came. He had no political affiliations, but he decided
at once to join Pilsudski’s Forces. He followed Pilsudski’s line of
opposing the Polish Council of State in 1917, and he was interned by the
Germans. He was released when he offered to join a Hungarian regiment.
His admiration for the Magyars was increased by military service with
them. He became intimately acquainted during this period with the
Carpatho-Ukrainian area, which acquired decisive importance for Poland
in 1938. He returned to service in the Polish Army at the end of World
War I, and he participated in the Russo-Polish War of 1920-1921. He
achieved distinction in this war, and he was frequently in close
personal contact with Pilsudski in the fighting along the Niemen River
during the autumn of 1920. A military alliance was concluded between
France and Poland shortly before the close of the Russo-Polish War, and
Beck was selected to represent the Polish Army in France as military
attaché.6
Beck was satisfied to remain with the Army, and he was on active service
until after the coup d’Etat of 1926. Pilsudski then selected him as his
principal assistant in conducting the business of the War Office, which
was personally directed by the Marshal. Pilsudski was disconcerted in
1930 by the inclination of Foreign Minister Zaleski to take the League
of Nations seriously. It was evident that a change was required.
Pilsudski recognized the problematical character of League pretensions,
although he admitted that they could sometimes be exploited for limited
purposes. He decided that Beck should terminate his military career, and
enter diplomacy. He knew that he could trust Beck to share his views.
Beck was appointed Under-Secretary of State at the Polish Foreign Office
in December 1930. He succeeded Zaleski as Foreign Minister in November
1932.7
Beck’s ability to get on well with Pilsudski for many years reveals much
about his personality. He had a sense of humor, and an ability to
distinguish between pretentious sham and reality. His successful career
also reveals personal bravery, a good education, and extensive
administrative experience. He had personal charm and sharpness of
intellect. He had never known reverses in his career, and he possessed a
supreme degree of confidence in his own abilities. This success was a
weakness, because it made Beck arrogant and disinclined to accept advice
from others after Pilsudski’s death. The relationship between Pilsudski
and Beck was based on the prototypes of father and son, with Beck in the
role of the gifted, but slightly spoiled son.
Pilsudski appointed Count Jan Szembek to succeed Beck as Under-secretary
of State at the Polish Foreign Office. Szembek was the brother-in-law of
an earlier Polish Foreign Minister, Count Skrzynski, who had been a
favorite of the Marshal Szembek had acquired valuable experience as a
diplomat of Austria-Hungary, and after 1919 he had represented Poland at
Budapest, Brussels, and Bucharest. Pilsudski relied on Szembek to exert
a steadying influence on Beck. It was unfortunate that Beck usually
ignored Szembek’s advice during the difficult months prior to the
outbreak of World War ll.8 [34]
The Hostility between Weimar Germany and Poland
The improvement of German-Polish relations after 1934 contrasted with
the enmity which had existed between the two nations during the
preceding years.9 A German-Polish trade war had begun in 1925 shortly
before Pilsudski took power in Poland. This was an especially severe
economic blow to Poland, because 43,2% of Polish exports had gone to
Germany in 1924, and 34.5% of Polish imports had been received from the
Germans. A trade treaty was finally signed by Germany and Poland in
March 1930. It would have mitigated some of the hardship caused by five
years of economic warfare, but it was rejected by the German
Reichstag.10
The Locarno treaties of October 16, 1925, were considered to be a
diplomatic defeat for Poland. They provided for the guarantee of the
German borders with Belgium and France, and for the improvement of
German relations with those two Powers. The Poles at Locarno raised the
question of a German guarantee of the Polish frontiers without success.
It was easy for German Foreign Minister Gustav Stresemann to convince the
British and French that such a guarantee would be an impossibility for
Germany. This event terminated the uniform treatment of all European
frontiers under the Paris treaties, and it produced a distinction
between favored western and second-class eastern frontiers. This
distinction implied a victory for the doctrine of eastern territorial
revision in favor of Germany.11
The 1926 Russo-German Treaty of Friendship followed Locarno, and if
offered a basis for the coordination of Russian and German programs of
territorial revision at Poland’s expense. The Russians had urged an
anti-Polish understanding since the economic agreement of 1922 with the
Germans at Rapallo. Stresemann gave the Russians an explicit assurance
after Locarno that Germany planned to conduct her territorial revision
at Poland’s expense in close collaboration with the Soviet Union.12
The British considered themselves free of any obligation to defend the
Poles against German or Russian revisionism. Sir Austen Chamberlain, the
British Foreign Secretary at the time of Locarno, paraphrased Bismarck
when he said that the eastern questions were not worth the bones of a
single British grenadier. Poland had her 1921 military pact with France,
but the Allied evacuation of the Rhineland in 1930 modified the earlier
assumption that French military power was omnipresent in Europe.
Pilsudski distrusted the French, and he resented their policy of
favoring the Czechs over Poland. He was convinced that Czechoslovakia
would not survive as an independent state.13
Relations between Russia and Poland appeared to improve somewhat after
1928 and the inauguration of the Soviet First Five Year Plan, which
absorbed Russian energies in gigantic changes on the domestic front. An
additional factor was Russian preoccupation with the Far East after the
Russo-Chinese War of 1929 and the Japanese invasion of Manchuria in
1931.14 This trend culminated in the 1932 Russo-Polish non-aggression
pact, and in the understanding that the Soviet Union would not aid
Germany in a German-Polish conflict.15 The Russians were not informed
that the Polish-Rumanian alliance of 1921 was directed exclusively
against the Soviet Union. They made no inquiries about the alliance when
they signed their treaty with Poland. This was natural, because the [35]
initiative for the Russo-Polish treaty came from Russia.16
The policy of Poland toward Germany during the last years of the Weimar
Republic was a combination of threats and an effort to keep Germany
impotent. Polish Foreign Minister Zaleski told the President of the
Danzig Senate in September 1930 that only a Polish army corps could
solve the Danzig question.17 The Brüning Government in Berlin frankly
feared a Polish attack during 1931.18 The general disarmament conference
opened at Geneva in February 1932 after a twelve year delay. Poland
opposed the disarmament of the Allied nations or the removal of
restrictions on German arms contained in the Treaty of Versailles. It
was feared at Geneva that Pilsudski’s decision to send the warship
Wicher to Danzig in June 1932 was a Polish plot to seize Danzig in the
fashion of the earlier Lithuanian seizure of Memel. Pilsudski received
many warnings against action of this kind. Pilsudski was merely
intimidating the Germans. He would have liked to take Danzig, but he
considered the step impossible while the West was conducting a policy of
conciliation toward Germany.19
Pilsudski’s Plans for Preventive War against Hitler
Adolf Hitler was appointed German Chancellor by President Paul von
Hindenburg on January 30, 193.3. Pilsudski regarded Hitler as less
dangerous to Poland than his immediate predecessors, Papen and
Schleicher, but the Polish policy of hostility toward Germany went
further in 1933 than in 1932. This was because Pilsudski viewed the
appointment of Hitler as an effective pretext for Allied action against
Germany. Pilsudski’s 1933 plans for preventive war against the Germans
have been a controversial topic for many years, and there have been
impressive efforts to refute the contention that Pilsudski did have such
plans.20 The question remained in doubt until 1958. Lord Vansittart,
with the approval of the British Government, revealed the authenticity
of the Pilsudski war proposals of 1933 twenty-five years after the
event. He observed that Pilsudski’s plans were “an idea, of which too
little has been heard.”21 Vansittart believed that a war against Germany
in 1933 might have been won with about 30,000 casualties. He added that
in World War II Hitler was “removed at a cost of 30,000,000 lives.”22
Vansittart revealed that the opposition of the British Government to the
plans in 1933 was the decisive factor in discouraging the French, and in
prompting them to reject a preventive war.23 It should be added that
Pilsudski’s willingness to throttle a weak Germany in 1933 provides no
clue to the policy he might have pursued toward a strong Germany in
1939.
Hitler told a British correspondent on February 12, 1933, that the
status quo in the Polish Corridor contained injustices for Germany which
would have to be removed. The Conservative Government in Danzig several
days later adopted a defiant attitude toward Poland in a dispute
concerning the mixed Danzig-Polish Harbor Police Commission. News of
these events reached Pilsudski at the vacation resort of Pikiliszi in
Northern Poland. He decided to conduct a demonstration against the
Germans at the worst possible moment for them, on the day following
their national election of March 5, 1933. The Polish warship Wilja
disembarked Polish troops at the Westerplatte arsenal in Danzig harbor
during [36] the early morning of March 6, 1933. Kasimierz Papée, the
Polish High Commissioner in Danzig, informed Helmer Rosting, the Danish
League High Commissioner, that the Polish step countered recent
allegedly threatening events in Danzig. The Poles, it should be noted,
were inclined to distort the demonstrations of the local National
Socialist SA (Storm Units) as troop movements. Pilsudski supported his
first move several days later by concentrating Polish troops in the
Corridor. His immediate objective was to occupy East Prussia with the
approval and support of France.24
Hitler was not inclined to take the Polish threat seriously despite
warnings from Hans Adolf von Moltke, the German Minister at Warsaw. The
German generals were worried about possible aggressive Polish action,
and they reported to Defense Minister Werner von Blomberg that Germany
had almost no chance in a war against Poland. This would even be true if
Poland attacked without allies. The Danzig authorities enlisted British
support against Poland at Geneva, and Sir John Simon, the British
Foreign Secretary, delivered a sharply critical speech to Jozef Beck in
the League Council. The Danzig authorities promised to conciliate Poland
in the issues of current dispute, and Beck announced on March 14, 1933,
that Poland would soon withdraw her reinforcements from Danzig.25
The internal situation in Germany was calm again at this juncture, and
Hitler turned his attention to relations with Poland. He launched
efforts to conciliate the Poles and to win their confidence, and these
became permanent features of his policy. He intervened directly in
Danzig affairs to establish quiet, and he endeavored to win the Poles by
direct assurances. These efforts were temporarily and unintentionally
frustrated by Mussolini’s Four Power Pact Plan of March 17, 1933, which
envisaged revision for Germany at Polish expense in the hope of
diverting the Germans from their interest in Austria. Pilsudski
responded by resuming his plans for military action against Germany in
April 1933. A series of unfortunate incidents contributed to the
tension. A wave of persecution against the Germans living in Poland
culminated in ‘Black Palm Sunday’ at Lodz on April 9, 1933. German
property was damaged, and local Germans suffered beatings and
humiliations.26
Hitler adopted a positive attitude toward the Four Power Pact Plan
because he admired Mussolini and desired to improve relations with his
Western neighbors, but he explained in a communiqué of May, 1933, that
he did not intend to exploit this project to obtain concessions from
Poland. This announcement followed a conversation of Hitler and German
Foreign Minister Konstantin von Neurath with the Polish Minister at
Berlin. The conversation convinced Hitler that it might be possible to
reach an understanding with Poland.
The Four Power Pact (Great Britain, France, Germany and Italy) was
signed on June 7, 1933, but French reservations rendered it useless.
This did not prevent the Poles from regarding the Pact as a continuation
of Locarno diplomacy at the expense of Poland. Jozef Beck condemned the
Four Power Pact on June 8, 1933. Hitler’s assurances in May 1933 had
produced some effect and Beck did not direct any special criticism
toward Germany.27
The ultimate aims of German policy in Eastern Europe were never clearly
defined, but Hitler was shaping a definite policy toward Poland. Hitler
had said little about Poland from 1930 to 1933 while the National
Socialists were rapidly increasing their influence in Germany prior to
heading the Government. It was [37] widely assumed that Hitler was
anti-Polish because his chief ideological spokesman, Alfred Rosenberg,
had written a book, Die Zukunft einer deutschen Aussenpolitik (A Future
German Foreign Policy, Munich, 1927), which contained a number of
sharply anti-Polish observations. Hitler in 1933 experienced no
difficulty in correcting the views of Rosenberg, a mild-mannered and
devoted subordinate, and he began to combat the wishes of the German
Army and German Foreign Office for an anti-Polish and pro-Soviet policy.
Hitler began to envisage a full-scale alliance between Germany and
Poland. He terminated the last military ties between Russia and Germany
in the autumn of 1933, and military collaboration between the two
countries became a thing of the past. The political situation within
Danzig was clarified by the election of May 28, 1933. The National
Socialists obtained the majority of votes, and they formed a Government.
Hitler in the future could exert the decisive influence in that crucial
and sensitive area.28
It gradually became apparent that Polish fears of an anti-Polish policy
under Hitler were without foundation. King Gustav V of Sweden had
predicted to the Poles that this would be the case. The Swedish monarch
was aware of foreign policy statements made to prominent Swedes by
Hermann Göring, the number 2 National Socialist leader of Germany.
Göring had realized that Hitler was not inclined toward an anti-Polish
policy long before this was evident to the world.29
On May 30, 1933, Pilsudski announced the appointment of Jozef Lipski as
Polish Minister to Berlin. Lipski was born in Germany of Polish parents
in 1894. He was friendly toward Germany, and he favored German-Polish
cooperation. His appointment was a hint that Pilsudski wished to support
Hitler’s efforts to improve relations with Poland. Under-Secretary Jan
Szembek presented a favorable report on recent developments in Germany
after a visit in August 1933, and discussions were held in Warsaw and
Berlin to improve German-Polish trade relations.30
A last crisis in German-Polish relations in 1933 took place when Hitler
withdrew Germany from the League of Nations. This step on October 19,
1933, was a response to the Simon disarmament plan of October 14th which
denied Germany equality nearly twenty-one months after the opening of
the disarmament conference. Pilsudski could not resist this opportunity
of returning to his plans for military action while Germany was weak,
and history would have taken a different course had the French supported
his plans. Hitler was extremely worried by the possibility of
retaliation against Germany. He urged the other German leaders to
exercise extreme caution in their utterances on foreign affairs, and on
every possible occasion he insisted that Germany was dedicated to
policies of peace and international cooperation.
The 1934 German-Polish Non-Aggression Pact
An important meeting took place between Hitler and Lipski on November
15, 1933. The French had refused to support Pilsudski in a war against
Germany. Hitler gave new assurances of his desire for friendship with
Poland. A sensation was caused on the following day by a German-Polish
communiqué which announced [38] the intention of the two countries to
conclude a non-aggression pact. The Czechs since May 1933 had enjoyed
the prospect of an improvement in German-Polish relations which would
exacerbate relations between Paris and Warsaw.31 The Czech envoys in
Berlin and Warsaw after November 16, 1933, confirmed these expectations
which had first been expressed by Stephan Osusky, the Minister of Prague
at Paris.32
Pilsudski hesitated once more in December 1933 before he gave his final
order to conclude the Pact. His attitude toward the treaty at the time
of signature was frankly cynical. He believed that the Pact might
postpone a day of reckoning between Germany and Poland, but he doubted
if it would endure for the ten year period specified in its terms. He
believed it could be used to strengthen the diplomatic position of
Poland. The Czechs were right about French resentment toward Poland, but
they were wrong in their expectation that France would react by ignoring
Polish interests. France cultivated closer relations with Poland after
January 1934 in a manner which had been unknown in earlier years.33
Hitler regarded the Pact as a personal triumph over the German Foreign
Office, the German Army, and the German Conservatives. The role of
President von Hindenburg was important in questions of foreign policy
until his death in August 1934, and Hindenburg was identified with the
groups hostile toward Hitler. Hitler had succeeded in convincing the old
President that an improvement in relations with Poland was a wise step.
He promised him that no proposals for eventual German-Polish action
against Russia had been made in connection with the Pact.34
Hitler knew that the non-aggression pact was merely a first step in his
courtship of Poland. This fact received emphasis from Beck’s visit to
Moscow in February 1934. No other Polish visit of this kind took place
during the period from World War I to World War II, and Beck’s visit was
a deliberate demonstration. The purpose of the visit was to show that
Poland was maintaining impartiality in her own relations with Russia and
Germany while Russo-German relations were deteriorating.35
A series of practical agreements were concluded between Germany and
Poland after Beck returned from Russia. These concerned border traffic,
radio broadcasts, activities of journalists in the respective countries,
and the exchange of currency. The world was much impressed by the
sensible pattern of German-Polish relations in contrast to the earlier
period. The 1934 Pact doubtless increased the prestige of both Germany
and Poland. It would be difficult to determine which country received
the greater benefit. The Poles were not willing to attack Germany
without French aid, which was not available. The Germans were powerless
to revise the Versailles Treaty by force. A policy of German
collaboration with the Russians might have hurt the Poles, and a policy
of Polish collaboration with the Czechs might have injured Germany.
These alternative policies were discussed in various quarters, but both
would have been difficult to implement at the time. The Pact was an
asset to both parties, and it brought approximately equal benefits to
both.
Jan Szembek played in important role on behalf of the Pact on the Polish
side with his conversations in Germany and the Western countries. A
similar role was played on the German side by Joseph Goebbels, German
Minister of Propaganda [39] and Public Enlightenment.36 Beck accepted
an invitation to discuss current problems at Geneva with Goebbels and
German Foreign Minister von Neurath in the autumn of 1933. Beck later
observed that the motive “of knowing his adversaries” was sufficient to
prompt his acceptance. Beck and Goebbels communicated without
difficulty, and the Polish Foreign Minister was not offended when the
German propaganda expert referred to the League as ”a modern tower of
Babel.” Beck explained that Poland intended to remain in the League, but
she had no objection to bilateral pacts which ignored the League.
Goebbels assured Beck that Hitler was prepared to renounce war as an
instrument of German policy toward Poland, and to recognize the
importance to Poland of the Franco-Polish alliance. Beck agreed not to
raise the question of a German guarantee of the Polish frontier. The
clarification of these points was decisive for the conclusion of the
Pact.31
Joseph Goebbels came to Warsaw in the summer of 1934, and his visit was
a great success. Hermann Göring began a series of annual visits to
Poland in the autumn of the same year. The exchange of views in 1934
between Göring and the Polish leaders on the Czech situation and the
German and Polish minorities of Czechoslovakia was especially
significant. Göring criticized the contrast between the liberal Czech
facade, and the actual stern police policies directed against the
Germans, Poles, Slovaks, Hungarians, and Ruthenians. Pilsudski assured
Göring that the Czechs were neither respected nor loved in Poland.
Göring advocated an alliance between Poland and Germany within a common
anti-Soviet front, but Pilsudski displayed no inclination to coordinate
Polish policy with German aims in the East. He evaded Göring’s
suggestion by observing that Poland was pursuing a policy of moderation
toward Russia.38
Beck’s Position Strengthened by Pilsudski
Beck attempted to follow up the 1934 Pact by securing Polish equality
with the Great Powers. He insisted that Poland, “in all objectivity,”
was a Great Power, and he retaliated against all slights received by
Polish leaders. He had visited Paris shortly after his own appointment
as Polish Foreign Minister, but he had not been received at the railroad
station by French Foreign Minister Joseph Paul Boncour. Louis Barthou, a
later French Foreign Minister sincerely admired by Beck, visited Warsaw
in April 1934. Beck refused to meet him at the station, and he evidently
enjoyed this opportunity to settle accounts. It was not surprising that
a sharp note of tension pervaded the Warsaw atmosphere during the
Barthou visit.39
Beck had another reason for dissatisfaction at this time. He had tried
in vain to secure an agreement from the League Council which would
relieve Poland from unilateral servitudes in the treatment of minorities
under article 93 of the Versailles Treaty. Beck was on the watch for
some pretext to repudiate this part of the 1919 settlement. An
opportunity arrived with the decision to admit the Soviet Union to the
League of Nations in September 1934. Beck declared that it would be
intolerable to permit a Communist state to intervene in Polish affairs.
He added that it was necessary to abrogate article 93 before Russia
attempted to exploit it as a League member. The abrogation took place on
September 13, 1934, [40] five days before the Soviet Union entered the
League.40
Pilsudski held an important conference on foreign policy with Beck and
other Polish leaders at Belvedere Palace after Barthou departed from
Warsaw in April 1934. Pilsudski conceded that Poland enjoyed a favorable
situation, but he predicted that it would not endure. He announced that
plans existed for every war time eventuality, but it would require great
efforts to increase Polish strength to a point where these plans might
be pursued with some prospect of success. He denounced anyone who
suspected that attractive personalities among the German leaders had
caused him to modify Polish foreign policy, and he insisted that no
foreigners should be allowed to influence Polish policy. President
Moscicki, who presided at the conference, confirmed the fact that he had
inspected the Marshal’s various war plans.41
Everyone was impressed when Pilsudski made a special gesture of
expressing personal confidence in Beck and in his successful conduct of
Polish foreign policy. This was exceptional treatment, because the
taciturn Marshal rarely complimented one subordinate in the presence of
others. It was his custom to bestow rare praise in strictly private
audiences. Pilsudski was obviously seeking to inspire maximum confidence
in Beck among the other Polish leaders. His gesture at the conference
made the position of Beck virtually impregnable.42
Pilsudski addressed an important question to the Ministers which
reflected his distrust of Germany after the 1934 Pact. He asked them
whether danger to Poland from East or West was greater at the moment.
The conference agreed that Russian imperialism had slowed down since
Stalin had established his supremacy. They also recognized that both
Germany and Russia were coping with important internal problems which
were absorbing most of their energies at the moment. They failed to
agree on a definitive answer to the Marshal’s principal question.
Pilsudski appointed a special committee under General Fabrycy to study
the question. The Foreign Office was directed to collaborate with the
Army in preparing a series of fact-finding reports. Edward Smigly-Rydz
did not like the new agency, because it produced an overlap of Army and
Foreign Office jurisdiction, and he forced it to adjourn sine die after
the death of Pilsudski. The committee concluded that Russia presented
the greatest threat to Poland during the period of its deliberations in
1934 and l935.43
Pilsudski customarily discussed the reports of this committee with Beck.
He confided on one occasion that in 1933 he had been tempted to wage a
preventive war against Germany without French support. He had decided to
negotiate, because he was uncertain how the Western Powers would have
reacted to a Polish campaign against Germany.44
Pilsudski conducted his last conference with a foreign statesman when
Anthony Eden came to Warsaw in March 1935. The British diplomat intended
to proceed to Moscow. Pilsudski asked if Eden had previously discussed
questions of policy with Stalin. Eden replied in the affirmative, and
Pilsudski exclaimed: “I congratulate you on having had a conversation
with this bandit! “ . The Polish Marshal hoped to participate in
conversations between Beck and Pierre Laval on May 10, 1935. He intended
to warn the French leader, who was about to visit Moscow, not to
conclude an alliance with the Soviet Union. It was too late when Laval
arrived in Warsaw, because Pilsudski was dying of cancer. Beck
entertained [41] the French Premier at a gala reception in Raczynski
Palace. He hastened afterward in full dress and orders to report to the
Marshal. Pilsudski greeted him with a few personal remarks
characteristic of their intimacy. He then asked with customary bluntness
if Beck was ever afraid. Beck replied that Poles whom Pilsudski had
honored with his confidence knew no fear. Pilsudski observed that this
was fortunate, because it meant Beck would have the courage to conduct
Polish policy. The two men discussed the French situation, and they
expressed their mutual detestation of the proposed Franco-Russian
alliance.45
The Marshal died on May 12, 1935. His last major decision on policy had
been to oppose attempts to frustrate Hitler’s move to defy the
Versailles Treaty on March 16, 1935. The remilitarization of Germany was
proclaimed, and the Germans restored peacetime conscription. Pilsudski
observed that it was no longer possible to intimidate Germany.46
Beck’s Plan for Preventive War in 1936
There were six weeks of official mourning in Warsaw after Piludski’s
death, and then Beck visited Berlin. Beck met Hitler for the first time.
The German Chancellor proclaimed his desire to arrive at an
understanding with England. He also discussed his program to maintain
permanently good relations with Poland. He admitted that Germany’s
current policy toward Poland could be interpreted as a tactical trick to
gain time for some future day of reckoning, but he insisted that it was
in reality a permanent feature of his policy. Hitler conceded that his
policy toward Poland was not popular in Germany, but he assured Beck
that he could maintain it. He mentioned his success in persuading
President von Hindenburg to accept this policy in 1934.
Hitler warmly praised Pilsudski’s acceptance of the non-aggression pact.
Beck observed that Pilsudski’s attitude had been decisive on the Polish
side. He added that the general Polish attitude toward the treaty was
one of distrust. Beck confided that he intended to base his own future
policy on Pilsudski’s instructions. Hitler, who hoped that these
instructions were favorable to Germany, made no comment, but he probably
considered Beck’s remark to be extremely naive. Beck added that
Pilsudski had been profoundly convinced that the decision to improve
German-Polish relations was correct.
Beck concluded from this conversation that Hitler was alarmed by
Pilsudski’s death, and feared that it might lead to the deterioration of
German-Polish relations. Beck was also convinced that Hitler was sincere
in his effort to obtain German public approval for his policy of
friendship toward Poland.
The major issues of European diplomacy at this time were the problems
arising from the wars in Spain and Ethiopia and the Franco-Russian
alliance pact of May 1935. The alliance pact remained un-ratified for
more than nine months after signature. The Locarno treaties of 1925 had
recognized the existing alliance system of France, but this did not
include an alliance with the Communist East. Hitler warned repeatedly
after the signature of the pact that its ratification would, in his
opinion, release Germany from her limitations of sovereignty under the
Locarno treaties. The Franco-Russian pact was a direct threat to
Germany, and Hitler believed that a demilitarized Rhineland, as provided
at Locarno and in [42] the Versailles Treaty, was a strategic luxury
which Germany could not afford.48 The French were constantly discussing
steps to be taken if Germany reoccupied the Rhineland, but they were
unable to obtain an assurance from London that Great Britain would
consider such a move to be in ‘flagrant violation’ of the Locarno
treaties.49
Jozef Beck asked a group of his leading diplomats on February 4, 1936,
to study possible Polish obligations to France in the event of a German
move.50 It was more than doubtful if Poland was obliged to support
French action against Germany in this contingency. In reality, the
principal Polish preoccupation was to discover whether or not France
would act. Beck hoped for a war in alliance with France against Germany.
He believed that the unpopular Polish regime would acquire tremendous
prestige and advantages from a military victory over Germany. His
attitude illustrates the deceptiveness of the friendship between Poland
and Germany during these years, which on the Polish side was pure
treachery beneath the facade. No such step against Germany after the
signing of the 1934 Pact was contemplated while Pilsudski still lived.
Pilsudski refused to sanction steps against Germany in 1935 when Hitler
repudiated the military provisions of the Versailles Treaty.
Hitler announced at noon on March 7, 1936, that German troops were
re-occupying demilitarized German territory in the West. Beck did not
hesitate. He did not consider waiting for France to request military aid
against Germany. He hoped to force the French hand by an offer of
unlimited Polish assistance. Beck summoned French Ambassador Léon Noël
on the afternoon of March 7th after a hasty telephone conversation with
Edward Smigly-Rydz. Beck presented the French Ambassador with an
unequivocal declaration. He said that Poland would attack Germany in the
East if France would agree to invade Western Germany.51
Many volumes of documents explain French policy at this crucial
juncture. The incumbent French Cabinet was weak, and the country was
facing national elections under the unruly shadow of the emerging
Popular Front. French Foreign Minister Pierre-Etienne Flandin was noted
for his intimate contacts with Conservative circles in London, and he
was considered to be much under British influence at this time.52 The
indiscretions of Sir Robert Vansittart in December 1935 had enabled
unscrupulous journalists to expose the Hoare-Laval Plan to conciliate
Italy, and the subsequent outcry in Great Britain had wrecked the plan.
This led to the overthrow of the strong Government of Pierre Laval in
January 1936, and it destroyed the Stresa Front for the enforcement by
Great Britain, France, and Italy, of the key treaty provisions against
Germany. British opinion was aroused against Italy, and inclined to
tolerate anything Hitler did at this point. The British leaders
continued to favor Germany as a bulwark against French and Russian
influence.53
The French Military Counter-Intelligence, the famous 2nd Bureau,
informed the Government that Germany had more divisions in the field
than France, and that the outcome of a war between France and Germany
would be doubtful in the event of French mobilization.54 The French did
not believe that Poland was capable of striking an effective blow
against Germany, and no arrangements could be made to bring the more
impressive forces of the Soviet Union into the picture. It was decided
that the prospect of ultimate success would not be favorable without
active British support against Germany. France did not care to take [43]
the risk alone, or merely in the company of one or two weak Eastern
European allies. There was danger that Great Britain might support
Hitler. The fact that Hitler sent only 30,000 troops in the first wave
of Rhineland occupation was not of decisive importance. French
counter-intelligence was less concerned about occupying the Left Bank of
the Rhine than with prosecuting the war after that limited objective had
been attained. French experts doubted if their armies would be able to
cross the Rhine.55
Beck’s effort to plunge most of Europe into war had failed. He was not
entirely surprised by the French attitude, and he had taken the
precaution of instructing the official Iskra Polish news agency to issue
a pro-German statement about recent events on the morning of March
8th.56 It is impossible to find any trace of Pilsudski in tactics of
this sort.
Beck soon realized that his démarche with the French had produced no
effect. He contemptuously described French Foreign Minister Flandin as a
weakling, and as a “most sad personage.” He hurriedly visited London in
an attempt to influence the British attitude. The British were not
prepared to take Beck seriously, and he suffered a rebuff. Discussions
with King Edward VIII and the Conservative leaders produced no
results.57
The Germans failed to understand what Beck was doing during the early
phase of the Rhineland crisis. Beck assumed an aloof position when the
League of Nations met at London in mid-March 1936 to investigate the
Rhineland affair. Beck was dissatisfied with Polish Ambassador
Chlapowski at Paris, and he appointed Juliusz Lukasiewicz to succeed
him. Lukasiewicz had represented Poland at Moscow for several years, and
Beck considered him to be the most able of Polish envoys. The March 1936
Rhineland crisis convinced Beck that it was indispensable to have his
best man at the Paris post.58
Hitler’s Effort to Promote German-Polish Friendship
Hitler was content to keep Germany in the background of European
developments during the remainder of 1936 and throughout 1937. Göring
visited Poland again in February 1937, and he presented a new plan for
closer collaboration between Poland and Germany. He supported this
project with great vigor in conversations with Marshal Smigly-Rydz. He
conceded that Germany would eventually request a few advantages from
Poland in exchange for German concessions. He promised that the price
would not be high. Hitler had empowered him to assure the Polish Marshal
that Germany would not request the return of the Corridor. He added that
in his own opinion Germany did not require this region. He promised that
Germany would continue to oppose collaboration with Soviet Russia.
Smigly-Rydz was told that Göring had refused to discuss such projects
with Marshal Tukachevsky, the Russian Army Commander, when the latter
was in Berlin. Göring promised that collaboration between Germany and
Poland would ban forever the Rapallo nightmare of a far-reaching
agreement between the Soviet Union and Germany.59
Göring did an able job of clarifying the German position in his
discussions with Polish leaders, but these meetings produced no
immediate fruit. Beck at this time had no intention of placing Poland in
the German-Japanese [44] anti-Comintern front. He was pursuing a policy
of complete detachment toward both Russia and Germany. He did not assume
that this policy would prevent friction between Poland and her
neighbors, because this was not his aim. It was his purpose to advance
the position of Poland at the expense of both Germany and Russia, and
this precluded collaboration with either country. His policy became more
unrealistic with each passing day as Germany recovered from the blows of
World War I and from the treatment she had received under the subsequent
peace treaties.
The Dangers of an Anti-German Policy
Historical changes always have suggested the need for parallel
adaptations of policy. A warning to this effect was offered by Olgierd
Gorka, a Polish historian, on September 18, 1935, at the Polish
historical conference held in Wilna. Gorka pointed out that conditions
for the existence of Poland were worse in 1935 than at the time of the
first partition of Poland in 1772. The population ratio between Poland
and the three partitioning Powers of 1772 had been 1:2, but the
population ratio between Poland on the one hand, and Germany and the
Soviet Union on the other, was 1:8 in 1935. A hostile Polish policy
toward both Germany and Russia was like a canary seeking to devour two
cats. Gorka concluded that it was necessary for the Polish leaders to
take account of these realities in the formulation of their policies.60
There were many attempts during this period to analyze the heritage of
Pilsudski in the conduct of Polish foreign policy. The most
comprehensive was Miedzy Niemcami a Rosja (Between Germany and Russia,
Warsaw, 1937) by Adolf Bochenski. It is vital to emphasize at least one
of these studies in order to illustrate the extraordinary complexity of
current Polish speculation of foreign policy. It must be understood that
it is impossible to measure with exactitude the political influences of
such a book, but the importance of Bochenski was recognized throughout
the Polish emigré press following his death in action near Ancona,
Italy, in 1944. Indeed, W.A. Zbyszewski, in the distinguished London
Polish newspaper Wiadomosci, on December 7, 1947, went so far as to
describe Adolf Bochenski as the greatest Polish intellectual of the 20th
century, thus placing him, at least in this respect, ahead of Roman
Dmowski. Bochenski was a member of the Krakow school of historians, both
the foreign policy pursued by Jozef Beck during the following two years
appeared to be in complete harmony with Bochenski’s ideas.61
Bochenski, along with others of the Krakow group, was unwilling to
accept the pro-Russian ideas of Dmowski and the National Democats. He
denounced Dmowski’s thesis of the bad German and good Russian
neighbor.62
A Pilsudski-type policy was more to Bochenski’s liking, although, like
Beck, he lacked Pilsudski’s flexible approach. Bochenski argued against
a policy of collaboration with either Germany or Russia under any
circumstances. He regarded an eventual German attempt to recover both
West Prussia and East Upper Silesia as inevitable, and he noted that
Studnicki and his pro-German group were as much in fear of German
territorial revision as other Poles.63
War with both Germany and Russia was regarded by Bochenski as
inevitable.64 [45] He predicted that there would be an understanding
between Hitler and Stalin, and that the Soviet Union would seek to
obtain territorial revision in the West at the expense of Poland.65
Bochenski’s statement that it would be unendurable for his generation of
Poles to be dependent on either Germany or Russia was more emotional
than factual. It was inconsistent with his numerous attacks on the large
numbers of pro-Russian Poles.66
The Soviet Union appeared more dangerous than Germany to Bochenski,
because France constituted a greater allied weight for Poland against
Germany than Rumania did against Russia, He predicted a new Russo-German
war, but he was mistaken in expecting that such a conflict would
ultimately guarantee “the great power status of Poland.”67 Had Bochenski
proved, or at least made plausible, his claim that Poland could profit
from such a war, he would have created an imposing theoretical basis for
the reckless Polish foreign policy which he advocated. Instead, he
merely returned to the familiar old story of how World War I was
advantageous for Poland, and to the naive assumption that history would
repeat itself in the course of a second major conflict of this sort.68
He was on more solid ground in claiming that Soviet-German rivalry in
the 1930’s was responsible for the allegedly brilliant showing made by
Beck on the European stage, but this fair-weather phenomenon was no
basis for a Polish foreign policy.69
Bochenski admitted that Polish opposition to both Germany and Russia
would make inevitable the temporary collaboration of these two rivals
against Poland. He claimed this was advantageous, because Poland was not
a status quo state but a revisionist state, and conflict with Germany
and Russia would justify later Polish claims against them both.70
Bochenski made it quite clear that Poland was not in a position to smash
either Germany or Russia by her own efforts. Poland required a
disastrous international situation to destroy or weaken both Germany and
Russia. Bochenski was intoxicated by the vision of distant Powers, such
as Great Britain and the United States, running amok in Germany and
Russia. He considered the possibility of partitioning Germany into a
number of small states, but he concluded that this was unfeasible
because of the irresistible national self-consciousness of the German
people. He decided that it was possible to inflict greater damage on
Russia than on Germany, because the former contained a huge population
of hostile minorities.71
Bochenski speculated that the dissolution of the Soviet Union would
remove a strong potential ally of Germany, and would make it easier for
Poland and France to control a defeated Germany. He admitted that “a
small group” in Poland favored an alliance with Germany to smash Russia.
Bochenski called Russia and Czechoslovakia the two sick men of Europe,
because both states, in his opinion, contained minorities more numerous
than the ruling nationality. There could be little objection in
Bochenski’s view to policies working toward the destruction of both
states.72
Bochenski admitted that the creation of an independent Ukraine would
create a problem for Poland, because such a state would always seek to
obtain Volhynia and East Galicia, the Ukrainian territories controlled
by Poland. He counted on a much greater conflict of interests between
Russia and an independent [46] Ukraine, and he observed that it did not
matter with which of these states Poland collaborated.73 The primary
objective was to have two states in conflict where there was now one. An
independent White Russian state would add to the confusion, and to the
spread of Polish influence. He noted that there was a Ukrainian minority
problem within Poland with or without an independent Ukraine. The ideal
solution for Bochenski would be a federal imperium in which Poland
persuaded the Ukraine and White Russia associate with her.74
Bochenski believed that the destruction of Russia would improve Polish
relations with France. He complained that France always had sacrificed
Poland to any stronger Ally in the East, and that the French policy of
seeking to bring Soviet troops into the heart of Europe was contrary to
the interests of Poland. The dissolution of Russia would render Poland
the permanent major ally of France in the East.75
Bochenski denounced the Czech state as a menace to Poland, and he
ridiculed the Czechs for their allegedly fantastic claims to German
territory at the close of World War I. He added that the pro-Soviet
policy of the Czechs made it necessary for Poland to count them among
his enemies. He recognized that Germany would inevitably profit most
from the collapse of the Czech state, but he refused to accept this as
an argument against an anti-Czech policy. He believed it would be
calamitous for Polish interests if the Czechs succeeded in assimilating
the Slovak area, and he noted that Andréas Hlinka, the popular Slovak
leader, recognized this danger when he advised Slovak students to go to
Budapest instead of Prague. Bochenski admitted that the Slovaks, in
contrast to the Czechs, were friendly toward Germany, but he believed
that Polish policy might eventually reap rewards in Slovakia.76
Bochenski insisted that the Little Entente (Czechoslovakia, Rumania,
Yugoslavia) combination of France was virtually dead and would not be of
concern to Poland much longer. Poland was primarily interested in
maintaining her own close relations with Rumania. He admitted that
Rumania was pro-German be cause of the danger from Russia, but he noted
that she was also pro-Polish. He hoped that it would be possible to
reconcile Romanian-Hungarian differences, and he advocated the
assignment of Ruthenia to Hungary when the Czech state was dissolved.
Bochenski believed that Poland needed to establish her influence over a
number of weaker neighboring states (Ukraine White Russia, Lithuania,
Rumania, Hungary, Slovakia) and then proclaim her own Monroe Doctrine.
He cited en passant the axiom that Poland could not afford to surrender
one inch of the territory gained at Versailles or Riga. He added
ominously that Poland, in the face of some irretrievable disaster, might
meet the crushing fate of Hungary at Trianon in 1919.77
Bochenski concluded that defeats would be in store for Poland until
radical changes were made in Europe.78 He welcomed the allegedly
inevitable future conflict between Poland and Germany.79 He believed
that the worst thing which could happen would be to have a Communist
Russia in the East and a Communist German state to the West of Poland.80
It is easy to see today that this is exactly what did happen as the
result of the adoption and pursuit of the policy advocated by Bochenski.
Allied propagandists in the period of World War I were in the habit of
citing obscure German books, which scarcely anyone Germany had ever
read, to [47] prove the alleged rapacity and baseness of Germany.81 This
type of propaganda has made every later attempt to cite an allegedly
important book understandably suspect. Nevertheless, Bochenski’s book
contained the blueprint of Polish policy during the 1935-1939 period,
and it was the most important book on foreign policy which appeared in
Poland at that time. Its salient points were accompanied by several
brilliant insights into the earlier epochs of European history.
Bochenski advocated a policy of blood and disasters. He decried any
attempts to arrive at understandings with either Germany or Russia. He
conceded that Polish enmity toward Germany and the Soviet Union would
lead to collaboration between these two states. He pointed to an
illusory rainbow in the sky, but this was scant consolation for the
Poles who would fail to survive. He felt no compunction in desiring the
ruin and destruction of the principal neighbors of Poland.
The salvation of Poland depended upon the repudiation of this policy.
Bochenski declared that Poland would not give up one inch of territory
obtained as a result of World War I and its aftermath. He insisted that
Germany would eventually demand large stretches of former German
territory. It remained to be seen what the Polish leaders would say when
Hitler agreed to recognize the Polish Western frontier and to forego any
German claim to the former German territories held by Poland. In 1937 it
was still not too late for Poland. Conditions in Europe were changing,
but Polish policy could reflect the change. The danger was that Great
Britain would ultimately encourage Poland to challenge Germany and
plunge the new Polish state into hopeless destruction. The roots of
Polish policy were in the experiences of World War I. If the Polish
leaders could be shown that the changes in Europe precluded the
repetition of World War I, they might be expected to adapt their policy
to new conditions. On the other hand, if Great Britain announced anew
her intention to destroy Germany despite the absence of any conflict
between British and German interests, the Poles, under these
circumstances, could scarcely be blamed for failing to liberate
themselves from their old World War I illusions. The key to Polish
policy, once the reasonable German attitude toward Poland had been
revealed, was in London. The undistinguished Polish leaders after 1935
could scarcely resist lavish and in toxicating offers of support from
the British Empire. This would be true despite the fact that any
Anglo-Polish alliance against Germany would be a disaster for the
sorely-tried Polish people.82
[48] [49]
Chapter 3
THE DANZIG PROBLEM
The Repudiation of Self-Determination at Danzig
The establishment of the so-called Free City of Danzig by the victorious
Allied and Associated Powers in 1919 was the least defensible
territorial provision of the Versailles Treaty. It was soon evident to
observers in the Western World, and to the people of Germany, Poland,
and Danzig, that this incredibly complicated international arrangement
could never function satisfactorily.1
Danzig in 1919 was an ordinary provincial German city without any
expectation or desire to occupy a central position on the stage of world
politics. The Danzigers would have welcomed special Polish economic
privileges in their city as a means of increasing the commerce of their
port. They were horrified at the prospect of being detached from Germany
and separately constituted in an anomalous position under the
jurisdiction of an experimental League of Nations, which did not begin
to exist until 1920.2
One might well ask what the attitude of the people of Portland, Oregon,
would be if their city were suddenly detached from the United States and
placed under the jurisdiction of the United Nations in the interest of
guaranteeing special port facilities to Canada near the estuary of the
Columbia River. It would be small consolation to recall that the area
around Portland, before passing under the sovereignty of the United
States in 1846, was settled by the British Hudson Bay Company. The
traditionally friendly relations between Canadians and Portlanders would
soon deteriorate under such exacerbating conditions.
It is not surprising that the National Socialists of Adolf Hitler won an
electoral majority at Danzig before this was possible in Germany. The
Danzigers hoped that perhaps Hitler could do something to change the
intolerable conditions established during 1919 and the following years.
It was easy in 1939 for Margarete Gärtner, the National Socialist
propagandist, to compile extensive quotations from approximately one
hundred leading Western experts who deplored the idiocy of the Danzig
settlement of 1919. Her list was merely a [50] sampling, but it was
sufficient to substantiate the point that at Danzig a nasty blunder had
been made.3
The issue exploited by Lord Halifax of Great Britain to destroy the
friendship between Germany and Poland in March 1939 was the Danzig
problem.4 The final collapse of the Czech state in March 1939 produced
less effect in neighboring Poland, where the leaders were inclined to
welcome the event, than in the distant United States.5 The Polish
leaders had agreed that the return of Memel from Lithuania to Germany in
March 1939 would not constitute an issue of conflict between Germany and
Poland.6 Hitler emphasized that Germany would not claim one inch of
Polish territory, and that she was prepared to recognize the Versailles
Polish frontier on a permanent basis.7 Polish diplomats had suggested
that a settlement of German requests for improved transit to German East
Prussia would not present an insuperable problem.8 The German leaders
were disturbed by Polish discrimination against the Germans within
Poland, but they were not inclined to recognize this problem as an issue
which could produce a conflict between the two states.9 It was primarily
Danzig which made the breach. It was the discussion of Danzig between
Germany and Poland which prompted the Polish leaders to warn Hitler that
the pursuance of German aims in this area would produce a Polish-German
war.10
Polish defiance of Hitler on the Danzig question did not occur until the
British leaders had launched a vigorous encirclement policy designed to
throttle the German Reich.11 It is very unlikely that the Polish
leaders would have defied Hitler had they not expected British support.
The Polish leaders had received assurances ever since September 1938
that the British leaders would support them against Hitler at Danzig.
Many of the Polish leaders said that they would have fought to frustrate
German aims in Danzig had Poland been without an ally in the world. They
were seeking to emphasize the importance which they attached to Danzig
in discussing what they might have done in this hypothetical situation.
This does not mean that they actually would have fought for Danzig in a
real situation of this kind, and it is doubtful if Pilsudski would have
fought for Danzig in 1939 even with British support. It is evident that
Danzig was the issue selected by the Polish leaders to defy Hitler after
the British had offered an alliance to Poland. 12
It is easy to see to-day that the creation of the Free City of Danzig
was the most foolish provision of the Versailles Treaty. A similar
experiment at Trieste in 1947 was abandoned after a few years because it
was recognized to be unworkable, and it is hoped that Europe in the
future will be spared further experiments of this kind.13 Danzig had a
National Socialist regime after 1933, and Carl Burckhardt, the last
League High Commissioner in Danzig, said in 1937 that the union between
Danzig and the rest of Germany was inevitable.14 The Polish leaders
professed to believe that it was necessary to prevent Danzig from
returning to the Reich. This is especially difficult to understand when
it is recalled that the Poles after 1924 had their own thriving port
city of Gdynia on the former German coast, and that otherwise the Poles
had never had a port of their own throughout their entire recorded
history. The Poles claimed that the Vistula was their river, and that
they deserved to control its estuary. When Joseph Goebbels observed that
it would be equally logical for Germany to demand Rotterdam and the
mouth of the Rhine, the Poles answered with the complaint that the [51]
Germans controlled the mouths of many of their rivers, such as the
Weser, the Elbe, and the Oder, but for unfortunate Poland it was the
Vistula or nothing.15 The Germans might well have answered this
complaint with one of their own to the effect that it was unfair of God
to endow Poland with richer agricultural land than Germany possessed.
The Poles were usually impervious to logic when Danzig was discussed.
This in itself made a preposterous situation more difficult, although a
compromise settlement on the basis of generous terms from Hitler might
have been possible had it not been for British meddling.
The Establishment of the Free City Regime
Danzig was historically the key port at the mouth of the great Vistula
River artery. The modern city of Danzig was founded in the early 14th
century, and it was inhabited almost exclusively by Germans from the
beginning. There had previously been a fishing village at Danzig
inhabited by local non-Polish West Slavs which was mentioned in a church
chronicle of the 10th century. The Germans first came to the Danzig
region during the eastward colonization movement of the German people in
the late Middle Ages.16 Danzig was the capital of the Prussian province
of West Prussia when the victors of World War I decided to separate this
Baltic port from Germany. The city had been a provincial capital within
the German Kingdom of Prussia prior to the establishment of the North
German Federation in 1867 and of the German Second Empire in 1871.17
The Allied Powers in 1920 converted Danzig from a German provincial
capital to a German city state in the style prevailing in the other
Hanseatic cities of Bremen, Hamburg, and Luebeck. The latter three
cities remained separate federal states within the German Empire created
by Bismarck. The difference was that the victorious Powers insisted that
Danzig should not join the other states of the German Union, or again
become a part of Germany. They also decreed that Danzig should submit to
numerous servitudes established for the benefit of Poland.18
The renunciation of Danzig by Germany and the creation of the Free City
regime was stipulated by articles 100 to 108 of the Versailles Treaty. A
League High Commissioner was to be the first instance of appeal in
disputes between Poland and Danzig. The foreign relations of Danzig were
delegated to Poland, and the Free City was to be assigned to the Polish
customs area. The Poles were allowed unrestricted use of Danzig canals,
docks, railroads, and roads for trading purposes and they were delegated
control over river traffic, and over telegraph, telephone, and postal
communications between Poland and Danzig harbor. The Poles had the
privilege of improving, leasing, or selling transit facilities. The
residents of Danzig forfeited German citizenship, although formal
provision was made for adults to request German citizenship within a two
year period. Double citizenship in Danzig and Germany was forbidden. The
League of Nations, as the Sovereign authority, was granted ownership
over all possessions of the German and Prussian administrations on
Danzig territory. The League was to stipulate what part of these
possessions might be assigned to Poland or Danzig.19
The formal treaty which assigned specific property of Poland was
ratified on May 3, 1923. The Poles received the Petershagen and
Neufahrwasser barracks, [52] naval supplies, oil tanks, all weapons and
weapon tools from the dismantled Danzig arms factory, supply buildings,
an apartment building, the state welfare building on Hansa square, the
major railroad lines and their facilities, and ownership over most of
the telegraph and telephone lines. Other facilities were assigned to the
Free Harbor Commission supervised by the League of Nations in which the
Poles participated. The Poles requested a munitions depot and base for a
small Polish Army garrison. The Westerplatte peninsula close to the
densely populated Neufahrwasser district was assigned to Poland on
October 22, 1925. The Danzig Parliament protested in vain that this
decision constituted “a new rape of Danzig.” The Poles also received
permission to station warships and naval personnel in the area. These
various awards meant that by 1925 the Polish Government was the largest
owner of property in the Free City area.20
The Danzig constitution was promulgated on June 14, 1922, after approval
by Poland and the League of Nations. Provisions were enacted to
guarantee the use of the Polish language by Poles in the Danzig courts,
and a special law guaranteeing adequate educational facilities for the
Polish minority was passed on December 20, 1921. The Danzig constitution
was based on the concept of popular sovereignty despite the denial to
Danzigers of the right of self-determination. The constitution
stipulated that the construction of fortifications or manufacture of war
material could not be undertaken without League approval.
The constitution provided for a Volkstag (assembly) of 120 members with
four year terms. It was primarily a consultative body with the right to
demand information about public policy, although the formal approval of
the Volkstag for current legislation enacted by the Senate was required.
The Senate with its 22 members was the seat of carefully circumscribed
local autonomy. The President and the other seven major administrative
officers, who were comparable to city commissioners, were elected for
four years and received fixed salaries. The seven Senate administrative
departments included justice and trade, public works, labor relations,
interior (police), health and religion, science and education, and
finance.21 There was no separate executive authority.
The Danzig constitution of 1922 replaced the Weimar German constitution
of August 11, 1919, which had been tolerated as the fundamental law of
Danzig until that time. The election to the Weimar constitutional
assembly in January 1919 had taken place throughout West Prussia, and it
constituted a virtual plebiscite in favor of remaining with Germany. The
Allies refused to permit them a plebiscite of their own which they knew
would end in a defeat for Poland. The British Government played a more
active role than any other Power, including Poland, in the organization
of the Danzig regime. British policy was decisive in the regulation of
early disputes between Danzig and Poland. The British at Danzig
furnished the first three League High Commissioners, Sir Reginald Tower,
General Sir Richard Haking, and Malcolm S. MacDonnell, and the last of
the British High Commissioners, after an Italian and Danish interlude,
was Sean Lester from Ulster, who held office from 1934 until late 1936.
British interest was largely a reflection of British investment and
trade, and much of the industrial enterprise of Danzig came under the
control of British citizens during these years. The British also played
a decisive role in securing the appointment of Carl Jacob Burckhardt,
the Swiss historian who succeeded Lester and who held office until the
liberation of Danzig by Germany on September 1, 1939.22 The so-called
[53] liberation of Danzig by the Red Army on March 30, 1945, referred to
in recent editions of the Encyclopaedia Britanica, was actually the
annihilation of the city.23
The territory of the Free City had approximately 365,000 inhabitants in
1922. The Polish minority constituted less than 3% of the population at
that time, but the continued influx of Poles raised the proportion to 4%
by 1939. The introduction of proportional representation enabled the
Poles to elect 5 of the 120 members of the second Volkstag following the
promulgation of the unpopular 1922 constitution. The German vote was
badly split among the usual assortment of Weimar German parties. The
Conservatives (DNVP) elected 34 deputies and the Communists elected 11.
The Social Democrat Marxists elected 30 and the Catholic Center 15. The
remaining 25 deputies were elected by strictly local Danzig German
parties. This disastrous fragmentation in the face of a crisis situation
was changed after the National Socialists won the Danzig election of
1933. The divided Danzig Senate presided over by a Conservative
president was followed by a united National Socialist Senate. This
created a slightly more favorable situation for coping with the moves of
the Polish Dictatorship at Danzig.24
It would not be correct to define Danzig’s status as a Polish
protectorate under the new system despite extensive Polish servitudes
(i.e. privileges under international law). Danzig was a League of
Nations protectorate. This was true despite the fact that the Allies,
and not the League, created the confusing Free City regime, and despite
the absence of a formal ceremony in which actual sovereignty was
transferred to the League. The protectorate was administered by a League
of Nations High Commissioner resident in Danzig, by the Security Council
of the League of Nations in Geneva, and, after 1936, by a special
committee of League member states. The capital of the political system
which included Danzig was moved from Berlin to Geneva, and this was an
extremely dubious move from the standpoint of the Danzigers. The League
was in control at Danzig as it had been in Memel before Lithuania was
permitted to seize that German city.
The Poles with varying success began an uninterrupted campaign in 1920
to push their rights at Danzig beyond the explicit terms of Versailles
and the subsequent treaties. One of the earliest Polish aims was to
establish the Polish Supreme Court as the final court of jurisdiction
over Danzig law. This objective was never achieved because of opposition
from the League High Commissioners, but Poland was eventually able to
establish her Westerplatte garrison despite the early opposition of
League High Commissioner General Sir Richard Haking. The Poles never
abandoned these efforts, and everyone in Danzig knew that their ultimate
objective was annexation of the Free City.25
The existing system was unsatisfactory for Poland, Germany, and Danzig.
The Poles wished to usurp the role of the League, and both Germany and
Danzig favored the return of the new state to the German Reich. There
could be no talk of the change of system in Germany in 1933 alienating
the Danzigers, because the National Socialists won their majority in
Danzig before this had been accomplished in Germany. The change of
system in Germany was matched by the unification of Danzig under
National Socialist leadership.26
[54] Dmowski and Paderewski presented many arguments (at Versailles) to
support their case for the Polish annexation of Danzig. It should
occasion no surprise that Poland sought to achieve this program of
annexation. The strategic and economic importance of Danzig at the mouth
of the river on which the former and present capitals of Poland, Krakow
and Warszawa (Warsaw), were located, was very great. The National
Democratic leaders were not worried that they would create German
hostility by making this “conquest.” They argued at Versailles that
Germany in any case would seek revenge from Poland because of the other
treaty provisions. They claimed that the region on which Danzig was
situated belonged to the Poles by right of prior settlement, and they
spoke of the so-called recent German invasion of the territory some six
hundred years earlier. The history of the Polish state, from the Viking
regime imposed in the 10th century until the 18th century partitions,
extended over eight hundred years, and the Poles were satisfied that
their state was more ancient than Danzig. 27
They were confident that they could contend with the German argument
against their case on this point. The German argument was based on two
principal facts. In the first place, Germanic tribes had occupied the
Danzig area until the late phase of the “Wandering of the Peoples
(Voelkerwanderung)” in the 4th century AD. Secondly, the Poles had never
settled the Danzig region before the Germans arrived to found their city
in the late Middle Ages.
The Polish reply to this German argument was two-fold. They contended
that the early German tribes in the Danzig area were representative of
the entire Germanic civilization, which included, besides Germany,
Scandinavia, England, Switzerland, and the Netherlands. They concluded
that the Germans had no right to base claims on the early history of
these tribes. Secondly, the small early West Slavic tribes, which were
bordered by the West Slavic Poles, West Slavic Czechs, Borussians, and
Germans on land, and on water by the Baltic Sea, had been largely
assimilated by their neighbors. These tribes had settled the Danzig
region between the “Wandering of the Peoples” and the founding of Danzig
by the Germans. It was argued that these early West Slavic tribes, who
had maintained a fishing village on the site of the later city of
Danzig, were more intimately related to the Poles than to their other
neighbors. It was this doctrine which provided the claim that Poland
might legitimately consider herself the heir to the entire German
territory between the Elbe and the Vistula. At one time or another this
area had been occupied by West Slavic tribes.28
These were the principal so-called historical arguments of the Poles.
They claimed along economic lines that Danzig had grown rich on the
Polish hinterland. This was undoubtedly true, although the local West
Prussian hinterland, which had long been German, also contributed to
Danzig’s prosperity.
We have noted the Polish natural law argument that Danzig should belong
to them because they controlled most of the Vistula River. They also
raised the strategic argument that ownership of Danzig was necessary to
defend Poland and to guarantee Polish access to the Sea. The second
point, if one overlooks the feasibility of granting Poland port
facilities in German harbors, had been met after 1924 by the
construction of the neighboring port of Gdynia. The first [55] point
concerning defense does not merit lengthy examination. Danzig was
distant from the bulk of Polish territory, and therefore it could
contribute little to the defense of Poland. Ian D. Morrow, the principal
British historian of the treaty settlement in the eastern borderlands,
concluded that the problem of Polish claims to Danzig “constitutes as it
were a permanent background to the history of the relations between the
Free City of Danzig and the Republic of Poland.”29
The German Order of Knights played an important role in the early
history of Danzig. The Order had been commissioned by the Roman Catholic
Popes and German Emperors to end the threat of heathen invasion in
Eastern Europe. The Order established its control over West Prussia by
1308. Danzig was developed within this territory by German settlers, and
the Order permitted her to join the Hanseatic League. Danzig grew
rapidly for more than one hundred and fifty years under the protection
of the Order, and at one time it was the leading ship building city of
the world. The first Poles appeared in the area, and the tax register at
Danzig indicated that 2% of the new settlers in the period from 1364 to
1400 were Polish.30
Polish historians have emphasized that a trading settlement of Germans
on the Danzig site had first received approval for an urban charter in
1235 from Swantopolk, a West Slavic chieftain. They therefore concluded
that the first German trading settlement in the area was under Slavic
sovereignty. They have regarded this as a sort of precedent to suggest
that the Poles were requesting a return to the original state of affairs
when they demanded Danzig. This is an impossible mystique for anyone
questioning the allegedly close affinity between the early West Slavic
tribes of the coastal area and the Poles.31
Polish historians see a great tragedy for Poland in the conquest of West
Prussia by the German Order of Knights in 1308. The Knights were able,
at least temporarily, to establish a common frontier between their
conquests along the Baltic Sea and the rest of Germany. They also
attained a frontier with the German Knights of the Sword farther to the
North. This linked up the German eastern conquests of the Middle Ages in
one contiguous system from Holstein to the Gulf of Finland. It meant
that any belated Polish attempt to attain territorial access to the
Baltic Sea would have to contend with a solid barrier of German
territory between Poland and the coast. The various German Orders in
their conquests had never seized any territory inhabited by the Poles.
This meant that the Poles, if they attacked the Germans, would be unable
to claim either to Pope or to Emperor that they were seeking to liberate
Polish territories under German control.32
Confusion in the Papacy during the 15th century, and distractions in the
German Empire, enabled the Poles to isolate the German Order of Knights,
and to attack the Order with the aid of Tartar and Lithuanian allies.
The relations between the Poles and the German Emperors, however,
remained peaceful throughout this same period. There were no wars at all
between the German Emperors and the Polish Kings from this time until
the disappearance of Poland in the 18th century.33
The Poles began their victorious struggle against the Order in 1410.
They never lost the initiative after their great field victory at
Tannenberg (Grunwald) in the first year of the war. The struggle dragged
on to the accompaniment of [56] sporadic bursts of activity from the
Poles, and the Germans defended themselves stubbornly in their cities.
The ultimate outcome of the war was influenced by internal German
struggles between the colonists and the celibate knights from all parts
of Germany. The colonists in both town and countryside had begun to
consider themselves the native Germans several generations ·after the
first settlement, and they regarded the Knights, who had no family roots
in these provinces, as foreigners. The internecine struggles which
followed decisively weakened the Order. The territorial integrity of the
Order state was shattered at the peace of Thorn in 1466.34
Some Polish historians regard the period of the Order in West Prussia as
a mere episode in which Poland at last had begun to make good her claims
to the heritage of the West Slavic tribes.35 The Poles in 1466 annexed
most of West Prussia and part of East Prussia. They reached the Baltic
coast, but they failed to establish Polish maritime interests. Danzig
seceded from the Order state, but she retained her status of German city
within the Hanseatic League. Her position was unique. Unlike the other
Hanseatic cities, she was neither a member of a German territorial state
nor under the immediate jurisdiction of the Emperor. Danzig enjoyed the
theoretical protection of the Polish Kings, but she was independent of
them. She never compromised her independence by permitting a Polish army
to control the city. King Stephen Bathory of Poland became impatient
with the state of affairs in 1576. He threatened the Danzigers with war
if they did not accept his demand for a Polish military occupation and a
permanent Polish garrison. Danzig in reply did not hesitate to defy
Stephen Bathory. The war which followed was a humiliation for the proud
Polish state at the zenith of her power. The Polish forces were unable
to capture Danzig.
Danzig in the 17th century declined rapidly in commercial importance
along with the other cities of the Hanseatic League. There were many
complex causes both economic and political, but the principal factor was
the successful manner in which the Dutch and the Danes conspired to
thwart Hanseatic interests. Danzig continued to maintain her freedom
from Polish control despite her decline, and indeed, the Polish state
itself experienced a period of uninterrupted decline after the great
Ukrainian uprising against Poland in 1648. The situation of Danzig
remained unchanged until she was annexed by Prussia in the 18th
cen-tury.36
Prussia surrendered to Napoleon I at the Peace of Tilsit in 1807. Danzig
was separated from Prussia and converted into a French protectorate with
a permanent French garrison. By this time the city had become ardently
Prussian, and this unnatural state of affairs, which was also inflicted
on Bremen, Hamburg, and Luebeck, was violently resented by the
Danzigers. The French regime at Danzig was threatened by Napoleon's
debacle in Russia in 1812. This event enabled the Prussians to recover
Danzig early in 1814 after a long siege. Danzig remained
enthusiastically Prussian until the city was literally annihilated by
Russian and Mongolian hordes in 1945.37
[57]
Danzig's Anguish at Separation from Germany
Danzig saw nothing of war or invasion from 1814 until the defeat of
Germany in 1918. The Danzigers did not contemplate the possibility of
annexation by the new Polish state until after the close of World War 1.
They were assured by German Chancellor Hertling in February 1918 that
President Wilson's peace program with its 13th Point on Polish access to
the Sea did not threaten their affiliation with Germany in any way. The
President's Ambassador had assured the German Government that this was
the case when the point about Polish access to the Sea was discussed
before American entry into the war. The President's program was based on
national self-determination, and Danzig was exclusively German.38
The Danzigers thought of port facilities for the Poles in German harbors
along the lines subsequently granted to the Czechs at Hamburg and
Stettin. This arrangement satisfied the Czech demand for access to the
Sea. No one thought of Polish rule at Danzig until it became known that
the Poles were demanding Danzig at the peace conference, and that
President Wilson favored their case. The disillusioned Danzigers
petitioned the German authorities at Weimar to reject any peace terms
which envisaged the separation of Danzig from Germany. There was still
some hope in April 1919, when the Allies refused to permit Polish troops
in the West under General Haller to return to Poland by way of Danzig.
German troops occupied Danzig at that time, and the Poles were required
to return home by rail. 39
The Danzigers were in despair after receiving the preliminary draft of
the Versailles Treaty in May 1919. They discovered that some queer fate
was conspiring to force them into the ludicrous and dubious situation of
a separate' state. Danzig discovered in May 1919 that the 14 Points and
self-determination had been a trick, a ruse de gtterre a l'americaine,
and in June 1919, with the acceptance of the treaty by the Weimar
Government; it was evident that Danzig must turn her back on her German
Fatherland. The Allied spokesmen in Danzig urged her to hasten about it,
and not be sentimental. The Germans had been tricked and outsmarted by
the Allies. After all, Danzig had lost World War I.40
Poland's Desire for a Maritime Role
The distinguished Polish historian, Oskar Halecki, has declared that the
demands of Dmowski at Versailles were "unanimously put forward by the
whole nation."41 Polish spokesmen have insisted that the entire Polish
nation was longing for a free marine frontier in the North, and for a
coastal position which would enable Poland to play an active maritime
role. This was doubtless true after 1918, although for more than three
hundred years, when Poland from the 15th to the 18th centuries held most
of the West Prussian coastline, the Poles played no maritime role. It
should be added that they also held coastal territory east of the
Vistula with harbor facilities during those years. When struggles
occurred during the 17th century between rival Swedish and Polish Vasa
kings, the Poles chartered German ships and crews from East Prussian
bases to defend their coasts from the Swedes father than to undertake
their own naval defense.
[58] Poland made no effort to build a merchant marine or to acquire
colonies, although the neighboring German principality of Brandenburg,
with a less favor able 17th century geographic and maritime position,
engaged in foreign trade and acquired colonies in Africa. These facts in
no way diminished the Polish right to play a maritime role in the 20th
century, but it was unwarranted for Polish spokesmen to mislead the
Polish people about their past. An especially crass example of this was
offered by Eugeniusz Kwiatkowski, Vice-Premier of Poland from 1935 to
1939, and from 1926 the leading Government figure in Polish commerce and
industry. Kwiatkowski was a close personal friend of President Moscicki,
and he was entrusted with the organization of the Central Industrial
Region (COP) of Poland before World War II. He was an expert engineer
who had studied in Krakow, Lwow, and Munich, and he had earned the proud
title “creator of Gdynia” for his collaboration with Danish colleagues
in the construction of Poland’s principal port. Kwiatkowski, like some
other scientists, was guilty of distorting history, and he went to
absurd lengths to identify Poland with the nests of West Slavic pirates
of the early Middle Ages who had operated from Ruegen Island off the
coast of Pomerania. Kwiatkowski announced at a maritime celebration on
July 31, 1932, that, if the heroes of Poland’s great naval past could
raise their voices once again, “one great, mighty, unending cry would
resound along a stretch of hundreds of miles from the Oder to the Memel:
‘Long live Poland!’.”42
At Paris the Poles had argued that Danzig was indispensable for their
future maritime position. Lloyd George frustrated their plan to annex
Danzig, but they were told by the Danes that the West Prussian coast
north of Danzig presented the same physical characteristics as the
north-eastern coast of Danish Zeeland. The Danes had built Copenhagen,
and there was no reason why the Poles could not build their own port
instead of seeking to confiscate a city built by another nation. The
Poles were fascinated by this prospect, and they were soon busy with
plans for the future port of Gdynia.43
The construction of Gdynia and Polish economic discrimination in favor
of the new city after 1924 produced a catastrophic effect on the trade
of the unfortunate Danzigers. The Polish maritime trade in 1929 was
1,620 million Zloty, of which 1,490 million Zloty still passed through
Danzig. The total land and sea trade by 1938 had declined to 1,560
million Zloty, and only 375 million went by way of Danzig. The Danzig
trade was confined mainly to bulk products such as coal and ore. Imports
of rice, tobacco, citrus fruits, wool, jute, and leather, and exports of
beet-sugar and eggs passed through Gydnia. Danzig was virtually limited
to the role of port for the former German mining region of East Upper
Silesia. The trade of Gdynia had become more than three times as
valuable as that of Danzig. Trade between Danzig and Germany was
discouraged by a heavy Polish protective tariff.44
Polish concern about Danzig might have diminished after the successful
completion of the port of Gdynia had Polish ambitions been less
insatiable. Unfortunately this was not the case, and the Poles remained
as jealous as before of their position within the so-called Free City.
The Poles had originally insisted that Danzig was the one great port
they needed to guarantee their maritime access. They soon began to speak
of modern sea power, and it was easy to demonstrate that one port was a
narrow [59] foundation for a major naval power. They described Danzig as
their second lung, which they needed to breathe properly. It was a
matter of complete indifference to them that Danzig did not wish to be a
Polish lung. They were equally unmoved by the fact that millions of
their Ukrainian subjects did not care to live within the Polish state,
and that nearly one million Germans had left Poland in despair during
the eighteen years after the Treaty of Versailles. Life had been made
sufficiently miserable for them to do otherwise. It could be expected
that the Germans would also evacuate a Polish Danzig, and thus make room
for a Polish Gdansk. The Polish leaders were encouraged to hope for this
result because of the manifestly ridiculous and humiliating situation
created for Danzig by the Treaty of Versailles.45
The preoccupation of the Polish leaders with Danzig was quite
extraordinary. This was indicated by the press and by the analytical
surveys of the Polish Foreign Office, Polska a Zagranica (Poland and
Foreign Lands), which were sent to Polish diplomatic missions abroad.
These secret reports were also distributed among Foreign Office
officials, Cabinet members, and Army leaders.46 They emphasized the
consolidation of National Socialist rule at Danzig after the 1934
Pact,47 the economic problems of Danzig,48 and the constitutional
conflict between the Danzig Senate and the League.49 It was possible to
conclude from these reports that Danzig was the cardinal problem of
Polish foreign policy despite the conclusion of the 1934 Pact with
Germany. The line taken by the Polish Foreign Office was simple and
direct. It was noted that Polish public opinion was increasingly aroused
about Danzig, and that the Government continued to maintain great
interest in the unresolved Danzig problem. Above all, it was stressed
that Danzig, although it did not belong to Poland, was no less important
to Poland than Gdynia, which was Polish.50 It would be impossible to
convey Polish aspirations at Danzig in terms more eloquent.
It should be evident at this point that no serious person could expect a
lasting agreement between Germany and Poland without a final settlement
of the Danzig question. The Danzig status quo of Versailles was a source
of constant friction between Germany and Poland. The Polish leaders
after 1935 continued to believe that the ideal solution would have been
the annexation of Danzig by Poland, and Pilsudski himself had favored
this solution, under favorable conditions, such as the aftermath of a
victorious preventive war against Germany.51
Pilsudski’s preventive war plans dated from 1933, when Germany was weak.
After the 1934 Pact, the Poles opened an intensive propaganda campaign
against the Czechs, and the prospects for a Polish success at Teschen,
in cooperation with Germany, were not entirely unfavorable.52 It
seemed by contrast that Poland had nothing more to seek at Danzig.
Pilsudski had declared in March 1935 that no Power on earth could
intimidate Germany any longer.53
Hitler talked with good sense and conviction of abandoning claims to
many German territories in Europe which had been lost after World War I.
These included territories held by Denmark in the North, France in the
West, Italy in the South, and Poland in the East.54 Hitler expected
Poland to reciprocate by conceding the failure of her earlier effort to
acquire Danzig. Hitler was not prepared to concede that Danzig was lost
to Germany merely because she had been placed under the shadowy
jurisdiction of the League. Danzig was a German [60] National Socialist
community plagued with a Polish economic depression and prevented from
pursuing policies of recovery to improve her position. Danzig wished to
return to Germany. Hitler had no intention of perpetuating the
humiliating status quo of surrendering this purely German territory to
Poland. He was willing to recognize extensive Polish economic rights at Danzig. It would have been wise for the Poles to concentrate upon
obtaining favorable economic terms and otherwise to wash their hands of
the problem.
Hitler’s Effort to Prevent Friction at Danzig
The Poles were seeking to extend their privileges at Danzig when Hitler
was appointed Chancellor in 1933. There had been chronic tension between
Danzig and Poland throughout the period of the Weimar Republic in
Germany. Indeed, the 1919 settlement at Danzig virtually precluded
conditions of any other kind. The improvement of German-Polish relations
shortly after the advent of Hitler was accompanied by a temporary
relaxation of tension between Poland and Danzig, but it would have
required a superhuman effort to maintain a lasting détente within the
context of the Versailles status quo. Hermann Rauschning, the first
National Socialist Danzig Senate leader, was known to be extremely
hostile to Poland, but Hitler persuaded him to go to Warsaw for talks
with the Polish leaders in July 1933. Rauschning was accompanied by
Senator Artur Greiser, who was known for his moderate views on Poland.56
A favorable development took place on August 5, 1933. Danzig and Poland
agreed to settle important disputes by bilateral negotiation instead of
carrying their complaints to the League of Nations. Either party was
obliged to give three months’ notice before appealing to the League if
bilateral negotiations failed. The Poles also agreed to modify their
policies of economic discrimination against Danzig, but they failed to
keep this promise.57
The following year was relatively calm although there were many
irritating minor incidents involving economic problems and the
operations of Polish pressure groups on Danzig territory. Danzig and
Poland concluded an economic pact on August 8, 1934, which contained
mutual advantages on taxes and the marketing of Polish goods in Danzig
territory.58 The conciliatory trend at Danzig was strengthened when
Greiser succeeded Rauschning as Senate President on November 23, 1934.
The Poles had no complaints about Greiser, but they objected to Albert
Forster, the National Socialist District Party Leader. Forster was an
energetic and forceful Franconian with the Sturheit (stubbornness)
characteristic of the men of his district. He was one of Hitler’s best
men, and his assignment at Danzig was a significant indication of the
seriousness of Germany’s intentions. Forster was less cosmopolitan than
Greiser, but he was highly intelligent, and he fully understood the
scope and significance of the Danzig problem despite his West German
origin. He was a stubborn negotiator with both Poland and the League,
but he loyally supported Hitler’s plans for a lasting agreement with
Poland. He also shared Hitler’s enthusiasm for an understanding with
England. Lord Vansittart described Forster in his memoirs as “a rogue
[Forster was exceptionally handsome] who came to our house with glib
professions and a loving mate [Forster’s wife was exceptionally
beautiful] .“59 This brief rejection [61] of Forster by the leading
British Germanophobe tallied closely with the negative attitude of the
Poles.
The effort of Hitler to achieve greater harmony with Poland at Danzig
did not achieve lasting results. Friction began to increase again early
in 1935, and this trend continued until the outbreak of war in 1939.60
Many of the new disputes were economic in nature. Danzig was
experiencing a severe depression, and the local National Socialist
regime wished to do more to help the people than had been done by the
Conservative regime in the past. The lack of freedom made it impossible
to emulate the increasing prosperity which existed in Germany. The
deflationary monetary policies of Poland were anathema in Danzig, where
the Danziger Gulden was tied to the scarce Zloty of the Poles. An
attempt to free the Gulden from the Zloty, without leaving the Polish
customs union, produced a crisis in May 1935. Danzig received much
expert advice from Hjalmar Schacht. the President of the German
Reichsbank. The Polish financial experts regarded this as unwarranted
German interference in the affairs of German Danzig. The crisis reached
a climax on July 18, 1935, when Poland put Danzig under a blockade, and
commanded the shipment of all goods through Gdynia. Danzig responded by
opening her economic border with East Prussia in defiance of Poland.
This involved an attempt to circumvent the Polish customs inspectors and
to ignore the Polish tariff requirements. Hitler intervened at this
critical point and used his influence to obtain the agreement of August
8, 1935, which amounted to a total retreat for Danzig. This capitulation
ended any hope that Danzig might be able to ameliorate the economic
depression through her own efforts.61
A typical dispute of this drab period transpired in 1936 when the Poles
abruptly issued regular Army uniforms to the Polish customs inspectors
in the hope of accustoming the Danzig population to a regular Polish
military occupation. The Danzig Government protested, but the Poles, as
usual, refused to accept protests from Danzig. A dangerous atmosphere
was maintained by the constant agitation of the Polish pressure groups.
The Polish Marine and Colonial League demonstrated in Warsaw in July
1936 for the expansion of existing Polish privileges at Danzig, and its
activities were accompanied by a new campaign against Danzig in the
Polish press. Relations between Poland and Danzig were as bad as they
had been during the Weimar Republic. Hitler had attempted to reduce
friction on the basis of the status quo, but this effort had failed.62
The Chauvinism of Polish High Commissioner Chodacki
Josef Beck, Poland’s Foreign Minister, soon decided that renewed tension
had made Danzig the most prominent front in the conduct of Polish
diplomacy, except possible Paris. He decided to recall Kasimierz Papée,
the Polish High Commissioner, and to replace him with a man who enjoyed
his special confidence. The choice had fallen on Colonel Marjan
Chodacki, who ranked second in Beck’s estimation to Juliusz Lukasiewicz
at Paris. Chodacki in 1936 was Poland’s diplomatic representative at
Prague. Beck invited his friend to return to Warsaw from Prague on
December 1936 for three days of intensive discussions on the [62] Danzig
situation before clearing the channels for his new appointment. Beck
told Chodacki at Warsaw of his decision, and he requested him to take
the Danzig post. Chodacki accepted with the slightest hesitation. Beck
asked if Chodacki was not afraid to accept such a dangerous mission.
Chodacki, instead of replying, asked Beck a question in return: “Are you
not afraid to send me there?.” Beck agreed with a smile that this
question had a point. He knew that his friend was the most ardent and
sensitive of Polish patriots.
Beck outlined the situation. He expected Chodacki to maintain Poland’s
position at Danzig by means short of war, but he intimated that events
at Danzig might ultimately lead to war. Beck emphasized the importance
of the British and French attitudes toward Polish policy at Danzig, and
Chodacki realized that Beck wished to have the support of the Western
Powers in any conflict with Germany. It was evident that Paris and
London would be decisive in the determination of Polish policy at
Danzig. Beck admitted that the two Western Powers seemed to be
indifferent about Danzig in 1936, but he expected their attitudes to
change later. He discussed the details of current disputes at Danzig,
and it was evident that the two men were incomplete agreement. Chodacki
assumed the new post several days later.63
The Danzigers had been annoyed with League High Commissioner Sean Lester
for several years. Lester was an Ulsterman who seemed to delight in
conducting a one man crusade against National Socialism and all its
works in Danzig. The officers of the German cruiser Leipzig
ostentatiously refused to call on Lester when their ship visited Danzig
harbor in June 1936. The Danzigers repeatedly urged the British to
withdraw him, and at last this request was granted. Several replacements
were considered, but the choice fell on Carl Jacob Burckhardt, a
prominent Swiss historian who was an expert on Cardinal Richelieu and
the traditions of European diplomacy. Burckhardt was acceptable to the
Poles, and he received his appointment from the League Security Council
on February 18, 1937. Burckhardt had been extraordinarily discreet in
concealing his fundamental sympathy for Germany. He was later criticized
by many League diplomats, but at the time he was universally regarded as
an admirable choice.64
Chodacki had been sent to Danzig to maintain the claims and position of
Poland, whereas Burckhardt was merely the caretaker of the dying League
regime. Chodacki was instructed to insist on Polish terms at Danzig, and
he was not expected to believe in the permanent preservation of peace.
The emphasis of his mission was on stiffening the Polish line without
risking a conflict until Poland had British and French support. The
attitude he adopted at Danzig was provocative and belligerent. He
delivered an important speech to a Polish audience at Gross-Trampken,
Danzig territory, on Polish Independence Day, November 11, 1937. He made
the following significant statement, which left no doubt about his
position: “I remember very well the time I went into the Great War,
hoping for Poland’s resurrection. The Poles here in Danzig should
likewise live and wait in the hope that very presently they may be
living on Polish soil”.65
This was holiday oratory, but it should have revealed to the last
skeptic that neither Chodacki nor Beck had abandoned hope of annexing
Danzig to Poland. A final solution would be required to end the unrest
caused by rival German and [63] Polish aspirations at Danzig, and there
could be no lasting understanding between Poland and Germany until such
a solution was achieved. Self-determination for the inhabitants was the
best means of resolving this issue in view of the conflicting German and
Polish claims. It was no longer news to the Danzigers that many Poles
hoped for the ultimate annexation of Danzig to Poland. They would not
have been surprised to discover that Beck’s High Commissioner
entertained similar sentiments privately. It would be difficult to argue
that Chodacki’s publicly announced campaign of Polish irredentism was
calculated to reduce the growing tension between Danzig and Poland. Beck
had responded to the Danzig situation by sending a chauvinist to
maintain the Polish position.
The Deterioration of the Danzig Situation after 1936
Issues of dispute between Danzig and Poland were markedly on the
increase throughout 1937. Chodacki later declared that fifteen one
thousand page volumes would be required to describe the Danzig-Polish
disputes prior to World War II. There can be no doubt that the year 1937
contributed its share. Times remained hard in both Danzig and Poland,
and the great majority of disputes were economic in nature. The Poles
placed heavy excise taxes on imports from the huge Danzig margarine
industry to protect Polish competitors. They rejected the contention of
Danzig that this measure was a violation of the August 6, 1934, economic
treaties to eliminate trade barriers between the two countries. This
single dispute produced an endless series of reprisals and
recriminations.66
Irresponsible fishing in troubled waters by foreigners also occasioned
much bad feeling. A typical example was the circulation of rumors by the
Daily Telegraph, an English newspaper. The Daily Telegraph reported on
May 10, 1937, that Joseph Goebbels had announced Germany’s intention to
annex Danzig in the near future. It is easy to understand the effect
produced on the excitable Poles in the Danzig area by such reporting,
and it would have been a pleasant surprise if this particular newspaper
of Kaiser-interview and Hoare-Laval Pact fame had not contributed to
alarmism at Danzig. The statement attributed to Goebbels in this
instance was purely an invention.67 By 1938, tension had been built up
to a point where incidents of violence played an increasingly prominent
role. Meetings of protest, more frequently than otherwise about
imaginary wrongs, were organized by pressure groups in surrounding
Polish towns. They invariably ended with cries of: “We want to march on
Danzig! “ and with the murderous slogan: “Kill the Hitlerites! “68
Chodacki told Smigly-Rydz at Polish Army maneuvers in September 1937
that the National Socialist revolution in Danzig was virtually
completed, and that the “Gleichschaltung (coordination)” of Danzig
within the German system had been achieved.69 The one exception was that
Danzig still had her made-in Poland depression, whereas Germany was
swimming in plenty. The effective organization work of Albert Forster
convinced the Poles that Danzig was at last slipping through their
fingers. Awareness of this increased Polish exasperation. Chodacki
claimed that in 1938 one of his speeches at Torun or elsewhere in West
Prussia would have been sufficient to set a crowd of tens of thousands
marching against Danzig. He admitted that he was often tempted to
deliver such a speech.[64]
He felt goaded by fantastic attacks in the Krakow press that he was too
conciliatory toward Danzig.70
The Need for a Solution
The Danzig problem by 1938 was a skein of conflicting interests between
exasperated Poles and impatient Danzigers. The absurd regime established
at Versailles was a failure. Hitler intervened repeatedly for
moderation, but he was no less disgusted with the humiliating farce than
the Danzigers, and he was weary of conciliation at Danzig’s expense.
Intelligent foreign observers expected this attitude. Lord Halifax, who
had out-maneuvered Gandhi of India on many occasions, visited Hitler at
Berchtesgaden on November 19,1937. He inquired whether Hitler planned to
do something about Danzig. Hitler was understandably evasive in his
reply, but Halifax made no secret of the fact that he expected German
action to recover Danzig.71
The current mentality of the Polish leaders indicated that a solution
would be difficult, and it is painful to recall that the entire problem
would not have existed had Danzig not been placed in a fantastic
situation by the peacemakers of 1919. The Danzig problem resulted from a
wretched compromise between Lloyd George and Woodrow Wilson. It
epitomized the comment of the American publicist, Porter Sargent: “The
Anglo-Saxon peoples held the world in the palms of their hands, and what
a mess they made of it”, 72 There was nothing left but to try for a
solution. It would be scant consolation in the event of failure to know
that the blame would be shared by men of two generations. The cost of
failure would be paid by untold generations. [65]
Chapter 4
GERMANY, POLAND, AND THE CZECHS
The Bolshevik Threat to Germany and Poland
The failure of two neighboring nations with similar interests to
cooperate against a mutual danger posing a threat to their existence is
a sorrowful spectacle. The civilizations of ancient Greece and of Aztec
America were overwhelmed by alien invaders because of internecine
strife. In the 1930’s, the authoritarian and nationalistic states of
Germany and Poland were seeking to promote the development, livelihood,
and culture of their national communities, but they faced a common
threat from the Soviet Union. The ideology of the Soviet Union was based
on the doctrines of class hatred and revolutionary internationalism of
Karl Marx.1
The peoples of Russia were suffering on an unprecedented scale from
their misfortune in falling prey to the merciless minority clique of
Bolshevik revolutionaries, who seized power in the hour of Russian
defeat in World War I. The Bolsheviks later wrought untold havoc on the
peoples of Poland and Germany. The Communists by means of murder and
terror have depopulated the entire eastern part of Germany, and they
hold Central Germany, the heart of the country, in an iron grip.2
It is a sad commentary that millions of Germans and Poles are now
collaborating under a system which has destroyed the freedom of their
two nations. They were unable to unite in defense of their freedom. It
is of course possible that the Soviet Union would have triumphed over
Germany and Poland had the two nations been allies. It is more likely
that a Polish-German alliance would have been the rock to break the
Soviet tide. The present power of the Bolsheviks is so great that no one
knows if it is possible to prevent their conquest of the world, and the
failure of German-Polish cooperation is one of the supreme tragedies of
world history.
The conflict between Warsaw and Berlin became the pretext in 1939 for
the implementation of the antiquated English balance of power policy.
This [66] produced a senseless war of destruction against Germany. As it
turned out, each Allied soldier of the West was fighting unwittingly for
the expansion of Bolshevism, and he was simultaneously undermining the
security of every Western nation. Never were so many sacrifices made for
a cause so ignoble. Neither Germany nor Poland desired to evangelize the
world or to impose alien systems of government of foreign nations
throughout the globe. There was a monumental difference between them and
the Soviet Union on this point. The elements of friction between Germany
and Poland, despite the senseless provisions of the 1919 Versailles
Treaty, were markedly reduced under the benign influence of the treaty
between Pilsudski and Hitler. A few concessions on both sides, if only
in the interest of establishing a common front against Bolshevism, could
have reduced this friction to insignificance. The two nations were
natural allies. They were new states seeking to overcome the uncertainty
and fear occasioned by the frustration of their healthy nationalist
aspirations over many centuries. The leaders of both nations hated the
Bolshevist system and they regarded it as the worst form of government
devised by man. They realized that the Soviet Union possessed natural
resources and population which made the combined resources and
populations of Germany and Poland puny by comparison.
It is evident from a survey of the international situation sent to
missions abroad by the Polish Foreign Office in 1936 that the Soviet
Union was regarded as the greatest foreign threat to Poland. This report
confirmed the impressions of the diplomatic-military committee
established by Pilsudski in 1934 to study the German and Russian
situations. Nevertheless, Poland rebuffed the suggestions of Hermann
Göring after 1934 for German-Polish collaboration against the Soviet
Union. The great question was whether or not Poland intended permanently
to follow a policy of impartiality toward the Soviet Union and Germany.3
Polish experts in Moscow were impressed by mid-1936 with the improved
living conditions in Russia under the 2nd Five Year Plan, which appeared
to be far less drastic and cruel than the 1st Five Year Plan. They
conceded that the Soviet system was consolidating its position. A new
series of Soviet purges began later the same year. They lasted nearly
three years, and dwarfed the bloody Cheka purges of 1918, or the purge
in 1934 which followed the assassination of Sergei Kirov, the Leningrad
administrator. Foreign observers wondered whether the new purges would
strengthen or weaken the Soviet regime. Opinions were divided on this
crucial point, but it was evident that the new upheavals constituted a
crisis for the regime.4
Hitler’s Anti-Bolshevik Foreign Policy
Recent Soviet developments did not affect the tempo of Hitler’s policy,
which was geared to speed, although actual German preparations for
defense were exceedingly lax because of monetary inflation fears. Hitler
was striving to win the friendship of Great Britain, and to foster
Anglo-German collaboration in the spirit and tradition of Bismarck,
Cecil Rhodes, and Joseph Chamberlain. He was aware of the traditional
British balance of power policy. He realized that he [67] must complete
his continental defensive preparations against Bolshevism before the
British decided that he was “too strong”, and moved to crush him as
they had crushed Napoleon.5
Hitler hoped that the British would not intervene while he was securing
Germany’s position through understandings with Germany’s principal
neighbors, and by a limited and moderate program of territorial
revision. British leaders had opposed the German customs union before
1848, and they had opposed the national unification of Germany during
the following years. Nevertheless, Bismarck had out-bluffed Palmerston at
Schleswig-Holstein in 1864, and it was evident by 1871 that Tories and
Liberals alike were wining to accept the results of Bismarck’s
unification policy despite his repeated use of force. Germany was
conceded to be the strongest military power on the European continent
after 1871 - The balance of power was operating, but the British faced
colonial conflicts with France and Russia, and the 1875 Franco-German
“war scare” crisis showed that Germany could still be checked by a
hostile combination. At that time, a momentary coalition of France,
Great Britain, and Russia was formed against Germany within a few days.6
Hitler hoped that a German program of territorial revision and defense
against Communism would be accepted by the British leaders, if it was
carried through with sufficient speed. If the tempo was slow, the latent
British hostility toward everything German could easily produce new
flames. The traditional warlike ardor of the British upper classes was
momentarily quiescent, but it could be aroused with relative ease.
Hitler hoped that a refusal to pursue political aims overseas or in the
West or South of Europe would convince the British leaders, once his
position was secure, that his program was moderate. His strength would
still be insufficient to overshadow the primary position of the British
Empire in the world. He was wining to place Germany politically in a
subservient position to Great Britain, and to accept a unilateral
obligation to support British interest at any point. Hitler hoped that
the British would appreciate the advantages of this situation. They
could play off the United States against Germany. Germany would be
useful in resisting American assaults against the sacred British
doctrine of colonialism, and the United States could be used to counter
any German claims for special privileges.7
Hitler’s ideas were confirmed by a brilliant report of January 2, 1938,
from Joachim von Ribbentrop, German Ambassador to Great Britain.
Ribbentrop pointed out that there was no real possibility of an
Anglo-German agreement while conditions were unsettled, but that perhaps
a strong German policy and the consolidation of the German position
would make such an agreement possible. The German Ambassador emphasized
that an understanding with Great Britain had been the primary aim of his
activity during his many months in London. He had reached his
conclusions after personal conversations with the principal
personalities of British public affairs. Ribbentrop’s report was
decisive in winning for him the position of German Foreign Minister in
February 1938. No other German diplomat of the period had presented
Hitler with a comparable analysis of British policy and of the British
attitude toward Germany. The Ribbentrop report was comparable to the
1909 memorandum of Alfred Kiderlen-Waechter on Anglo-German and
Russo-German relations. This memorandum had been requested by Chancellor
Bethmann-Hollweg, and it brought [68] Kiderlen from the obscure
Bucharest legation to the Wilhelmstrasse despite the fact that he was
disliked by Kaiser Wilhelm II.8
The controversial question of whether or not the Russian regime was
successfully consolidating its position could not be decisive for Hitler
under these circumstances. The impulse for rapid moves and definitive
results arose from Hitler’s evaluation of the situation in London.
Hitler’s basic program, after the recovery of the Saar and the
restoration of German defenses in the Rhineland, was to liberate the
Germans of Austria, aid the Germans of Czechoslovakia and place German
relations with France, Italy, and Poland, his principal neighbors, on a
solid basis. It would be possible afterward to talk to the British about
a lasting agreement, when the prospects for success would be more
favorable. Improved German-American relations would follow automatically
from an Anglo-German understanding. Hitler also hoped to act as
moderator between Japan and Nationalist China to restore peace in the
Far East, and to close the door to Communist penetration which was
always opened by war and revolution. If this moderate program could be
achieved, the prospects for the final success of the Bolshevik world
conspiracy in the foreseeable future would be bleak.9
No nation occupied a more crucial position in the realization of
Hitler’s program than Poland, because Hitler recognized that the Poland
of Pilsudski and his successors was a bulwark against Communism. The
Polish leaders failed to recognize the importance of German support
against the Soviet Union. Germany and Poland were conducting policies of
defense against Bolshevism, but there were no plans for aggressive
action against Russia, and the Polish leaders failed to see the need for
any understanding with Germany to cope with the existing situation.10
Polish Hostility Toward the Czechs
The attitudes of the German and Polish leaders toward little
Czechoslovakia were identical. The Czech problem, in contrast to the
problem of Bolshevism, had moderate dimensions, and both countries were
inclined to contemplate a solution of their grievances against the
Czechs by some sort of aggressive action. The Polish press was many
years ahead of the press of Germany in advocating the dissolution of
Czechoslovakia. A Polish press campaign with this objective began in
1934, after the conclusion of the German-Polish pact. The German and
Polish leaders in the same year discussed their mutual dislike of the
Czechs in terms more concrete than the Poles were willing to employ
toward the Soviet Union.11
There have been many attempts to solve the Czech problem during the past
five generations. This problem arose with the spread of a hitherto
unknown anti-German Czech nationalism during the 19th century. The
problem did not exist in the 12th century when Bishop Otto of Freysing,
a princely medieval chronicler, related the exploits of Czech shock
troops fighting for Frederick I (Hohenstaufen) in his wars against the
Lombard League. It did not exist in the 13th century when the proud new
city of Koenigsberg (Royal Hill) on the Pregel River in East Prussia was
named after Ottokar, a Bohemian king of the Premyslid [69 line, who was
noted for his brave deeds and for his loyalty to the Holy Roman Empire.
It did not exist in the 14th century when Charles IV (Luxemburg
premyslid) made Prague the most glorious capital city the Holy Roman
Empire had ever known. It did not exist in the 15th century when John
Hus, the martyr of the Czech religious reform movement, reported back to
Bohemia, on his trip to the Council of Constance, that the audience
which listened to him at Nuremberg was the most enthusiastic and
grateful congregation he had ever encountered. It did not exist in the
16th century, when the Austrian duchies and the Bohemian kingdom were
firmly welded under the Habsburg sceptre within the framework of the
Holy Roman Empire, or in the 17th century, when Bohemian Germans and
Czechs fought on both sides in the Thirty Years’ War. All historians
agree that the 18th century period of Habsburg rule was the most
tranquil in Bohemian history.12
By 1848, the modem intellectual movement of Czech nationalism, which
originated from the impact of the Slavophile teachings of Johann
Gottfried Herder in the late 18th century, had begun to make
considerable headway with the Czech masses. The Frankfurt Parliament in
1848 anticipated the dissolution of the Austrian Empire, and it quite
naturally assumed that Bohemia and Moravia, which had been integral
parts of the Holy Roman Empire of the German Nation, would find their
future in a modern national German state. It came as a rude shock when
the Czech historian and nationalist leader, Francis Palacky, addressed
the Frankfurt Parliament with the announcement that his Czech faction
hoped Austria would be preserved, and that they would oppose union with
Germany if this effort failed. Only the continuation of the Austrian
Empire stood as a buffer between the Czechs and Germany [after 1848].
Edvard Benes, the 20th century Czech nationalist leader, advocated full
autonomy for both Germans and Czechs of Bohemia in his Dijon
dissertation of 1908. He envisaged a Habsburg Reich in which full
equality would exist among Slavs, Germans, and Magyars. This seemed
feasible, since the experiment of granting full equality to the Magyars
in 1867 had proven successful.13
The Austro-Hungarian Empire held out with amazing vitality during the
first four years of bitter conflict in World War I. The overwhelming
majority of Czech deputies to the Austrian Reichsrat (parliament) were
loyal to the Habsburg state during these four years. In the summer and
autumn of 1918, during the fifth year of the war, unendurable famine and
plague produced a demoralization of loyalty among the many nationalities
of the Austrian part of the Empire. The Habsburg state was paralyzed. It
had attempted to escape from the war by means of a separate peace, but
it had failed. The problem of the Czechs and Germany could be postponed
no longer. Arnold Toynbee, in his massive survey, Nationality and the
War, had predicted in 1915 that Austria-Hungary would collapse, and he
had advised that Bohemia and Moravia, the two mixed German-Czech
regions, should be assigned to Germany in the coming peace treaty.14
The world was confronted in the meantime with one of the most bold
conspiracies of history. Czech revolutionaries went abroad during World
War I to organize a propaganda movement among the Allies for the
creation of a veritable Czech empire. The Dual Monarchy of
Austria-Hungary was condemned because the allegedly dominant German and
Magyar nationalities constituted merely half the total population of the
federated Habsburg states. The Czech revolutionaries [70] although
constituting less than half the total population. The situation would
have been still worse had not some of their more extravagant schemes
failed, such as the creation of a Slavic corridor from Bohemia to
Croatia. It was surely the most brazen program of national
aggrandizement to arise from World War I. It was also the program least
likely to succeed over a protracted period, unless the subject peoples
could be appeased, and unless good relations could be established with
neighboring states. The Czech nationalist leaders, and their small group
of Slovak allies, who in contrast to the mass of the Slovak people had
fallen under Czech influence, made little progress in either direction
during the twenty years following World War I. It is for this reason
that there was still a Czech problem after World War II, which had now
become a problem of Czech imperialism. They might have pressed for Czech
autonomy within an independent Austrian state, which later could have
been united with Germany at one stroke, while retaining guarantees for
the Czechs. If this did not seem feasible following the accomplishments
of Czech revolutionaries at Prague after October 1918, there were still
other alternatives. They might at least have contested the spread of
Czech rule over the traditional German parts of Bohemia and Moravia, or
over the indisputably Magyar regions from the Danube to Ruthenia. It
would have been easy for them to insist that the Czechs keep their
promises of autonomy to the Slovaks. These promises had been
incorporated in the famous Czech-Slovak declaration of Pittsburgh,
Pennsylvania, in October 1918 (prior to the Czech declaration of
independence at Washington, D.C., on October 23, 1918). The first Czech
president, Thomas Masaryk, had declared that his pledge to the Slovaks,
which he later violated, was solemn and binding.
The Allies might have contested the assignment of the distant region of
Ruthenia to Czech rule, or they might have insisted on binding minority
guarantees for a Czech state which had promised to become another
Switzerland, but which developed a unitary state system and centralized
administration in the French style. The Allies did none of these things,
and the Czech Government was soon spending lavish sums subsidizing
foreign writers to fill the foreign press with deceptively optimistic
reports about their regime.18
The Czechs had a solid economic position in the un-ravished principal
Austrian industrial regions, the industrial heart of a former Great
Power, which had fallen under their control. They also had a flourishing
agricultural economy, and conditions of relative prosperity existed in
their richly endowed country until the advent of the world depression in
1929. Czechoslovakia appeared to be a wealthy and progressive country
when compared to such backward states as Yugoslavia or Rumania, and the
Czech leaders were not reticent in taking full credit for this
phenomenon.17
A system of liberal politics prevailed among the principal Czech
political parties, and this was part of their heritage from Austrian
parliamentary experience. Czech propagandists exploited this fact to
claim that their country was a model democracy. A war-weary generation
in the West was looking for a few good results from the recent
holocaust, and it is not surprising that Philoczechism became a popular
phenomenon. There was also some thing romantic about it, because
relatively few people in Great Britain or France had been aware of the
existence of the Czechs prior to World War I. There had been talk of
Bohemians in the old days, and few seemed to be [71] certain whether
this term included Slavs, Germans, or both.18
The Czech emigrés during World War I were more successful than the Poles
in ingratiating themselves with the Western Allies. This was not fully
evident until the period of peacemaking, when Czech and Polish interests
clashed. In the early phase of World War I, Roman Dmowski and Thomas
Masaryk, the leading Polish and Czech spokesmen in the West, vied with
one another in being pro-Russian. Thomas Masaryk dreamed of a Czech
kingdom under a Romanov prince, but his dream was shattered by the
Russian Revolution. The Polish state which emerged from the war
developed a policy contrary to the pro-Russian attitude of Dmowski, but
in the Czech state the pro-Russian attitude and policy of Masaryk, and
of Edvard Benes, his principal disciple, prevailed after the war. The
accidental conflict in 1918 between the Czech prisoners of war in
Russia, and the Bolsheviks, was not permitted by Masaryk to destroy the
fundamental pro-Russian orientation of Czech policy.19
There was conflict between Poles and Czechs in the rich Austrian
industrial region of Teschen, which was under the control of the local
Polish community when Austria-Hungary concluded an armistice with the
Western Powers. The Teschen area consisted of the five principal
districts of Friedeck, Freistadt, Bielitz, Teschen, and Jablonkau. The
Polish deputies of the Austrian Reichsrat proposed to their Czech
colleagues at the end of World War I that Friedeck, which had a distinct
Czech majority, should go to the Czech state, and that the latter four
districts should be assigned to Poland. The Czechs and Poles in the area
agreed to a provisional compromise along these lines, and it was decided
that 519 square kilometers should be Czech and 1,762 square kilometers
Polish. The Poles did not realize that Edvard Benes had persuaded French
Foreign Minister Pichon in June 1918 to support a Czech claim for the
entire area.20
The Poles concentrated on securing their claims against Germany during
the weeks following the Austro-Hungarian and German armistice agreements
of November 1918, and they regarded the Teschen area with complacency.
This mood was shattered on the eve of the Polish national election of
January 26, 1919, when the Czechs ordered a surprise attack against the
Poles in the Teschen area. Czech action was based on the assumption that
the Teschen question could be resolved by force, and that the district
was well worth a local war, particularly since Western Allied support of
the Czech position against Poland was assured.
The Western Allied leaders intervened on February 1,1919, after the
Czechs had completed their military advance, and they ordered a
cessation of military operations pending a final solution by the Peace
Conference. A plebiscite was proposed in the following months, but the
Czechs, with French support, concentrated first on delaying, and then on
cancelling, this development. Their objective was achieved in 1920
during the Russo-Polish war. The Poles were told in good ultimative form
at the Spa conference in July 1920 that they must relinquish their
demand for a plebiscite, and submit to the arbitration of the Allied
Powers. The greater part of the Teschen area was assigned to
Czechoslovakia on July 28, 1920. The Czech objective had been achieved
by an exceedingly adroit combination of force and diplomacy.21.
The Poles were aware of the fact that the Czechs had used their
influence to prevent the assignment of East Galicia to Poland, although
this issue was ultimately decided in favor of Poland by the separate
treaty between Russia and [72] Poland at Riga in 1921. The Poles were
equally conscious that Czechoslovakia favored the Soviet Union during
the 1920-1921 war. The French were increasingly inclined to regard the
Czech pro-Russian policy as realistic, and hence to favor Czechoslovakia
over Poland. It was evident after the Pilsudski coup d’Etat in 1926 that
Czech political leaders were in close contact with many of the Polish
politicians opposing the Warsaw dictatorship.22
Polish Grievances and Western Criticism
Experts on Central-Eastern Europe have criticized the insufficient
cooperation among the so-called succession states after 1918. The Poles
in particular have received a large share of this criticism. It has been
said that Polish differences with the Czechs over Teschen, or over the
Czech pro-Soviet orientation, were minor compared to the importance of
Czechoslovakia as a bastion which protected the Polish southern flank
against German expansion.23 It has been argued that the Poles and Czechs
both profited from World War I, and that they should have been prepared
to cooperate in defending their positions against revisionist Powers.24
Emphasis has been placed on the contention that they were sister Slavic
nations with special ties of ethnography and culture.25
Winston Spencer Churchill had much to say on the subject of Czech-Polish
relations. Churchill was the most articulate advocate of the British
encirclement of Germany in the period before the Czech crisis of 1938.
Churchill was noted for his belligerency, which was often regarded by
his compatriots as a romantic love of adventure. He was noted for
adopting the most uncompromising view of a situation and also the one
most likely to produce a conflict. This had been true of his attitude in
the Sudan, South Africa, and India, during the 1936 British abdication
crisis, and toward many other problems in addition to Anglo-German
relations. The same Churchill saw no reason why Poland should not turn
her other cheek to the Czechs. When Polish leaders failed to look at
matters the same way, Churchill invoked strong criticism: “The heroic
characteristics of the Polish race must not blind us to their record of
folly and ingratitude which over centuries had led them through
measureless suffering. ”26 The arguments of strategy, politics and race
appeared to Churchill to dictate a Polish policy of friendship toward
Czechoslovakia.
The three arguments which impressed Churchill carried little weight with
the Polish leaders. They were not inclined after the death of Pilsudski
in 1935 to modify the existing anti-Czech policy. This did not mean that
they were unwilling under all circumstances to fight at the side of the
Czechs in some war against Germany, and they made this clear to their
French allies during the Czech crisis in 1938. If France supported the
Czechs, if the Czechs were wining to fight, and if the Czechs disgorged
the territory seized from Poland in 1919-1920, the Poles would cooperate
with the Czechs. The Poles did not expect these conditions to be met for
the simple reason that they did not believe the Czechs would dare to
fight the Germans.27
The primary aim of Polish policy was to secure Polish claims against the
Czechs by agreement, by threat of force, or by force. Foreign Minister
Rickard Sandler of Sweden asked Beck before the 1938 Czech crisis why it
was difficult [73] to achieve an entente between Warsaw and Prague.28
The Polish Foreign Minister replied that one factor was Poland’s lack of
enthusiasm about a Power whose claim to an independent existence was
problematical. Czechoslovakia, in his opinion, was an artificial
creation which violated the liberty of nations, and especially of
Slovakia and Hungary. Beck’s attitude was that of Mussolini, who
publicly referred to the Czech state as
Czecho-Germano-Polono-Magyaro-Rutheno-Rumano-Slovakia.29 Beck emphasized
that the Czechs were a minority in their own state, and that none of the
other nationalities desired to remain under Czech rule. He also objected
to Czech hypocrisy in stressing the allegedly liberal and democratic
nature of their regime. They granted extensive rights on paper to all
citizens of the state, but they exercised a brutal and arbitrary police
power over the nationalities which constituted the majority of the
population. Sandler was much impressed by Beck’s remarks, and he
observed that the Czechs obviously lacked the capacity to achieve good
relations with their neighbors.30
Beck’s attitude was not based primarily on these abstract
considerations. Pilsudski’s program had called for the federation (of
the Lithuanians, White Russians and Ukrainians) under Polish control. If
this program had been achieved, the Poles would have been a sort of
minority within a large federation, although the granting of actual
autonomy to the other peoples would have been in contrast to the Czech
system. Ideological differences were not decisive for Beck, who did not
consider the democratic liberalism of France an insurmountable obstacle
to Franco-Polish collaboration. He could not consistently boycott the
same ideology at Prague.
The situation, quite apart from the specific dispute over Teschen, was
deter mined by purely power political considerations. Poland and
Czechoslovakia were bitter rivals for power and influence in the same
Central-Eastern European area. Both were allied separately with Rumania,
and Warsaw resented the fact that Bucharest usually appeared to be
closer to Prague. The Czech alliances with both Yugoslavia and Rumania
gave Prague a position of power in the general area equal to that of
Warsaw. The Czechs also had an alliance with France, and they enjoyed
better treatment from Paris than Warsaw received. They had ties with
other allies of France in a general system directed against Germany and
Hungary. The warm friendship between Prague and Moscow gave
Czechoslovakia an extra trump, which the Poles could match only by
establishing closer relations with Germany.
In the Polish mind, the advantage of eliminating a dangerous rival far
outweighed the consideration that Germany would be in a position to
secure a greater immediate gain than Poland at Czech expense. Loyalty
toward the Versailles treaty and the other Paris treaties of 1919 was
not a compelling motive, because the Poles were dissatisfied with the
terms of these treaties.
The argument that the two nations were sister Slavic communities was
anathema to the Poles. This reminded them of the indiscriminate
Pan-Slavic vehicle of Russian domination over the lesser Slavic peoples.
The Poles did not reject ties with sister Slavic communities, but they
opposed to the Czech or Russian idea of Pan-Slavism their own more
exclusive concept, which substituted themselves for the Russians as the
dominant Slavic force. The Czechs were at least half-German in race,
according to many Poles, and they were considered Predominantly German
in the cultural, political and social spheres. The Russians [74] also
were placed at the outside border of Slavdom because of their enormous
Asiatic racial admixture. The same criterion was applied to the Serbs
and the Bulgars, who had experienced a strong oriental influx in their
Balkan environment. The Slavic community recognized by the Poles
included themselves, the Ukrainians, the White Russians, the Slovaks,
the Croatians, and the Slovenians. According to Beck, the two foreign
Slavic peoples most popular in Poland because of close cultural ties
with the Poles were the Slovaks and the Croats.31
Relations between Warsaw and Belgrade, also, were cool, although there
were no disputes between two countries separated so widely
geographically. The Polish attitude toward Yugoslavia was negative,
because the Roman Catholic Croats in Yugoslavia were oppressed by the
semi-oriental Greek Orthodox Serbs, who possessed the real power in the
state. The Slovak people in Czechoslovakia were conspicuously unhappy
under the alien rule and oppressive economic domination of the Czechs.
In Poland the argument of cultural affinity could be a great force in
condemning rather than in supporting the idea of collaboration with
Prague.
It would provoke endless controversy to decide whether Churchill or the
Polish leaders had the more noble understanding of what Poland owed
Czechoslovakia, or what would best serve Polish interests. It is more
relevant to realize that the Polish leaders had a definite Czech policy,
and that it was an intelligible policy whatever one may think of it.
Beck never would have been at a loss in replying to any arguments on
this subject from Churchill. The Czechs had taken the initiative in
provoking the antagonism between Czechoslovakia and Poland. It is true•
that the ultimate dissolution of Czechoslovakia made the Polish military
position more vulnerable on the German side, but this would not have
been serious had not Poland provoked a conflict with Germany instead of
accepting German friendship. The main military threat to Poland came
from the Soviet Union. In this respect the removal of Czechoslovakia was
a gain, because the Czechs had made it clear that they would support
Russia in the event of a conflict between Poland and Russia.
The Anti-German Policy of Benes
The critical attitude of Hitler toward Czechoslovakia is much easier to
analyze and to explain. He had realized since his boyhood days at Linz
that the Germans were confronted with a Czech problem, although at the
time this problem was a matter of concern only to those Germans who were
subjects of the Austro-Hungarian monarchy. He had never sympathized with
Czech aspirations for political independence, and he regarded it as a
misfortune that in many respects, and particularly in local government,
the Czechs of Bohemia enjoyed more privileges than the Bohemian Germans
under Habsburg rule. Habsburg policy was based on the assumption that
the loyalty of the Bohemian Germans could be taken for granted, but
special privileges were required for the Czechs to appease their
nationalism. Hitler became a German nationalist at an early date, and,
as such, an opponent of the multi-national Habsburg system. He knew that
Bohemia, which had been traversed on foot by his musical idol, Richard
Wagner, had been an integral part of the One Thousand Year Reich of
Charlemagne.
Hitler, contrary to popular superstition, never referred to his own
regime as the One Thousand Year Reich. Nevertheless, like any other
German conscious of them, he had a profound respect for the traditions
of German history. If the role of Bohemia within Germany had worked well
for more than one thousand years, one could be pardoned for skepticism
toward the radical solution of placing that region within the confines
of a Slavic state.32
It might have been possible for a larger number of people to accept this
radical solution in time had conditions within Czechoslovakia been
tolerable for the Germans living there, and had these local Germans
become resigned to their fate. The Sudeten Germans were divided into
four groups of Bavarian, Franconian, Saxon, and Silesian dialects and
local cultures. They were far less aggressive politically than the
Czechs, and they submitted without violence to the establishment of
Czech rule in 1918 and 1919. It would have been easy to appease them,
and it could have been done with a little local autonomy and with an
impartial economic policy. The Czechs should have realized the
importance of this for the future of their state, since the ratio of
Germans to Czechs in the entire region of Bohemia-Moravia was
approximately 1:2, and there were far more Germans than Czechs in
Slovakia. The Czechs, instead, soon developed a contemptuous attitude
toward the Germans, and they began to believe that the Germans could be
handled more effectively as passive subjects than as active citizens.
The Germans were divided politically, but a new development appeared
after conditions became increasingly worse for them and better for the
Germans across the frontier. In the 1935 national Czechoslovak election,
the Sudeten German Party (SdP), which was inspired by admiration for
Adolf Hitler and his policies, captured the majority of the German vote,
and it became the largest single party in Czechoslovakia. There were
800,000 unemployed workers in Czechoslovakia at that time, and 500,000
of these were Sudeten Germans. Marriages and births were few, and the
death-rate was high. It is not surprising that conditions changed after
the liberation of the Sudetenland in 1938. The Northern Sudetenland (the
three districts of Eger, Aussig, and Troppau: the two southern sections
were assigned to Bavaria and German Austria) led all regions of Germany
in the number of marriages in 1939 (approximately 30% ahead of the
national average). The birth-rate in 1940 was 60% greater than the
birth-rate of 1937. The period of Czech rule was a bad time for the
Bohemian Germans, and conditions prior to the Munich conference became
steadily worse. These people were patient, but they were not cowards,
and the ultimate reaction was inevitable.33
It is impossible under these circumstances to claim that Hitler created
an artificial problem, either in the Sudetenland or in the
Bohemian-Moravian region as a whole. This problem had been created in
the first instance by the peacemakers of Paris, and in the second
instance by Czech misrule. It was evident that the Sudeten problem would
come to a head of its own momentum if Hitler succeeded in liberating the
Germans of Austria from the Schuschnigg dictatorship. Hitler had no
definite plans before May 1938 for dealing with this problem, but he was
determined to alleviate conditions for the Germans in some way, and
there can be no doubt that he [no less ardently than the Polish leaders]
hoped for the total dissolution of Czechoslovakia. It is for these
reasons that the German and Polish leaders found a basis for agreement
[76] whenever Czechoslovakia was discussed.34
This situation, and especially the inevitable German attitude toward
Czechoslovakia, was no mystery to foreign statesmen before the year of
the Czech crisis, 1938. Lord Halifax, who was British Foreign Secretary
throughout most of 1938, told Hitler after a luncheon at Berchtesgaden
on November 19, 1937, that Great Britain realized that the Paris
treaties of 1919 contained mistakes which had to be rectified. Halifax
assured Hitler that Great Britain did not believe in preserving the
status quo at all costs. He mentioned the burning questions of Danzig,
Austria, and Czechoslovakia quite on his own initiative, and without any
prompting from Hitler. This was before Hitler had made any statement
publicly that Germany was concerned either with the Czech or Danzig
problems. Indeed, no such statement was necessary, since the situation
was perfectly obvious.35
At one time it seemed that common antipathy toward Czechoslovakia might
cement a virtual alliance between Germany and Poland. It was evident
that this common bond would disappear after the Czech problem was
solved, unless the Poles realized that antipathy toward the Soviet Union
was a much more important issue in uniting the two countries. In the
meantime, the points of friction between Germany and Poland would remain
unless an understanding far more comprehensive than the 1934 Pact could
be attained.
Neurath ‘s Anti-Polish Policy Rejected by Hitler
It remained established German policy after 1934 to expect some revision
of the Versailles Treaty along the German eastern frontier. An enduring
German-Polish collaboration would depend upon a successful agreement on
this issue. The German-Polish non-aggression pact of January 1934 was as
silent as the Locarno treaties about German recognition of the eastern
status quo. The Germans did not consider the Versailles treaty binding,
because it violated the armistice agreement of 1918, and it was signed
under duress. The Polish leaders were aware of this, and occasionally
Berk sought to obtain new guarantees without concluding a comprehensive
agreement with Germany.
Beck instructed Ambassador Lipski at Berlin to propose a German-Polish
de laration on Danzig in September 1937. The Germans were requested to
join in avowing that “it is imperative to maintain the statute which
designates Danzig as the Free City.” Foreign Minister Konstanin von
Neurath of Germany was less friendly than Hitler toward Poland, and he
peremptorily instructed Moltke in Warsaw “to tell Beck again” that
Germany would not recognize the peace treaties of 1919.36
Neurath had been Foreign Minister since 1932. He served under several
Chancellors of the Weimar Republic, and he was retained at his post by
Hitler. He was not a particularly zealous Foreign Minister of the Third
Reich, because he was an aristocrat who had little sympathy for Hitler’s
egalitarian measures. Hitler admired Neurath personally, but he
recognized him as a weak link in the chain of German policy. Hitler was
more intimate with Joachim von Ribbentrop, an ex-officer and merchant
sincerely devoted to Hitler’s policies.37 Ribbentrop gradually replaced
Alfred Rosenberg as the principal National Socialist Party [77] expert
on foreign affairs, and he developed an extensive Party bureaucratic
organization to keep in touch with foreign countries. This organization
was known as the Ribbentrop Office, and it foreign contacts were so
extensive that it came to be looked upon as Germany’s second and
unofficial foreign service. Ribbentrop wished to retain control of this
organization, and at the same time come to the top in the regular German
Foreign Office. His ambition was recognized by the professional
diplomats, and they did what they could to place obstacles in his way.
Neurath was pleased that he had persuaded Hitler to send Ribbentrop, and
not Franz von Papen, as German Ambassador to London in 1936. Neurath
believed that Ribbentrop would be unable to cope with the British
situation, and that he would ruin his career at this difficult post.
Papen, who had known Ribbentrop for many years, was more astute, and he
feared that the London embassy would provide the non-professional
diplomat with an opportunity to show Hitler what he could do. The event
was to prove that Papen was right.38
Neurath rejected Beck’s gesture in September 1937 without consulting
Hitler, because he assumed that no other German response was possible.
Hitler did not wish to bind Germany permanently to the Danzig status
quo, but he had a more flexible conception of German foreign policy. He
was counting on Polish friendship in dealing with the crises which were
likely to arise in Austria and Czechoslovakia.39
Beck’s attempt to regulate Danzig affairs exclusively with Germany
conformed to a trend. Great Britain and France were represented with
Sweden on a new League Commission of Three to supervise League
responsibilities as the sovereign Power at Danzig. This was clearly a
caretaker arrangement, and Foreign Minister Anthony Eden of Great
Britain tacitly spoke for the Commission when he told the new League
High Commissioner, Carl Jacob Burckhardt, on September 15, 1937, that
“British policy had no special interest as such in the situation in
Danzig.” This position was consistent with British policy established by
Prime Minister David Lloyd George in 1919 when he said that Great
Britain would never fight for the Danzig status quo.40
Burckhardt had no illusions about the role of the League at Danzig. He
told Adolf Hitler on September 18, 1937, that he hoped the role of the
League was merely temporary, and that the ultimate fate of Danzig would
be settled by a direct agreement between Germany and Poland. Hitler
listened to Burckhardt’s views without offering any plan for a solution.
Burckhardt surmised that Hitler feared to raise the Danzig question,
because it would affect the related questions of the Corridor,
Czechoslovakia, and Austria. Hitler, after nearly five years in power,
had pursued no questions of territorial revision, although
responsibility for the ill-fated Austrian revolution of July 1934 had
been falsely attributed to him.41
Jozef Lipski, the Polish Ambassador in Berlin, knew that Hitler was a
sincere advocate of an understanding with Poland.42 Lipski was not
inclined to accept the categorical statement on Danzig by Neurath. He
hoped to obtain the declaration of Danzig which Beck had requested, and
he was encouraged by conversations with Marshal Göring. The German
Marshal had many duties connected with the German Air Force, the second
German Four Year Plan, and the Prussian State Administration, but he was
also intensely interested in foreign [78] affairs. He was the Second Man
in the Reich, and Hitler employed him as an Ambassador-at-large to
Poland. He knew the Polish leaders, and he desired a lasting
understanding with Poland. He was accustomed to discuss important
matters of state with Polish representatives. He usually gave the German
Foreign Office full information concerning these discussions, but it was
sometimes necessary to inquire what he had said to foreign diplomats.43
Lipski approached Neurath several times for a Danzig declaration.
Neurath on October 18, 1937, bluntly told Lipski that “some day there
would have to be a basic settlement on the Danzig question between
Poland and us, since it would otherwise permanently disturb
German-Polish relations.” Neurath added that the sole aim of such a
discussion would be “the restoration of German Danzig to its natural
connection with the Reich, in which case extensive consideration could
be given to Poland’s economic interests.”44
Lipski was surprised, and he asked if the question would be broached
soon, or perhaps immediately. Neurath evaded this inquiry, but he
requested Lipski to inform Beck of his attitude. Lipski mentioned that
Robert Ley, Chief of the German Labor Front, Artur Greiser, President of
the Danzig Senate, and Albert Forster, District National Socialist Party
Leader at Danzig, had declared publicly in recent days that Danzig must
return to Germany. Neurath did not question or seek to excuse these
statements. He replied that there was a need to solve the Danzig
problem, and his conversation with Lipski ended in an impasse.45
There was also the problem of German access by land to East Prussia,
which had been severed from the Reich. In May 1935, when Germany was
engaged in her huge superhighway construction project, German Ambassador
Hans Adolf von Moltke informed Beck at Warsaw that Germany wished to
build a super highway across the Polish Corridor to East Prussia. He
inquired about the Polish attitude toward this plan, and Beck said that
he would study the question. This was the beginning of protracted
evasion by Beck. Repeated reminders from Moltke did not produce a
definite statement about the Polish attitude toward the project. Fritz
Todt, the National Inspector for Roads in Germany, discussed German
plans with Julian Piasecki, the Polish Deputy Minister for
Transportation. Moltke concluded after more than two years of fruitless
inquiry that the attitude of the Polish Government was negative. The
plan embodied a vital German national interest, and its acceptance by
Poland would have improved prospects for a comprehensive German-Polish
agreement. Moltke was unwilling to concede a final defeat in this
matter.
Moltke presented a startling proposition to the German Foreign Office in
October 1937. He suggested that Germany should build a superhighway up
to the Corridor boundary from both Pomerania and East Prussia without
waiting for Polish permission to link the route through the Corridor.
Moltke failed to see that this would be a provocation which would
stiffen Polish resistance to the German proposal. He believed that
possible Polish objection to the construction of major military roads
into the frontier area would be rendered pointless, and the Poles would
find it expedient to conclude an agreement. He also had another factor
in mind. The influx of tourists into Germany had greatly increased since
the 1936 Olympic Games at Berlin, and Moltke believed that the
complaints of foreigners, and especially tourists, who would be
irritated by the break in the superhighway to historic old East Prussia,
could be [79] exploited to apply pressure on the Poles.46
The Poles knew that the Germans desired a superhighway across their
Corridor, and Neurath’s conversations with Lipski suggested the
possibility that Germany was about to demand Danzig. Lipski was reticent
when he conversed with Neurath again on October 23, 1937, and Neurath
retained the false impression that the Poles were prepared to accept a
German solution of the Danzig question. Neurath was also weighing
favorably a suggestion from Albert Forster in Danzig that an offer to
use Polish steel for the superhighway and a new Vistula bridge might
influence the Poles to accept the highway project.47
The attitude of Neurath was fully shared by Czech Ambassador Slavik in
Warsaw. The Czech diplomat regarded the recovery of Danzig by Germany as
inevitable. He reported to Foreign Minister Kamil Krofta that in the
opinion of Léon Noël, the French Ambassador to Poland, Danzig was lost
to Poland. The conclusion of a provisional agreement on Danzig between
Germany and Poland on November 5, 1937, did not change his opinion. He
reported to Krofta on November 7, 1937, that League High Commissioner
Burckhardt continued to insist that the union of Danzig with Germany
could not be prevented. It was not surprising that the Czechs were
complacent in their expectation that the German campaign of territorial
revision would begin at Danzig in the vicinity of Poland. They were
counting on Italy to prevent a German move into Austria, and they had
nothing to fear from Germany as long as the Schuschnigg dictatorship was
maintained. The fate of Danzig was a matter of complete indifference to
Czechoslovakia.48
The German-Polish Minority Pact of 1937
The Germans had sought a treaty on minorities with Poland since 1934.
when Beck exploited Russian entry into the League of Nations as a
pretext to repudiate the existing treaties. The Germans of Poland were
in a weak position, and they lacked the compact organization of the
Germans in Czechoslovakia. The Polish treatment of the Germans after
1918 was harsh. Approximately 70% of the 1918 German population of Posen
and West Prussia had emigrated to Germany before the Pilsudski coup
d’Etat in 1926, and this comprised no less than 820,000 individuals from
these two former German provinces. Polish propaganda often pretended
that the Germans who remained were largely great landowners, but this
was not so. It is true that 80% of the 325,000 Germans remaining in the
two provinces by 1937 lived from agriculture, but they were mainly
peasants. There were still 165,000 Germans by 1939 in East Upper
Silesia, which had been detached from Germany despite the German victory
in the 1921 plebiscite. There were also 364,000 Germans in Congress
Poland in 1939, and there were 60,000 within the former Kresy territory
of Volhynia. Germans were scattered through the Wilna area, and as late
as 1939 there were over 900,000 Germans in the former German and Russian
Polish territories. This did not include Austrian Galicia, where the
Germans were mainly agricultural, although the industrial town of
Bielitz had a German population of 62%. A critical study of the 1931
Polish census, which contained startling inaccuracies in several
directions, showed that the given figure of 727,000 Germans was short
[80] of the real figure by more than 400,000.49
Polish policy toward the Germans during the early years was more severe
in the former German territories than in Galicia, Congress Poland, or
the Kresy. More than one million acres of German-owned land were
confiscated during the years from 1919-1929 in the provinces of Posen
and West Prussia. German language schools throughout Poland were closed
during the years before 1934. There were 21 German deputies in the
Polish Sejm after the 1928 election, 5 German deputies after the
election in autumn 1930, and no German deputies after 1935. Two Germans
were allowed to sit in the less important Polish Senate at that time,
but they were denied their seats many months before the outbreak of the
German-Polish war in 1939.
The exceptionally miserable conditions in the former German provinces
inevitably produced protests from the local German population. There was
much enthusiasm among the younger Germans in 1933 when the Hitler
Revolution triumphed in the Reich, and this further irritated and
antagonized the Poles. The older Germans were aware of this, and many of
them were concerned about it. The younger Germans were attracted to the
Young German Party for Poland (JDP) which had been founded by Dr. Rudolf
Wiesner at Bielitz in 1921. A number of more conservative German parties
had opposed this group, and in 1934 Senator Hasbach attempted to unite
the conservative opposition in the Council of Germans in Poland (RDP).
The conservatives controlled most of the remaining German language
press, and in 1937 there was a split in the Young German leadership,
when a more radical faction under Wilhelm Schneider sought to obtain
control. Wiesner won out after much difficulty, but it was a conspi uous
fact that no outstanding leadership emerged in any of the German groups.
The contrast between the German factions in Poland and the Sudeten
German Party in Czechoslovakia under Konrad Henlein was very great.50
Both the conservative and radical groups were nominally pro-Hitler, but
the latter had more ambitious ideas concerning the extent to which
social reforms like those of the Reich could be of benefit in improving
conditions for the Germans of Poland. Neither group indicated the
slightest expectation that they would or could come under German rule.
The Office for Ethnic Germans (Volksdeutsche Mittelstelle) in the Reich,
which promoted cultural contracts between Germans abroad and Germany,
did not interfere with the struggle between the German political
factions in Poland. Both factions hoped that the rapprochement between
Germany and Poland would improve their position, but there was no
indication of this in the years after the conclusion of the 1934 pact.
The Germans of Poland, with very few exceptions, remained strictly loyal
to the Polish state, and later research by the Dutch expert, Louis de
Jong, contradicted the popular Polish claim that there was a German 5th
column in Poland. The agents of the German intelligence service in
Poland were almost exclusively Jews and Poles. Thousands of young
Germans of military age were serving with the Polish Army when war came
in 1939. The prominent Germans of Poland remained in the country in
September 1939 and experienced arrest, transportation into the interior,
or death.5l
An article in Gazeta Polska, the Government newspaper at Warsaw, stated
on October 21, 1935, that moral solidarity and cultural ties were
clearly within the rights of the Germans of Poland. This was all that
the German minority sought.
The Germans of Poland failed to unite, but their morale improved after
1933. They took an active part in the 1935 Polish national election,
although it was known that they would be allowed no seats in the Sejm.
The National Democrats, a strictly Polish party, boycotted the same
election. They provoked the authorities in a manner of which the Germans
would never have dreamed. The Germans of Poland, when allowance is made
for a few individual exceptions, were passive, and not trouble-makers.
Hider was understandably concerned about their unfair treatment, but he
merely wished that they would receive decent treatment as Polish
subjects.52
The Polish minority in Germany was more united and more ably organized.
The Union of Poles in Germany (Zwiazek Polakow w Niemczech) was
organized at Berlin in 1922. All members automatically received the
newspaper, Polak w Niemczech (The Pole in Germany). It had been true for
generations that many people of Polish descent in Germany preferred to
be considered German. The Union of Poles sought to combat this tendency,
and it opposed the so-called “subjective census” introduced by the
Weimar Republic and continued by Hitler. The old Hohenzollern
bureaucracy had counted Poles on the basis of documentary evidence. The
modern technique called for a subjective declaration of ethnic identity
in addition to an identification of the mother tongue. This meant in
Weimar days that a person could say his mother tongue was Polish, but
that he was ethnically German. Many thousands of Poles had emigrated to
work in West German industry as well as in the industries of France, and
now the census permitted them to identify themselves as Germans. Under
the conditions, only 14,000 claimed to be Poles in the census of 1939,
although the Germans estimated that there must be at least 260,000 Poles
in Germany by objective criteria, and the Polish Government claimed that
there were 1,500,000. Economic conditions in Germany were good, there
was no economic discrimination against the Poles, and the national
feeling of the Polish minority was lax. The same trend had been
displayed in elections to the Reichstag during the Weimar Republic, but
under Hitler it became an avalanche.53
During the 1928 school year, only 6,600 children had attended Polish
schools in Germany, and of these 4,172 were in the Berlin and Ruhr
areas. On the other hand, the Poles maintained many cooperatives, which
were less explicitly an indication of national identity. The Polish
press in Germany welcomed the improved economic and social conditions
under Hitler, and it recognized the National Socialist program to secure
these conditions for the Polish minority. The German citizen law of
September 15, 1935, was explicit in recognizing that the Polish minority
enjoyed full citizen rights. In 1937, the Polish minority organization
still maintained 58 grammar schools and 2 high schools (gymnasia), and
these institutions provided ample space for Polish children wishing to
attend Polish schools in the Reich. A general meeting of the Polish
organization was held on March 6, 1938, in the Strength through Joy
(KdF) theater in Berlin with Father Domanski and Secretary-General
Czeslaw Kaczmarek presiding. Many proud speeches were made. A large
organization was formally in evidence, but there was little behind it,
as the May 1939 German census clearly revealed.54
A promising German-Polish pact on minorities was concluded at last on
November 5, 1937. It was agreed that on the same day Hitler would speak
to the leaders of the Polish minority and President Moscicki of Poland
would address [82] the German minority leaders. Hitler was extremely
pleased with what he regarded as a concrete step in the direction of a
comprehensive German-Polish understanding. He could not know that the
Polish leaders would consider the new pact a dead letter. He agreed to
amnesty a number of German citizens of Polish extraction, who had
violated German criminal laws. He also granted Lipski’s request for a
compromise declaration on Danzig. It was agreed that the Danzig question
would not be permitted to disturb German-Polish relations. Hitler
displayed his Austrian charm when he received the delegation from the
Polish minority in Germany. He emphasized to them that he was an
Austrian, and that precisely for this reason he could understand their
situation especially well. The Poles were extremely pleased by the
warmly personal nature of Hitler’s remarks. The reception given to the
German minority leaders by President Moscicki at a vacation resort in
the Beskiden mountains was more reserved.55
The Bogey of the Hossbach Memorandum
A mysterious event which took place on the same day as the German-Polish
minority pact has furnished ideal subject matter for professional
propagandists. Hitler addressed a conference attended by some of his
advisers, but without the majority of his Cabinet. The narrow circle
included Defense Minister Werner von Blomberg, Army Commander Werner von
Fritsch, Navy Commander Erich Raeder, Air Force Commander Hermann
Göring, and Foreign Minister Konstantin von Neurath. Colonel Hossbach,
an officer of the German General Staff assigned by the General Staff for
liaison work with Hitler, was also present. This man was in no sense
Hitler’s personal adjutant, although this idea has persisted in many
accounts.56
The so-called Hossbach version of the conference, which is supposed to
have become one of the most celebrated documents of all time, was
written several days after the event, and it could carry no weight in a
normal court of law, even if an actual copy of this memorandum was
available. Hossbach had been an opponent of Hitler and his system since
1934, and he was not averse to the employment of illegal and
revolutionary means in eliminating Hitler. He was an ardent admirer of
General Ludwig Beck, the German Chief of Staff, whose life he had once
helped to save on the occasion of a cavalry accident. Beck was a
determined foe of Hitler, and he was engaged in organizing opposition
against the German Chancellor. Hossbach was naturally on the alert to
provide Beck with every possible kind of propaganda material. Hitler was
popular in Germany, and only extreme methods might be effective in
opposing him.57
It would be the duty of every historian to treat the so-called Hossbach
memorandum with reserve, even if it could be shown that the version
introduced at Nuremberg was an authentic copy of the memorandum which
Hossbach began to write on November 10, 1937 (he failed to recall later
when he completed his effort). The fact is, however, that no copies of
this original version have been located since World War II. The version
introduced by the American Prosecution at Nuremberg, the only one
extant, was said to be a copy made from the original version in late
1943 or early 1944, but Hossbach declared in a notarized affidavit on
June 18, 1946, that he could not remember whether or not the Nuremberg
[83] copy corresponded to the original which he had made nearly nine
years earlier. In other words, the sensational document, which was the
primary instrument used in securing the conviction and execution of a
number of Germany’s top leaders, has never been verified, and there is
no reason to assume that it is authentic. Raeder explained that Hitler’s
views, as expressed on November 5, 1937, offered no basis to conclude
that any change in German foreign policy was about to take place, but
the judges at Nuremberg, with the dubious help of an unconfirmed
record, decided that Hitler had revealed unmistakably his unalterable
intention to wage a war of criminal aggression.
Fritsch and Blomberg were dead when this conference was investigated
after World War II, but Neurath and Göring agreed with Raeder about the
essential nature of Hitler’s remarks. Hitler had discussed German
aspirations in Central Europe and the danger of war, but this was
certainly a very different thing than announcing an intention to pursue
a reckless foreign policy or to seek a war. Even the alleged Hossbach
memorandum introduced at Nuremberg, as A.J.P. Taylor has pointed out,
does not anticipate any of the actual events which followed in Europe
during 1938 and 1939. It does contain some offensive and belligerent
ideas, but it outlines no specific actions, and it establishes no time
tables. Hence, error had been added to error. It was false to assume
that the document was authentic in the first place, and it was incorrect
to assume that even the fraudulent document contained any damaging
evidence against Hitler and the other German leaders. Unfortunately,
most of the later historians in Germany and elsewhere have blindly
followed the Nuremberg judgment and have arrived at the mistaken
conclusion that Hitler’s conference of November 5, 1937, was relevant to
the effort of determining the responsibility for World War II.
Hitler’s November 1937 Danzig Declaration
The November 5, 1937, treaty on minorities would have resolved one of
the two major points of friction between Germany and Poland had it been
observed by the Poles. It guarded against assimilation by force,
restrictions against the use of the mother tongue, suppression of
associations, denial of schools, and the pursuit of policies of economic
discrimination.59
The other principal point of friction was the Danzig-Corridor problem.
Hitler hoped to reassure the Poles by his statement that he was
contemplating peaceful negotiation to resolve this problem. Neurath was
not content to leave Hitler’s vague assurance unqualified, and he sought
to interpret it as part of a quid pro quo bargain. According to Neurath,
Hitler’s promise to the Poles on Danzig would be a dead letter if they
did not respect the treaty on minorities.60
The Poles attempted to interpret Hitler’s statement as a disavowal that
Germany intended to acquire Danzig. They were on weak ground in this
effort, because the German failure to accord them a voluntary
recognition of their frontiers meant that Germany was automatically
claiming the territory assigned to Poland on the western side of the
German 1914 eastern frontier. The Polish Foreign Office on November 9,
1937, protested against a speech by Albert Forster in Duesseldorf on
November 6th. Forster had declared to a large [84] audience that his aim
was to achieve the reunion of Danzig with the Reich. This speech was
merely one incident in a major campaign to acquaint the German
population with the Danzig problem.61
It was decided at the German Foreign Office on November 23, 1937, that
the recent Danzig meetings carried out by Forster in various German
cities had been so successful that this program should be intensified.
Plans were made to prepare one hundred additional meetings in the near
future, and an additional fifty meetings before April 1938. Arrangements
were made to provide the best possible speakers from Danzig. The Danzig
Senate President, the Volkstag President (Danzig Lower House), the
Danzig District Propaganda Leader, the Danzig Labor Front Leader, and
many other prominent Danzigers were enrolled in addition to Forster. It
was discovered that Der Danziger Vorposten (The Danzig Sentinel), the
principal news organ of Danzig, was an excellent newspaper, and plans
were made to increase its circulation in the Reich. Das Deutsche Danzig
(German Danzig), a travelling Danzig exposition, was also planned, and
it was scheduled to open at Muenster in Westphalia by the end of
November 1937. The German Foreign Office had concluded that current
knowledge and awareness of Danzig in the Reich was “proper” but
“insufficient.” This activity was an excellent indication of the German
attitude toward Hitler’s Danzig declaration. It was regarded as the
hopeful beginning of a definite diplomatic campaign to recover Danzig.62
Austria as a Czech Buffer
The German Foreign Office assumption about Danzig was basically correct
although somewhat premature. Hitler did not pursue the Danzig question
during the winter of 1937-1938, and by February 1938 the Austrian
question commanded his full attention. It was soon evident that an
Austrian crisis was approaching its climax, and there could be no doubt
that a solution of the Austrian problem would automatically raise the
Czechoslovakian problem. The existence of 3,500,000 unhappy Sudeten
Germans could be ignored neither by the Czechs, by Hitler, nor by the
world if the Germans of Austria were united with Germany. A
Czechoslovakian crisis in turn could provide the first major opportunity
for Germany and Poland to cooperate in an international crisis, because
the attitudes of both of these states toward the Czechs were hostile and
fundamentally identical. If this cooperation proved successful, it might
be possible to deal with the two principal points of friction between
Germany and Poland with greater prospect of success.
The Czechs were well aware of the hostility of their principal
neighbors. It was not surprising that on February 22, 1938, during the
early phase of the Austrian crisis, Kamil Krofta, Czechoslovakia’s
Foreign Minister, prepared a memorandum which explained why he favored
definite Czech action to prevent the reunion of Austria and Germany. The
complacent assumption that Danzig was the primary objective of German
expansion would be shattered unless the puppet dictatorship in Austria
could be maintained as a buffer against the realization of Hitler’s
dream of Greater Germany. Palacky had supported an independent Austria
against the Frankfurt Parliament in 1848, and Krofta hoped that it would
be possible to support an independent Austria, although merely a [85]
fragmentary rump-Austria, against Hitler.63
In the foreground the Czechs were facing a surprise, and the Germans and
the Poles were soon in a position to score their separate triumphs at
Czech expense. In the background was the Soviet Union, the greatest
single peril either Germans or Poles had ever had to face. It was
desirable for Germany and Poland to unite against this danger, although
perhaps no one, including the German and the Polish leaders, knew how
great the peril really was. [86][87]
Chapter 5
THE ROAD TO MUNICH
Hitler’s Peaceful Revision Policy in 1938
The year 1938 retains a special place in the annals of Europe. It was
the year of Adolf Hitler’s greatest triumphs in foreign policy. A.J.P.
Taylor, in his epochal book, The Origins of the Second World War, has
proved beyond dispute that Hitler’s principal moves in 1938 were nothing
more than improvised responses to the actions of others. Yet, in 1938,
Hitler liberated ten million Germans who had been denied
self-determination by the peacemakers of 1919. Hitler gained for the
German people the same rights enjoyed by the peoples of Great Britain,
France, Italy, and Poland. He managed to achieve his victories without
provoking an armed conflict. Nothing of the kind had happened in Europe
before. There had been dynastic unions in which territories had been
united without actual violence, but never had the leader of one nation
triumphed over two hostile foreign Governments without shedding blood.
Hitler proved something which the League of Nations claimed that it
would prove but never did. Peaceful territorial revision in Europe was
possible. No one could have said this with any assurance before 1938,
because empirical evidence was lacking. We now have the empirical
evidence. The threat of force was used by Hitler to achieve these
results, but the shedding of blood in senseless wars was avoided. A
cursory examination of these triumphs will be vital in explaining why
the major successes of Hitler in 1938 were not duplicated on a smaller
scale in September 1939.1
Perhaps no statesman has been more violently criticized than Hitler by
his compatriots and by foreigners throughout the world. This is not
surprising when one considers that Hitler failed to carry out his
program after 1939, and that his failure was total because of the
savagery of his opponents. Some critics condemn Hitler from the hour of
his birth. At the other extreme are those who perhaps regard themselves
as friendly or sympathetic toward him, but who say that Hitler did not
know how to wait, or did not know when to stop. It is customary to
condemn failure and to worship success. This tendency is part of the
[88] fundamental desire of mankind to simplify the world in which we
live and to find a natural order and purpose in things. Nietzsche had
this in mind when he wrote that a good war justifies every cause. No one
can be immune from this desire, because it is “human-all-too-human,” but
momentary detachment, within the context of past events, is and should
be possible. It will be evident later that the Munich conference was not
the final solution to Germany’s problems, and that the adoption by
Hitler of a passive wait-and-see policy at that stage would have been
merely a simple and dangerous panacea.2
Hitler had no idea of what was in store when 1938 opened. There had been
no sequel to the November 5, 1937, conference with Foreign Minister
Neurath and the military men. He had no specific plans and no timetable
for the accomplishment of territorial revision. When he looked out the
Berghof windows at Berchtesgaden into the mountains of Austria, he did
not know that within a few weeks he would return to his Austrian
homeland for the first time in more than a quarter of a century. The
achievements of Hitler in 1938 were not the result of careful foresight
and planning in the style of Bismarck, but of the rapid exploitation of
fortuitous circumstances in the style of Frederick the Great during the
early years of his reign.
The January 1938 Hitler-Beck Conference
Hitler discussed the European situation with Polish Foreign Minister
Beck at Berlin on January 14, 1938. This conference was important. The
development of German-Polish relations since the November 5, 1937,
declaration on minorities had caused disappointment in both countries,
and it was necessary to clear the atmosphere. Polish protests about
statements in Germany concerning Danzig had produced much bad feeling,
although Albert Forster had agreed at Hitler’s suggestion to go to
Warsaw to discuss the situation with Polish leaders. German efforts to
persuade the Poles to accept periodic talks on mutual minority problems
met with evasion in Warsaw. The Germans presented protests on current
Polish economic discrimination against minority Germans in the East
Upper Silesian industrial area, but these protests remained unanswered.
German Ambassador Moltke bluntly told Beck on December 11, 1937, that
Germany was disillusioned in her hopes for favorable results under the
new treaty.3
The Germans were also concerned about the Polish annual agrarian reform
law which was announced early each year. These laws were used to
expropriate land owned by Germans in Poland, and especially in the
former German provinces. There was a rumor that the 1938 law would be
more drastic than those of previous years, which later proved to be the
case. Neurath had arranged to meet Beck on January 13, 1938, and he had
prepared a careful memorandum containing many grievances. He intended to
emphasize the agrarian law, and the special de-Germanization measures of
Polish frontier ordinances, which proclaimed the right of the Polish
state to prevent others than ethnic Poles from owning property in the
region of the frontier. He also intended to protest the bitterly
anti-German policy of Governor Grazynski in Polish East Upper Silesia,
and to complain about the Polish press which remained anti-German
despite the latest agreement. He intended to deplore the absence of a
“psychological [89] breakthrough” to better relations between the two
countries.4
Neurath was frustrated by an order from Hitler which forbade him to
raise these controversial points. The Polish Foreign Office on January
12, 1938, denounced the plan for periodic meetings to discuss minority
problems as a “dangerous road” which could lead to friction. Moltke
wired Neurath on the same day that Beck intended to concentrate on the
Danzig question in his conversation with the German Foreign Minister.
Neurath had little enthusiasm for his conference with Beck under these
circumstances, and he was evasive when the Polish Foreign Minister
suggested that the League High Commissioner should be removed from
Danzig. He finally agreed that Beck should sound out the mood at Geneva
in order to consider the possibility of pursuing the question at an
“appropriate time.”5
Beck confided to Neurath that he was delighted with the new anti-Jewish
Government of Octavian Goga in Rumania, and with the elimination, which
was only temporary in this instance, of the Rumanian liberal regime.
Beck finally made the significant statement that Polish relations with
Czechoslovakia could not be worse, and he “could not imagine that they
would ever change. ” He added pointedly that Poland had no political
interest whatever in Austria. He indicated that Polish interests south
of the Carpathians were limited to Poland’s Rumanian ally, to Polish
territorial aspirations in Czechoslovakia, and to the eastern and
largely non-Czech part of the Prague domain.
Beck assured Neurath that combatting Bolshevism, with which the Czechs
had formally allied themselves in June 1935, was a primary aim of Polish
policy. Neurath immediately raised the question of Polish participation
in the 1936 German-Japanese anti-Comintern pact, which Italy had joined
a few weeks previously. Beck hastily replied that this arrangement was
“impracticable for Poland.” Beck was convinced that the great Soviet
purges were undermining Russian strength, and he was determined to avoid
a commitment with Germany which he considered unnecessary.6
Hitler met Beck the following day, and he made a statement which the
Polish Foreign Minister should have considered very carefully. They
discussed the current Civil War in Spain and Hitler observed that he was
vitally interested in the struggle against Bolshevism in Europe. He then
added that his anti-Bolshevik policy would, nevertheless, have to take
second place to his aim of strengthening and consolidating German power.
The restoration of Germany was the primary mandate which he had received
from the German people. It is important to bear this declaration in mind
when examining the contention that Hitler reversed his entire foreign
policy in seeking an accommodation with Russia in 1939. Actually, such a
policy was conceivable at any moment when German interests were in
serious jeopardy.7
Hitler also informed Beck with studied emphasis that he would never give
his consent to cooperate with Poland in securing a revision of the
Danzig statute, if the purpose of such a revision was to perpetuate the
Free City regime. He hoped that Beck would realize that his attitude was
unalterable on this point. The conversation turned to Austria, and it
was evident to Beck that Hitler was preoccupied with conditions in that
country. Hitler informed Beck that he would invade Austria immediately,
if any attempt were made to restore the Habsburg dynasty. He confided
that his current Austrian policy was based on [90] peaceful relations
with Vienna along the lines of the 1936 Austro-German treaty. This
treaty had been negotiated by Franz von Papen, who had been German envoy
in Austria since October 1934, and Austrian Foreign Minister Guido
Schmidt. It constituted a truce between the two countries in the
undeclared war which had existed since Hitler came to power in 1933.
Austria, under the terms of this treaty, had obliged herself to conduct
a foreign policy consistent with her character as a German state.8
Hitler mentioned that his policy toward Czechoslovakia was confined to
improving the status of the German minority, but he confided his opinion
that “the whole structure of the Czech state, however, was impossible.”
Neither Hitler nor Beck were aware of the role of Czech President Benes
in bringing on the Russian army purge by advising Stalin of alleged
pro-German treason in the Red Army. Nevertheless, they both recognized
the danger of Bolshevist penetration in Czechoslovakia, and Beck
“heartily agreed” with Hitler’s remarks about the Czechs.9
Beck confided something to Hitler that he had never told the Russians.
He revealed that Poland’s alliance with Rumania was directed exclusively
against the Soviet Union, and he added that Poland hoped to strengthen
Rumania against Bolshevism. He also claimed that he wished to increase
German-Polish friendship, and “to continue the policy initiated by
Marshal Pilsudski.”10
The January 14, 1938, conversation between Hitler and Beck was the last
one for nearly a year, and it played an important role in improving
cooperation between the two countries despite the local incidents of
friction which continued to occur. The relations between the two men
were on a more friendly basis than before, and State Secretary
Weizsäcker was not overstating the case when he informed Moltke that the
meeting had been “satisfactory on both sides.” This was possible because
points of interest had been emphasized, and differences had been
ignored.11
The Rise of Joachim von Ribbentrop
Two scandals involving Defense Minister Werner von Blomberg and Army
Comander Werner von Fritsch occurred in Germany in January 1938. The
latter was acquitted by a special military court in March 1938 of having
engaged in the homosexual practices with which he had been Chargéd. The
Blomberg scandal was caused by the Blomberg-Erna Grühn marriage at which
Hitler had been a witness. The fact soon came to light that Erna Grühn
had a record as a registered prostitute in Berlin. No one, including
Blomberg himself, believed that the Defense Minister could continue his
duties under these circumstances. The dismissal of Fritsch as Army
Commander, before the final verdict on his case, was an injustice based
on mere suspicion, but it was perfectly legal, since Hitler had the
constitutional power to dismiss him.12
These developments necessitated changes, and Hitler decided to extend
them. Ribbentrop was at last appointed Foreign Minister to replace
Neurath, and several other important changes were made in the diplomatic
service. Hassell was withdrawn as German Ambassador at Rome and replace
by Mackensen, who had been State Secretary at the Foreign Office. The
withdrawal of Ulrich von Hassell [91] was a logical step, since he
opposed the idea of a German-Italian alliance. Ernst von Weizsäcker was
selected to replace Hans Georg von Mackensen as State Secretary, with
the approval of Ribbentrop, who believed that Weizsäcker could be
trusted to execute his policy, and that Mackensen could not. In reality,
both men were in fundamental opposition to Hitler, but Ribbentrop was
not aware of this at the time.
Dirksen was transferred from Tokio and later sent to London to replace
Ribbentrop, and Ott was sent to replace Dirksen at the Tokyo post. Papen
was informed at Vienna on February 4, 1938, that he would be recalled as
German Ambassador to Austria. It was evident that Hitler believed the
limit had been reached with Franz von Papen’s conciliatory Austrian
policy. It is uncertain what Hitler would have done in the following
days with the Austrian post, because Papen immediately took the
initiative in determining the course of events in Austria. He was
dismayed when he received word of his recall. He took leave of his
family on February 5th, and proceeded to Berchtesgaden for an interview
with Hitler. It was his impression that the German Chancellor was much
preoccupied with the situation in Austria, but undecided about the
future course of German policy toward that country.13
The Fall of Kurt von Schuschnigg
Papen had earlier suggested to Hitler that an interview with Austrian
Dictator Kurt von Schuschnigg might be useful, and Hitler had granted
him permission to arrange one; Schuschnigg was understandably reluctant,
and Hitler appeared to have forgotten about the matter. When Papen
called on Hitler on February 5th, he mentioned that Schuschnigg had at
last expressed a desire for a conference and that it could be speedily
arranged. Hitler was at once enthusiastic, and he told Papen to continue
temporarily as German Ambassador to Austria. Papen was somewhat nettled
by this procedure, since he had taken leave of the Austrian Government
in his ambassadorial capacity, but he realized that Hitler was in the
habit of cutting through conventional practices when the need for action
arose.14
Papen arranged a conference between Hitler and Schuschnigg at
Berchtesgaden for February 12th. Hitler instructed Papen to tell the
Austrian Chancellor that German officers would be present that day, so
Schuschnigg came to Berchtesgaden accompanied by Austrian military officers
and by Foreign Minister Guido Schmidt. Hitler greeted Schuschnigg
courteously, and then proceeded to subject him, as a German, to moral
pressure. By 11:00 p.m. Schuschnigg had agreed to cease persecuting
Austrian National Socialists, to admit the National Socialist Austrian
leader, Seyss-Inquart, to the Cabinet as Minister of Interior, and to
permit Hitler to broadcast a speech to Austria in return for a
Schuschnigg speech to Germany. The Austrian Chancellor was later ashamed
that he had accepted these conditions, and he claimed that Hitler had
been violent in manner during the first two hours of conversation. Papen
denied this, and he insisted that the meeting had ended in general
satisfaction. Papen was accustomed to Hitler and familiar with his
occasional passionate outbursts, and from this perspective the day
appeared less stormy to him. Schuschnigg recalled that
[92] Hitler thanked Papen in his presence at the end of the meeting and
said that “through your (Papen’s) assistance I was appointed Chancellor
of Germany and thus the Reich was saved from the abyss of Communism.”15
Hitler was exhilarated by this personal success. In a major speech on
February 20, 1938, he drew the attention of the world to the ten million
Germans in the two neighboring states of Austria and Czechoslovakia. He
stressed that these Germans had shared the same Reich with their
compatriots until 1866. Austria-Hungary was closely allied a few years
later with the new German Reich of Bismarck, and in this way a form of
union continued to link the Germans. They had shared the same common
experience of World War I as soldiers for the Central Powers. The
peacemakers of 1919 had frustrated their desire for union within a new
Germany.16
Schuschnigg began to consider means of repudiating the Berchtesgaden
agreement of February 12, 1938, shortly after he returned to Austria. He
realized that he required the appearance of some moral mandate to
achieve this aim. He knew that his regime could never win an honest
election of the issues of continued separation from Germany, and of his
own scarcely veiled project of restoring the Habsburgs in the tiny
Austrian state. At last he decided to stage a fraudulent plebiscite. He
announced at Innsbruck on March 9, 1938, that a plebiscite on the
important issue of the future of Austria would be held within the short
span of four days, on March 13, 1938. It had been determined in advance
that the balloting would be subjected to official scrutiny, which would
render impossible the anonymity of the voters’ choice. Negative ballots
would have to be supplied by the voters themselves, and it was required
that for validity they should be of such an odd, fractional size that
they could be readily disqualified. The vote-of-confidence question in
Schuschnigg was to be phrased in terms as confusing and misleading as
possible. Schuschnigg forced Hitler’s hand in the Austrian question by
means of this chicanery. Great Britain had been hastily seeking an
agreement with Italy since January 1938 in the hope of using it to
preserve the independence of the Austrian puppet state. The agreement
was not concluded until April 1938, when it was too late to be of use.
Mussolini had vainly advised Schuschnigg to abandon his risky plan for a
plebiscite. Apparently Schuschnigg, and not Hitler, had become impatient
and was determined to force the issue regardless of the consequences.
Schuschnigg was informed by Seyss-Inquart on March 11, 1938, at
10:00am., that he must agree within one hour to revoke the fraudulent
plebiscite, and agree to a fair and secret-ballot plebiscite within
three to four weeks, on the question of whether Austria should remain
independent or be reunited with the rest of Germany. Otherwise the
German Army would occupy Austria. The failure of a reply within the
specified time produced a new ultimatum demanding that Seyss-Inquart
succeed Schuschnigg as Chancellor of Austria. The crisis had reached a
climax, and there was no retreat for either side.17
The principal danger to Germany was that Italy, the only other European
Great Power which bordered Austria, would intervene. France had no
engagements toward Austria, no common frontier, and was in the midst of
a Cabinet crisis. Lord Halifax, who had been appointed British Foreign
Secretary the previous month to succeed Anthony Eden, did everything he
could to incite Italian action against Germany. The British diplomatic
representatives in Vienna [93] favored Schuschnigg’s decision for a
plebiscite. Halifax warned Ribbentrop in London on March 10, 1938, that
there would be “possible consequences” in terms of British intervention
against Germany if Hitler used force in Central Europe. Ribbentrop was
in London to take leave of his ambassadorial post, and Neurath was
directing the German Foreign Office during this interval. Early on March
11, 1938, Halifax instructed British Ambassador Henderson in Berlin to
see Hitler and to warn him against German interference in Austria. On
the same day, Halifax was informed from Rome that Italian Foreign
Minister Galeazzo Ciano refused to discuss the Austrian situation with
British diplomatic representatives. The situation had developed so
quickly that Germany had been unable to arrive at an agreement with
Italy, but Mussolini decided to make no difficulties for Hitler when the
crisis came. Ciano had anticipated this situation when he wrote in his
diary on February 23, 1938, that an Italian war against Germany on
behalf of Schuschnigg would be an impossibility. This did not change the
fact that the Italian leaders were very unhappy about the Austrian
situation. Hitler received word at 10:25p.m., on March 11, 1938, that
Mussolini accepted the Anschluss (union, i.e. with Austria).18
It was evident by this time that there would be no resistance to German
troops entering Austria, and Hitler was now convinced that there would
be no overt foreign intervention. He left Hermann Göring in Chargé at
Berlin, and he proceeded to his Austrian homeland. He was greeted with a
joyously enthusiastic reception from the mass of the Austrian people.
Hitler knew that his undisturbed Austrian triumph had been possible
because Mussolini had sacrificed a former sphere of Italian influence,
and on March 13, 1938, he wired Mussolini from Austria: “Mussolini, I
shall never forget this of you! ”19
When Halifax saw that France was immobilized by a domestic crisis and
that Italy was disinclined to act, it was decided at London to adopt a
friendly attitude toward the Austrian Anschluss situation. This was easy
to do, because the German leaders during the next few days were so happy
to see Germany score a major success for the first time in twenty years
that they were prepared to embrace the entire world in the spirit of
Beethoven’s 9th Symphony (Seid umschlungen, Ihr Millionen!: Be embraced,
you millions of humanity!). The recorded version of a telephone
conversation between Ribbentrop in London and Göring in Berlin on March
13, 1938, offers an indication of this. Ribbentrop praised the British
attitude and added: “I do think one knows pretty well over here what is
going on.” He told Göring that he had emphasized [to Halifax on March
12th] the importance of an Anglo-German understanding and Göring
commented: “I was always in favor of a German-English understanding.”
Ribbentrop suggested: “Chamberlain also is very serious about an
understanding,” and Göring replied: “ I am also convinced that Halifax
is an absolutely reasonable man.” Ribbentrop concluded this phase of the
discussion with the comment: “I received the best impression of Halifax
as well as of Chamberlain.”20 [94]
The Double Game of Lord Halifax
It was easy for Halifax to praise the Germans to their faces, and to
seek to undermine them secretly, but one must inquire after the purpose
of this double game. The official British policy in Europe was conducted
under the label of appeasement. This attractive term for a conciliatory
policy had been popularized by French Foreign Minister Aristide Briand
in the 1920’s and revived by British Foreign Secretary Anthony Eden
during the Rhineland crisis in 1936. Appeasement to Britain meant a
sincere French policy of conciliation toward Germany. Later the
Communist press, and the “liberal” (19th century liberalism would have
been hostile to the Soviet Union) journalists allied with it, succeeded
in convincing the broad, unsuspecting masses in the Western countries
that this term had an odious connotation. The Communists at this time
also invented the epithet “Cliveden set,” following a week-end which
Neville Chamberlain spent at the Astor estate of Cliveden-on-the-Thames
from March 26-28, 1938. The fact that Anthony Eden, who was popular with
the Communists at the time, spent more week-ends at Cliveden than
Chamberlain made no difference to them, because they were no more
inclined to be honest about Cliveden than about the Reichstag fire of
1933, which had been attributed to the National Socialists by the
Communist agent at Paris, Willie Muensterberg. The mass of the people in
the Western countries accepted the story about the Reichstag despite the
absence of proof, and the Communists were correct in anticipating that
they would believe the Chargé of a sinister “pro-Nazi conspiracy” at
Cliveden. Communist propaganda victories were easy when the majority of
Western “liberals” were working as their allies. President Roosevelt, in
a speech at Chicago in 1937, included the Soviet Union among the
so-called peace-loving nations of the world in contrast to the allegedly
evil and aggressive Germans, Italians, and Japanese.21
There was no Cliveden set and no genuine British appeasement policy. The
use of this term by Neville Chamberlain and Lord Halifax, and by their
principal parliamentary advisers, Sir John Simon and Sir Samuel Hoare,
was a facade to disguise the fact that the British leaders considered
themselves to be somewhat behind in their military preparations. It was
recognized in 1937 and 1938 that German rearmament was not especially
formidable, and that it would be easy for Great Britain, despite her
much smaller industrial capacity, to score relative gains on Germany in
this field. British armament efforts in the early 1930’s had been
hampered by the effects of the world depression, by the opposition from
the Labour Party, and by interference from the British peace movement,
which enjoyed considerable popularity for a time. It was recognized that
the two previous Prime Ministers, Ramsay MacDonald and Stanley Baldwin,
had been somewhat lax about overcoming these difficulties, but a major
British armament campaign was now in full swing under Neville
Chamberlain. It would require another year, after early 1938, before the
full effects of this program would be realized, and in the meantime the
British leaders believed it wise to tread softly, beneath the guise of
impartial justice, in coping with European problems. Events were to show
that it was a great gain for the Soviet Union that the British leaders
were not sincerely devoted to the program to which they professed to
adhere.22
There was another important factor which made appeasement a clever label
[95] for British policy. The injustices inflicted on Germany in 1919 and
the following years converted many thinking Englishmen to that sympathy
toward the Germans which had been the traditional English attitude in
the 19th century. Popular sympathy toward a country on which one is
contemplating a military assault is a bad basis on which to build war
sentiment. A nominal adherence to appeasement for several years might
enable British leaders to convince their subjects that sympathy toward
Germany had been frustrated by the wicked and insatiable appetite of
that country. The problem had been explained by the English expert,
Geoffrey Gorer, in his book, Exploring English Character: “War against a
wicked enemy—and the enemy must clearly be shown to be wicked by the
standards the conscience normally uses—is probably the only situation
nowadays which will release the forces of righteous anger for the whole
(or nearly the whole) population.”23
Prime Minister Neville Chamberlain was sixty-eight years of age when he
attained the highest British parliamentary office in April 1937. He was
a strong man at the peak of his mental powers, and a stern Tory Party
disciplinarian. He was born with the privileges of the British
merchant-industrialist upper class, and his repeated elections as Lord
Mayor of Birmingham after 1915 were considered little more than the
rightful acceptance of a traditional sinecure. His father, Joseph
Chamberlain, and his brother, Austen Chamberlain, had enjoyed strikingly
successful careers in British public life, and they had been associated
with important decisions on the principal national-economic, colonial,
and diplomatic questions of their day. Neville Chamberlain received much
credit for launching the British protective tariff system of imperial
preferences, and for securing the agreement of the British Dominions to
this system at the famous Ottawa conference in 1932.
It has sometimes been suggested that Chamberlain, prior to March 1939,
placed a blind trust in Hitler and believed that a comprehensive
Anglo-German understanding would be achieved. This is untrue, because
Chamberlain never ceased thinking that Great Britain might go to war
with Germany again instead of concluding an agreement with her. When
Hitler reintroduced conscription in March 1935, Chamberlain wrote:
“Hitler’s Germany is the bully of Europe; yet I don’t despair.” This
emotional comment scarcely suggested that Chamberlain was enamored
either of Germany or of Hitler.24
On July 5, 1935, Chamberlain was considering the appeasement of Italy in
the Ethiopian crisis as a means of preventing a rapprochement between
Italy and Germany. He defined appeasement on this occasion as a possible
combination of threats and concessions, and this definition reflected
the ambivalent nature of Chamberlain’s thinking whenever he conducted a
so-called appeasement policy. At the time of the alienation of Italy in
December 1935, due to the scandal caused by the premature revelation of
the Hoare-Laval treaty, Chamberlain insisted that this would not have
happened had he been Prime Minister. He would have seen to it that Italy
was securely retained in the anti-German front. After he became Prime
Minister in 1937, Chamberlain considered it a principal aim of his
policy to separate Italy from Germany.25
Chamberlain wrote to a friend in the United States on January 16, 1938,
that he favored agreements with both Germany and Italy provided that the
Germans could be persuaded to refrain from the use of force. This raised
the question of [96] what Chamberlain understood by the use of force,
and whether force meant to him the actual shedding of blood or the mere
threat of force. This question was clarified when Chamberlain said,
after the Austro-German Anschluss on March 13, 1938: “It is perfectly
evident - that force is the only argument Germany understands.” The same
Chamberlain defined his own program by saying that British armament was
the basis for Empire defense and collective security. The use of force
in this sense was right in Chamberlain’s mind when it was British, and
wrong when it was German. The British had defined their position of
Empire defense at the time of the Kellogg-Briand pact in 1928. They
listed a large number of countries bordering the British Empire in which
they claimed a right of permanent intervention, outside the terms of a
pact designed to outlaw war as an instrument of national policy.26
Chamberlain considered himself detached and objective in his evaluation
of Hitler, and he no doubt felt charitable when he wrote after their
first meeting in 1938: “I did not see any trace of insanity It has
been said that, after a series of meetings with Hitler, Chamberlain felt
himself coming irresistibly under the spell of the magnetic German
leader. This is doubtless true, and Chamberlain has verified it himself.
It was not difficult for him to dispel this momentary influence and to
return to his habitual way of thinking after a few days back in England
in his accustomed environment. After all, Hitler was merely the upstart
leader of a Power recently crushed almost beyond recognition, and
Chamberlain was the Prime Minister of a proud Empire with an allegedly
uninterrupted series of victories dating back to Queen Elizabeth I in
the 16th century. It was unrealistic to describe this proud man as the
dupe of Hitler.27
Chamberlain was a formidable figure, but he was soon overshadowed by at
least one of his ministers. Edward Frederick Lindley Wood, Earl of
Halifax, has been one of the most self-assured, ruthless, clever, and
sanctimoniously self-righteous diplomats the world has ever seen. It has
been said that Halifax was born great, achieved greatness, and had
greatness thrust upon him. He was an angular, tall, and rugged man. He
was born with a withered left arm, and he compensated for his physical
defect by an avid pursuit of sport, and especially hunting. By the age
of nine, after the death of his older brothers, he was sole heir to his
father’s title. He received a “first” in modern history at Oxford in
1903, and, after a tour of the Empire, he published a biography of the
Anglican church leader, John Keble. He entered the House of Commons as a
Conservative in January 1910. He emphatically denied that all men are
created equal in his maiden speech in Commons. He called on the English
people to remain true to their calling of a “superior race” within the
British Empire. It was a “blood and iron” speech in the full sense of
the phrase.28
He had some doubt about personally entering the war in 1914, but he
later spent a period on the Western front and participated in some of
the battles of 1916-1917. Halifax had no patience with dissenters in
this epic struggle, and he declared in Commons in December 1917: “I feel
... absolutely no sympathy with the real conscientious objector (i.e. to
war).” In 1918 he was a principal organizer and signatory of the Lowther
petition to Lloyd George for a hard peace with Germany.29
Halifax occupied important positions in the years after World War I. He
was Under-Secretary of State for Colonies, President of the Board of
Education, [97] British Representative on the League Council, and
Minister of Agriculture. He often held several important posts
simultaneously. Halifax was appointed Viceroy of India in 1925, and he
arrived in that country on April 1, 1926, with the avowed intention of
outwitting Gandhi, who was seeking payment in the coin of freedom for
the sacrifices of India in World War I. Halifax hoped to beguile the
Indian following of Gandhi by offering eventual rather than immediate
dominion status, and in this respect he appeared deceptively liberal
compared to a man like Churchill, who wished to govern India permanently
in the fashion of a British crown colony. Halifax did not like
pacifists, but he remembered that he was a diplomat, and he was always
equivocal and evasive when asked what he thought about Gandhi.30
Halifax was fifty years old when he returned in triumph from India in
May 1931. He continued to concentrate on Indian affairs for several
years, and he again held the post of President of the Board of
Education. He was appointed Secretary of State for War in June 1935, and
in this capacity he pushed hard for an intensive armament campaign.
Halifax declared with complacency, at Plymouth in October 1935, that
there was no one on the continent who would not sleep more happily if he
knew that Britain had the power “to make the policy of peace prevail
over the world.”31
Halifax was the right hand man of Prime Minister Stanley Baldwin, and he
was Leader of the House of Lords and Lord Privy Seal. Halifax had an
important voice in the conduct of British diplomacy from January 1935
onward. On March 10, 1936, during the Rhineland crisis, he accompanied
Foreign Minister Eden to Paris for crucial negotiations with the French
leaders. He also played a key role in supporting the Archbishop of
Canterbury against King Edward VII during the abdication crisis of 1936.
The November 1937 Halifax visit to Hitler had been discussed for many
months, and it caused a flurry of speculation in the British press when
it was announced publicly on November 10, 1937. The Halifax visit was
merely a fact-finding mission, and it produced no immediate results,
although it aroused great hopes in Germany.32
Three months later Lord Halifax replaced Anthony Eden as British Foreign
Secretary under acrimonious circumstances which accompanied an
irreconcilable difference between Chamberlain and Eden on the
advisability of appeasing Italy. Eden had previously been in conflict on
this point with Sir Robert Vansittart, the Permanent Under-Secretary at
the British Foreign Office. Vansittart was promoted upstairs on January
1, 1938, to be Chief Diplomatic Adviser to His Majesty’s Government,
which was a new post of unknown importance, and he was replaced as
Permanent Under-Secretary by Sir Alexander Cadogan. This change was
interpreted as a victory of Eden over Vansittart, until the fall of Eden
some seven weeks later. It was no longer easy after the fall of Eden to
interpret the changed status of Vansittart, who actually retained all of
his former influence, and this became a subject of speculation for many
years. Halifax was solidly behind Chamberlain in the conduct of foreign
policy, and, during the first eight months that he was Foreign
Secretary, he permitted Chamberlain to keep the initiative in this
field. Afterward he asserted his own authority, and Great Britain
approached the holocaust of World War II under the diplomatic leadership
of Halifax rather than Chamberlain.33
Halifax never remotely understood or appreciated the German viewpoint or
[98] the problems which confronted Germany. A simple example will
illustrate this point. Halifax told Ribbentrop in London on March 11,
1938, that a German action against Austria would be the same as a
British action against Belgium. Halifax apparently considered this a
fair statement, and a recognition of the fact that Austria was important
to Germany and Belgium important to Great Britain. The fact that Austria
had been part of Germany for more than one thousand years, and that the
legislators of Austria had voted to join Germany after World War I,
carried no weight with him. Consequently, he did not recognize the
Anschluss as an act of liberation for the Austrian people from a hated
puppet regime. No problem confronting Germany could have been more
simple for anyone capable of understanding German problems. Sir Nevile
Henderson, the British Ambassador in Berlin, was able to comprehend the
situation without difficulty, and he never would have made the
misleading comparison between Belgium and Austria.34
Halifax wrote memoirs nearly twenty years later which were candid in
explaining his attitude toward the European situation at this time. He
recognized that Hitler was an “undoubted phenomenon,” and he was
“ashamed to say” that he did not dislike Goebbels.35 Unlike Chamberlain,
Halifax was single-minded in 1937 and early 1938 about the inevitability
of another war with Germany. Indeed, he went so far as to say that an
Anglo-German war had been inevitable since March 1936, the moment
Germany had recovered her freedom of action by reoccupying the
Rhineland.36 It is important to recall that in March 1936 Halifax
played a leading role in discouraging a vigorous French response to the
military reoccupation of the Rhineland by Germany. No doubt a war in
1936 would have been inconvenient to the current British conception of
the balance of power, but one can also regret that Halifax did not have
a more accurate evaluation in 1939 of the balance of power to which he
professed to be so devoted. Halifax also wrote that the Munich
conference of 1938 was a “horrible and wretched business,” but it was
extremely useful, because it convinced the gullible English people in
the following year that everything possible had been done to avoid war.
This might seem to imply that working for peace in 1938 justified
working for war in 1939, but this was not so. It was not the right that
mattered, but victory. It was not the truth which counted, but it was
important to have the English people thinking along lines which were
useful.37
Hoare and Simon were constant advisers of Chamberlain and Halifax in the
conduct of British policy in 1938. Hoare had been dropped as British
Foreign Secretary in December 1935 because of his tentative Ethiopian
treaty prepared with Laval, (it was repudiated for violating collective
security), but he returned to the British Cabinet in 1936 as
Parliamentary First Lord of the Admiralty. He worked hard for a policy
of pro-Franco neutrality during the Spanish Civil War, and he was sent
to Spain as Ambassador during World War II lo keep Spain pro-British. It
was recognized in London that he had excellent contacts with the Spanish
aristocracy. Hoare also had close contacts with the Czech leaders of
1938, and these dated from his military and diplomatic missions in World
War I. Hoare became Home Secretary (minister of the interior) in June
1937, and he spent long hours with Chamberlain discussing the best means
of separating Mussolini and Hitler. This British policy succeeded before
the outbreak of World 99] War II, and it was cancelled solely by the
unexpected collapse of France in 1940.38
Hoare advised Chamberlain on American affairs. He regarded “Anglo
American friendship as the very basis of our foreign policy,” but he was
correct in recognizing that President Roosevelt was in no position to
take active steps to intervene in Europe in 1938 or 1939. He did not
hesitate to advise Chamberlain to reject Roosevelt’s suggestion for an
international conference in January 1938, at a time when the British
Prime Minister was concentrating on achieving a bilateral agreement with
Italy. Hoare claimed there was never any difficulty in being loyal to
both Chamberlain and Halifax in foreign policy because the two were
always in agreement. He recognized that Halifax was a strong
personality, who could never be dominated by Chamberlain.39
Simon was British Foreign Secretary from 1931 to 1935 in the MacDonald
coalition Government, which was dominated by the Conservatives. He
established intimate understandings with the permanent service experts,
Sir Robert Vansittart and Sir Alexander Cadogan. Simon was unimpressed
by revisionist historical writing on World War I, and he persisted in
describing it as the “freedom war,” or crusade for freedom. He was in
close agreement with Chamberlain, Halifax, and Hoare in this respect. He
was also for a heavy armament program throughout the 1930’s, and he
criticized the Liberals and the Labour leaders for impeding it. It is
amusing that Simon regarded Ribbentrop as a “pretentious sham” and
complained of the “hard shell” which surrounded his “self-sufficiency,”
since these were precisely the complaints directed at Simon by his
English critics. The position of Simon in the 1930’s was that “Britain
could not act alone as the policeman of the world,” and the implication
was that she should police the world with the support of others. He
described Chamberlain as a man of peace who would fight rather than see
the world “dominated by force.” Simon was for peace in 1938 because he
believed that Great Britain required another twelve months to complete
her preparations for a victorious war against Germany.40
The British ability to rationalize an essentially immoral foreign policy
and to moralize about it has always been unlimited. In 1937, with the
approval of Vansittart and Chamberlain, William Strang succeeded Ralph
Wigram at the Central Department of the British Foreign Office, which
comprised German affairs in relation to both Western and Eastern Europe.
The British by this time were shifting their foreign policy because of
the purges in Russia, and they were moving from primary opposition to
Russia toward conflict with Germany. It was essential that this change
in policy be accompanied by some moral explanation, and it was supplied
by Strang in the following words: “In our generation, the cup of
hatefulness has been filled to overflowing by the horrors of the Nazi
and Soviet regimes, but yet perhaps not quite in equal measure. The
Soviet system, cruel, evil and tyrannous as it shows itself to be in the
pursuit by its self-appointed masters of absolute power both at home and
abroad, springs, however remotely, from a moral idea, the idea namely
that man shall not be exploited by man for his own personal profit; and
there is thus at least a case to be made for it that is dangerously
attractive to many minds; for Nazism, on the contrary, there was and is,
it seems to me, nothing to be said.”41
This was the judgment of the man who was allegedly the chief expert on
[100] Germany in the British Foreign Office. Apparently it did not occur
to Strang that the Marxist slogan about exploitation was not much
different and certainly no more noble than the National Socialist motto;
“Gemeinnutz vor Eigennutz (The profit of the community must come before
the profit of the individual).” Furthermore, the National Socialists
believed that this doctrine could be implemented without the fostering
of permanent class hatred, or the expropriation of at least half of the
community (Werner Sombart had shown that by no stretch of the
imagination did the proletariat constitute more than half of the German
population). It is instructive in this context to cite the recent book,
The Rise and Fall of Nazi Germany, by the Jewish historian, T.L. Jarman.
Jarman’s volume contains much bitter criticism of Hitler and his system,
but at least he is sufficiently objective to state that under National
Socialism, terrorism, unlike in Russia, was kept in the background, and
that “Germany in the years 1933-1939 was an open country in a sense
which Soviet Russia has never been.”42
Strang complained that the months before World War II were a “crushing”
period for him, but that 1939 was less burdensome than 1938 because “war
would almost certainly come.” Apparently the possibility that Hitler in
1938 might find some means of avoiding a new Anglo-German war was
irritating to Strang. Certainly no militarist could have sought war more
avidly and Strang’s attitude is not a flattering commentary on his
qualifications for diplomacy. The fact that this man, at his key post,
was perfectly satisfactory to Chamberlain and Halifax speaks for
itself.43
The Secret War Aspirations of President Roosevelt
The attitude of President Roosevelt and his entourage was perhaps more
extreme than that of the British leaders, but at least the American
President was restrained by constitutional checks, public opinion, and
Congressional legislation from inflicting his policy on Europe during
the period before World War II. A petulant outburst from Assistant
Secretary F.B. Sayre, of the American State Department, to British
Ambassador Sir Ronald Lindsay on September 9, 1938, during difficult
negotiations for an Anglo-American trade treaty, illustrated the
psychosis which afflicted American leaders and diplomats. Sayre later
recalled; “I went on to say that at such a time, when war was
threatening and Germany was pounding at our gates, it seemed to me
tragic that we had not been able to reach and sign an agreement.” To
imagine Germany pounding on the gates of the United States in 1938 is
like confusing Alice in Wonderland with the Bible.44
Secretary of the Treasury Henry Morgenthau, Jr., telephoned Paris on
March 14, 1938, to inform the French that the United States would
support and cooperate with a Socialist measure of the Blum Popular Front
Government to control, and, if necessary, to freeze foreign exchange in
France. This would have been a drastic measure contrary to the
international system of arbitrage and to the prevailing international
financial policy of the United States. Morgenthau was eager to see Leon
Blum retain the premiership in the hope that he would plunge France into
conflict with Hitler. He had no compunctions about taking this step
without informing either the United States Congress or American business
leaders. Leon Blum, the Socialist, did not dare to go that far, and his
[101] Government fell because of an inadequate fiscal policy.45
The German leaders correctly believed that the unrestrained anti-German
press in the United States was profoundly influencing both public and
private American attitudes toward Germany. Goebbels told United States
Ambassador Hugh Wilson on March 22, 1938, that he expected criticism,
and “indeed, it was inconceivable to him that writers in America should
be sympathetic with present-day Germany because of the complete contrast
of method by which the (German) Government was acting.” On the other
hand he objected to libel and slander and to the deliberate stirring up
of hatred. Wilson confided that it was not the German form of government
which was at issue, but that “the most crucial thing that stood between
any betterment of our Press relationship was the Jewish question.”46
Ribbentrop was able to challenge Wilson on April 30, 1938, to find one
single item in the German press which contained a personal criticism of
President Roosevelt. He also intimated that the situation could be
otherwise.47
In early 1938, Jewish doctors and dentists were still participating in
the German state compulsory insurance program (Ortskrankenkassen), which
guaranteed them a sufficient number of patients.48 Wilson relayed
information to Secretary of State Hull that, in 1938, 10% of the
practicing lawyers in Germany were Jews, although the Jews constituted
less than 1% of the population.49 Nevertheless, the American State
Department continued to bombard Germany with exaggerated protests on the
Jewish question throughout 1938, although Wilson suggested to Hull on
May 10, 1938, that these protests, which were not duplicated by other
nations, did more harm than good.50 The United States took exception to
a German law of March 30, 1938, which removed the Jewish church from its
position as one of the established churches of Germany. This meant that
German public tax receipts would go no longer to the Jewish church,
although German citizens would continue to pay taxes for the Protestant
and Catholic churches. The situation established by this new law in
Germany was in conformity with current English practice, where public
tax revenue went to the Anglican Church, but the Jewish churches
received nothing.51
On March 14, 1938, Under-Secretary of State Sumner Welles complained to
Polish Ambassador Jerzy Potocki about the German treatment of the Jews
and praised Poland for her “policy of tolerance.” Potocki, who knew that
current Polish measures against the Jews were more severe than those in
Germany, replied with dignity that “the Jewish problem in Poland was a
very real problem.” It is evident that the Jewish question was primarily
a pretext of American policy to disguise the fact that American leaders
were spoiling for a dispute with Germany on any terms. In September 1938
President Roosevelt had a bad cold, and he complained that he “wanted to
kill Hitler and amputate the nose.”52
Perhaps frustration and knowledge of the domestic obstacles confronting
his own policy increased President Roosevelt’s fury. Jules Henry, the
French Chargé d’Affaires, reported to Paris on November 7, 1937, that
President Roosevelt was interested in overthrowing Hitler, but that the
majority of the American people did not share his views.53 French
Ambassador Saint-Quentin reported on June 11, 1938, that President
Roosevelt suddenly blurted out during an interview that [102] the
Germans understand only force,” and then clenched his fist like a boxer
spoiling for a fight. He noted that the President was fond of saying
that if “France went down, the United States would go down.” Apparently
this proposition was supposed to contain some self-evident
legalistic-moralistic truth which required no demonstration.54
Ambassador Saint-Quentin noted that the relations between President
Roosevelt and William C. Bullitt, were especially close. This was
understandable, because Bullitt was a warmonger. Bullitt was currently
serving as United States Ambassador to France, but he was
Ambassador-at-large to all the countries of Europe, and he was
accustomed to transmit orders from Roosevelt to American Ambassador
Kennedy in London or American Ambassador Biddle in Warsaw. Bullitt had a
profound knowledge of Europe. He was well aware that the British did not
intend to fight in 1938, and that the French would not fight without
British support. He improved his contacts and bided his time during the
period of the Austrian and Czech crises. He prepared for his role in
1939 as the Roosevelt Ambassador par excellence. He could accomplish
little in either year, because the whole world knew that the President
he was serving did not have the backing of the American people for his
foreign policy.55
The Peace Policy of Georges Bonnet
The situation in France took a dramatic turn when Edouard Daladier, who
triumphed over the left-wing tendencies of Edouard Herriot in the
Radical Socialist Party, became French Premier on April 10, 1938.
Winston Churchill had combined his efforts with those of Henry
Morgenthau to keep in power the Government of Daladier’s predecessor,
Léon Blum, but he had failed. Blum had hoped to head a Government
including not only the usual Popular Front combination of Socialists and
Radical-Socialists supported by the Communists, but also Paul Reynaud
and some of the Moderate Republicans of the Right who favored a strong
stand against Hitler. Pierre-Etienne Flandin, who had close contacts
with Chamberlain and Halifax in London, took the lead in opposing this
combination. Churchill was in Paris from March 26-28, 1938, in a vain
effort to convert Flandin on behalf of Blum. Churchill knew that a Blum
Government could exert effective pressure for action on the British
leaders in the inevitable Czech crisis. Churchill hoped to use the
French to overthrow the appeasement policy in London.56
Daladier was inclined to follow the lead of London in foreign policy,
where the appeasement policy was currently in effect. At the same time,
a moderate trend of opinion was gaining ground in France which held that
there was no longer any point in seeking to frustrate Hitler’s
aspirations in Central Europe. Hitler had been allowed to rearm in 1935,
and on June 18, 1935, the British had concluded with him a bilateral
naval pact which was clearly contrary to the military provisions of the
Versailles treaty. No doubt at the time this had appeared a useful step
in securing British interests and in opposing Communism, but the fact
remained that it also had been a blow at French military hegemony in
Western and Central Europe. The British policy of restraining France
from interfering with Hitler’s military reoccupation of the Rhineland on
March 7, 1936, [103] had greatly reduced the possibility that France
could render effective military aid to the members of the Little Entente
or to other French allies in the East. French military strategy in the
meantime had been based on the creation of a strong defensive position
in France. Sensible Frenchmen were asking if it would not be wise to
draw the necessary political conclusions from these events, and to
modify French commitments in the East in the interest of preventing
war.57
Joseph Paul-Boncour had succeeded Yvon Delbos as Foreign Minister after
the fall of the Camille Chautemps Government at the time of the
Anschluss. He opposed the moderate trend, and he favored a strong policy
in support of the Czechs. Daladier had been inclined to retain him as
Foreign Minister, but he turned to Georges Bonnet, when he discovered
that Paul-Boncour was adamant about the Czechs. Bonnet was one of the
leading exponents of the moderate trend, and he favored an
interpretation of French commitments which would promote peace. Bonnet,
in contrast to the British leaders, was a sincere and single-minded
advocate of a permanent appeasement policy toward Germany in the earlier
style of Aristide Briand. He remained as Foreign Minister from April
1938 until shortly after the outbreak of World War II. His appointment
was one of the most significant events of the period, and it increased
the chances for peace in Europe. Bonnet was not an isolated figure in
his conduct of French foreign policy. He exerted great influence over
Daladier, he enjoyed the support of a large number of colleagues in the
French Cabinet, and he was encouraged by important interest groups
throughout France.58
A special Parliamentary Committee of Inquiry was established in France
in 1946 to investigate the causes and events of World War II. The
Communist tide was running high in France at that time. Many prominent
Frenchmen had been imprisoned for no apparent reason, and approximately
100,000 French citizens were liquidated in a Communist-inspired purge.
Georges Bonnet had departed from France toward the end of World War II
for Geneva, Switzerland, the ancestral seat of the Bonnet family. He
wisely declined to return to France until he received adequate
guarantees that he would not be unjustly imprisoned. Bonnet did not
testify before the Committee until March 1951, approximately one year
after his return to France.59
Bonnet explained that he was convinced the United States would play no
active role in Europe in the immediate future, when he returned to
France in 1937 after a period as Ambassador to the United States. He was
aware that the British were not inclined to send large forces to Europe
in the event of a new war because of their bitter experience with heavy
losses in World War I. He knew that the Soviet Union would do everything
possible to avert war with Germany, and to embroil France and Germany in
war in the interest of weakening the so-called capitalist Powers. It
seemed stupid to Bonnet not to do everything possible under these
circumstances to avoid war with Germany.60
Bonnet complained that he was weary of being called a fanatical partisan
of the Germans. He had not been in Germany since 1927, and he had always
preferred the French system of liberal capitalism to German National
Socialism. On the other hand, he had spent nearly three months in the
Soviet Union in 1934, and this had been useful in equipping him to deal
with Russian policy in 1938 and 1939.61 [104] Bonnet could point to
uninterruptedly friendly and confidential relations with Premier
Daladier in 1938 and 1939. He and Daladier were convinced that Hitler
was determined to carry through his program of eastern territorial
revision on behalf of Germany. Bonnet, as Foreign Minister, never
conducted so-called private diplomacy. It was his rule that all
dispatches, including the most secret ones, be translated or decoded and
prepared in four copies. These copies went automatically to President
Lebrun, to Premier Daladier, to Alexis Léger , the Secretary-General of
the Foreign Office, and to Bonnet. Bonnet considered himself a disciple
of Aristide Briand in foreign policy. He was in the Painlevé Cabinet at
the time of the signing of the Locamo treaties in 1925. Briand, who was
Foreign Minister, told the Cabinet that the treaties would be applied
solely within the context of the League of Nations, and with the support
of the necessary combination of preponderant Powers. Bonnet concluded
that France had no obligation to fulfill unilaterally the collective
security treaties concluded after the signing of the Covenant of the
League.
Bonnet reminded the Committee that Great Britain had never given France
a pledge of armed support for an active French policy of intervention
throughout the entire period of the Czech crisis in 1938. Bonnet
discussed the situation with the British leaders on April 28-29, 1938,
and he was told that Great Britain was not yet ready for a European war.
When Halifax and Chamberlain suggested that Hitler might be bluffing,
Bonnet predicted that Hitler would use force against the Czechs if
peaceful revision failed. Bonnet had great respect for the military
strength of the Soviet Union, and his opinion in this regard was not
shaken by the current Soviet purges. He was equally convinced from his
current diplomatic contracts that the Soviet Union would resist every
effort in 1938 to persuade her to take the military initiative against
Germany. Under these circumstances Bonnet had no compunctions, in 1938,
in seeking to persuade the Czechs to arrive at a peaceful settlement
with Germany at the expense of surrendering the German districts seized
by the Czechs in 1918 and 1919.62
The clarity of Bonnet’s thought, and his habit of retaining detailed
notes to illustrate his points, threw refreshing light on many obscure
events of the period, and his revealing record was important in
prompting several countries to publish a number of otherwise secret
documents. He published two very full volumes of memoirs prior to his
testimony before the Parliamentary Committee, and he produced a
disconcerting amount of additional material to cope with the questions
raised by his interrogators. It was not surprising when this man
delivered an effective reply to each point raised against him.
The memoirs of Bonnet abound with penetrating insights, and they ignore
the many defamatory comments made about him by popular writers. He
recognized that President Roosevelt employed a genial manner to hide his
violent passions.63 Bonnet agreed in June 1937 to return from the United
States to France as Minister of Finance in the new Chautemps Government,
after Joseph Caillaux in the French Senate had succeeded in overthrowing
the first Blum Government. Bonnet admired Joseph Caillaux. who had
fought in vain for peace in 1914 against the aggressive policies of
Poincaré and Viviani, and he was pleased by the overthrow of Blum.
Bonnet insisted in a last audience with President Roosevelt that a new
war in Europe would be a disaster for the entire world.64 [
105] Bonnet noted that Premier Chautemps. and Foreign Minister Delbos
were invited to London on November 29-30, 1937, immediately after the
return of Halifax from Germany, and that the British leaders were mainly
concerned about urging the French to increase their military
preparations. Bonnet noted, after meeting Chamberlain in April 1938 for
the first time in several years, that the British Prime Minister was
obviously skeptical of reaching a lasting agreement with Hitler. This
attitude contrasted with the opinion of Bonnet, who saw no reason why a
lasting Anglo-German agreement could not be attained, if the British
leaders sincerely desired one.65 The idea that the British were playing
for time was confirmed when Chamberlain told Bonnet that one should
select a favorable hour to stop Hitler rather than to permit the German
leader to pick both the time and the place for a conflict.66 Hitler
actually had no desire to pick either the time or place for a conflict
with the British. Hugh Wilson, United States Ambassador to Germany, sent
Hull an analysis by an expert of the American Embassy staff on February
1, 1938, which contained the following significant statement: “an
English-German understanding is Hitler’s first principle of diplomacy
in 1938, just as it was in 1934, or in 1924 when he wrote Mein Kampf.
“66
Litvinov‘s Hopes for a Franco-German War
The Russians planned to play a cautious role in the Czech crisis. Maxim
Litvinov, the Soviet Commissar for Foreign Affairs, told United States
Ambassador Joseph Davies on March 24, 1938, that the League of Nations
was dead, that no arrangements existed between France and Russia to cope
with a Czech crisis, and that Czechoslovakia might capitulate without a
struggle to German pressure.68
It was evident that Russia had no obligations to Czechoslovakia, unless
the Czechs resisted Germany with active French military support. The
Soviet policy did not imply a desire on the part of the Russian rulers
to see the so-called capitalist Powers of Western and Central Europe
compose their differences. A French representative at Geneva in January
1938 was attacked by Maxim Litvinov when he suggested to a group of
League spokesmen that a French rapprochement policy toward Germany might
also be of benefit to Russia.69
The Russians hoped that they could stay temporarily in the background
while the states which were their ideological rivals became embroiled.
It was believed with good reason that the interests of Stalin would best
be served by a conflict in the West. The official Soviet diplomatic
history of the period later condemned Great Britain and France in strong
terms for refusing to fight Germany over the Czech issue. Soviet
diplomats in 1938 adopted the insincere line that Hitler was bluffing,
and that a strong Anglo-French front on behalf of the Czechs would force
him to retreat.70
The Reckless Diplomacy of Edvard Benes
Hermann Göring in Berlin on March 12, 1938, assured the Czechs in
response to specific inquiries that Germany contemplated no action
against [106] Czechoslovakia.71 The truth of this statement has since
been revealed by the diplomatic documents, but common-sense should have
suggested at the time that it was true, when one considers the speed
with which the Austrian crisis reached a climax within a few days.72
Although Hitler had linked the fate of Austrian and Sudeten Germans in
his speech of February 20, 1938, he had always considered that Austria
and Czechoslovakia constituted two entirely separate problems, and he
scarcely had an opportunity to consider the second of these while the
first was coming to a head with unexpected rapidity. The Germans
promised that their troops in Austria would remain a considerable
distance from the Czech frontier.
It was clear to the Czechs, from the immediate reactions of the Sudeten
Germans to the Anschluss, that a crisis was inevitable in which
Czechoslovakia would occupy the central role. Jan Masaryk, the Czech
envoy in London, discussed the situation with the British leaders. He
reported to Prague on March 16, 1938, that the British were inclined to
regard an Anglo-German war as inevitable but that it was evident that
they were not contemplating such a conflict in l938.73 Chamberlain
restricted himself in the House of Commons on March 14, 1938, to the
enigmatic statement that Great Britain was and always would be
interested in the events of Central Europe because of her desire to
maintain the peace of the world.74 It was clear to Masaryk that a
British pledge to the Czechs in 1938 would be difficult if not
impossible to obtain.
The excitement among the Sudeten Germans after the Anschluss forced the
Sudeten question to the center of the stage. The German legation in
Prague reported on March 31, 1938, that Konrad Henlein, the leader of
the Sudeten German Party (SdP), was pleading for the curtailment of all
propaganda efforts to arouse the Sudeten people who were already too
much aroused.75 In Great Britain and Canada a number of officially
inspired articles were appearing which criticized the injustices
inflicted on the Sudeten Germans over many years. Henlein realized that
he would have to announce a program which met the requirements of the
new situation, and he collaborated closely with German Foreign Minister
Ribbentrop and Ernst Eisenlohr, the German Minister to Czechoslovakia,
in preparing the famous Karlsbad demands for conditions of autonomy in
the Sudeten region. The demands were announced by Henlein in a speech on
April 24, 1938.76 It was evident that Hitler would support the Sudeten
Germans in their bid for concessions, and Jan Masaryk was instructed by
Czech Foreign Minister Krofta to make another specific request for
British military support in defying the Germans. Masaryk reported on May
3, 1938, that British Foreign Secretary Halifax was pessimistic about
the military prospects for Czechoslovakia in a conflict with Germany,
and he refused to commit Great Britain to the Czech cause.77
The Czech leaders adopted the pattern of Schuschnigg, revealing that
they were much more impatient than was Hitler to force the issue. The
Czech Cabinet and military leaders decided on the afternoon of May 20,
1938, to order the partial mobilization of the Czech armed forces, and
to base this provocative act on the false accusation that German troops
were concentrating on the Czech frontiers. It was hoped that the
resulting emotional confusion would commit the British and the French to
the Czech position before a policy favoring concessions to the Sudeten
Germans could be implemented. The plot failed although [107] Krofta on
May 27th, and Benes on June 1st, granted interviews in which they
claimed that Czechoslovakia had scored a great victory over Germany. An
inspired press campaign to create this impression had begun on May 21,
1938, and it reverberated around the world.
The War Bid of Benes Rejected by Halifax
Halifax was not inclined to permit President Benes to conduct the
foreign policy of the British Empire. He was careful to side-step the
Czech trap, although he went far enough to increase the indignation of
Hitler toward the Czechs. He instructed British Ambassador Sir Nevile
Henderson in Berlin on May 21, 1938, to tell the Germans that the
British “might” fight if the Germans moved on the Czechs. Henderson was
to add that France might intervene and that “His Majesty’s Government
could not guarantee that they would not be forced by circumstances to
become involved also.” It was a warning to Hitler but it was not a
specific declaration that Great Britain would wage war for the Czechs.
Henderson reported a few days afterward that British military experts
had scoured the German-Czech frontier and had found no evidence of
German troop concentrations.78
The Czech gamble failed, and it was a costly gamble. Hitler was
sufficiently shrewd to see that the British had avoided a commitment to
the Czechs under the dramatic circumstances created by the bold Czech
mobilization move. The Czechs had tipped their hand: it was evident that
they held no trumps. Hitler decided to force the issue with the Czechs
in 1938, and to secure the liberation of the Sudeten Germans and the
dissolution of the “Czech Empire.”
Hitler’s Decision to Liberate the Sudetenland
Hitler had discussed with General Wilhelm Keitel on April 22, 1938, an
existing routine operational plan of 1935 for possible conflict with the
Czechs. Hitler issued a directive which excluded an unprovoked German
attack on the Czechs. Keitel returned the revised draft to Hitler on May
20, 1938, and it contained the explicit statement that Germany had no
intention to attack Czechoslovakia. The Czech war-scare crisis of May
21, 1938, intervened before Hitler again returned the plan to Keitel on
May 30, 1938. Hitler changed the political protocol, and he added the
following significant statement: “It is my unalterable decision to smash
Czechoslovakia by military action in the near future.” General Alfred
Jodl recorded in his diary on the same day that Hitler’s belief that the
Czech question could be settled in 1938 had produced a serious conflict
of opinion between Hitler and the Army General Staff.79 This conflict
was quickly exploited by a small but ambitious German underground
movement in an effort to overthrow Hitler in 1938. Gerhard Ritter, the
leading German expert on this question, later expressed doubt that the
military putsch plan against Hitler in 1938 would have succeeded under
any circumstances, and he added that it was rendered completely
impossible by the current British policy of concessions to Hitler. He
also recognized that there was no chance for a successful military
putsch against [108] Hitler in the period from the Munich conference to
the outbreak of World War 11.80
The initiative was retained by Hitler during the four months from the
revised military plan of May 30, 1938, until the Munich conference of
September 29-30, 1938. The Sudeten German leaders followed directives
from Berlin, and they held fast to demands which the Czechs were
unwilling to grant in full measure. Italy gave full diplomatic support
to Germany, and neither Soviet Russia on the one side nor Great Britain
and France on the other displayed any enthusiasm for taking the
initiative to attack Germany. The Czechs, despite the grandiose
ambitions of some of their leaders, were an intensely practical people,
and most of them realized that life would still be worth living if
Germany returned to her traditional role as the dominant Power in
Central Europe. The Czechs had no taste for an isolated war against
Germany, and they were ripe for the Anglo-French efforts of September
1938 to persuade them to surrender the Sudeten land to Germany without a
struggle.81
Lord Halifax informed the French leaders in Paris on July 20, 1938, that
a special British fact-finding mission under Lord Runciman would be sent
to Czechoslovakia. The mission was announced publicly on July 26. 1938,
and President Benes was disturbed by this news. It was a definite
indication that the British did not intend to adopt an uncompromising
policy toward Germany in the crisis. The mission completed its labors
early in September 1938, and it reported that the main difficulty in the
Sudeten area had been the disinclination of the Czechs to grant reforms.
This development was accompanied by the final rupture of negotiations
between the Sudeten German and Czech leaders. It was evident that the
peak of the crisis was close at hand.82
President Benes delivered a defiant speech on September 10, 1938, at the
time of the opening of the annual National Socialist Congress at
Nuremberg across the border in Germany. The Czech President placed a
bold front on the precarious Czech position. He declared that he had
always been an optimist, and that his optimism was stronger than ever at
the present time. Initial replies to President Benes were made by Joseph
Goebbels and Hermann Göring. The principal reply came from Hitler in a
major speech delivered at Nuremberg on September 12, 1938.83 The German
leader denounced the policies of Benes since 1918 in scathing terms, and
he made an appeal to the leaders of foreign states not to intervene when
he settled accounts with the Czechs.84 He reminded the French leaders
that the permanent renunciation by Germany of Alsace Lorraine, including
the ancient German city of Strassburg, had been a major sacrifice which
had been made willingly in the interest of Franco-German amity. He added
that Germany was seeking to settle a limited number of problems in
Europe, and that she had completely satisfactory borders “in many
directions.”
The Sportpalast Pledge of September 26. 1938
The entire diplomatic corps had been present at Nuremberg to hear
Hitler. Polish Ambassador Lipski contacted State Secretary Weizsäcker on
September 13, 1938, to complain that he had distinctly heard Hitler say
that Germany had “perfectly satisfactory boundaries in all directions,”
and that the published [109] version was incorrect in referring to “many
directions.” Lipski warned ominously that unfortunate consequences might
result if this change in the version of Hitler’s remarks was noticed in
Poland. Weizsäcker was unable to discover anyone else who had heard the
words of the version Lipski claimed Hitler had used. He requested the
text which had been written before the speech was delivered, and he
noted that it also contained the words “many directions.”85 This
incident was brought to the attention of Hitler. Two weeks later, Hitler
delivered a second major speech at the Sportpalast in Berlin, on
September 26, 1938, when it seemed that Europe after all might be
plunged into war over the Czech question. Hitler on that occasion made
an explicit statement which was consistent with his policies, but which
left him extremely vulnerable to the attacks and misrepresentations of
hostile propagandists.
The Berlin speech of September 26th took place in a highly Chargéd
atmosphere dominated by the slogan of Goebbels: “Fuehrer befiehl, wir
folgen! (Command us, Leader, and we will follow!).” Hitler, in
explaining German policy, asserted, “we have no interest in suppressing
other peoples.” He reminded the world that Germany was strong again
after fifteen terrible years (before 1933), but he insisted that she
harbored no hatred toward other peoples. He emphasized the importance of
a lasting German-Polish understanding in the realization of his program.
He insisted that Czech rule should be terminated in the Sudeten German
area, and he promised that his demand for German rule in the Sudetenland
was “the last territorial demand which I have to make in Europe.”86
The Poles and the Germans knew that Germany at this time was
automatically claiming the entire territory which she had lost in the
East in 1918, but the world as a whole had taken no notice of this. The
precedent set by Stresemann at Locarno in 1925 in refusing to recognize
any of the German territorial losses to Poland had not yet been
modified. It was easy for propagandists to claim that the specific
German request for the return of Danzig in the following month was a
violation of Hitler’s solemn promise. Later, when the Czech state was
disrupted in March 1939, the same propagandists were quick to claim that
the establishment of a German protectorate in Bohemia-Moravia was a
violation of Hitler’s promise of 1938. This was extremely effective
propaganda, and it was widely believed in Germany itself. Nevertheless,
it does not take full account of existing realities. Boris Celovsky,
himself a Czech and the leading expert on the Czech crisis of 1938, has
expressed the considered opinion that the 1918 Czech state was doomed
when the Sudeten areas were amputated.
The other minorities, including the Slovaks, were opposed to the
continuation of Czech rule, and the total overthrow of the Prague system
was merely a question of time. Hitler worked for a specific solution in
the interests of Germany during the March 1939 crisis, but he did not
insist that his provisional solution, which was achieved in the heat of
crisis, need be permanent. He made it clear to the British leaders that
he was willing afterward to discuss the ultimate solution of the Czech
question in the councils of international diplomacy. If Hitler’s later
move to Prague was a major British grievance, it could have been
discussed through normal diplomatic channels. In reality, the British in
the period from March to September 1939 refused to respond to the
various efforts made to raise this issue. In the meantime, the
propagandists were seeking to [110] whip people into a frenzy, and to
represent Hitler, who ruled a tiny state in comparison to the great
empires of Britain. Russia, and the United States, as a would-be
conqueror of the world.87
Hungarian Aspirations in Czechoslovakia
The Poles and the Hungarians refrained from major efforts to settle
their own claims against the Czechs until Chamberlain’s visit to Hitler
at Berchtesgaden on September 15, 1938. Regent Horthy of Hungary was
invited to Germany in August 1938 to christen the German cruiser, Prinz
Eugen, which was named after the famous Habsburg military hero and
statesman of the early 18th century. Horthy was accompanied by Premier
Bela Imredy and Foreign Minister Kanya. The visit was a ticklish one,
because the Hungarians had instructed their special representatives to
the Little Entente conference at Bled, Yugoslavia, to promise that
Hungary would not offer Germany military support in the event of a
German-Czech war. On the other hand, the Hungarians expected the Germans
to take great risks to return the Hungarian ethnic territory which the
Czechs had seized. This meant that friction was inevitable, and Horthy
later complained that Hitler was less pleasant to him than at the time
of his previous visit in 1936.88
Horthy imagined that he could buy Hitler’s support by offering to
mediate in securing a comprehensive understanding between Germany and
Poland. Horthy reminded Hitler that he enjoyed intimate relations with
the Poles and he made the startling proposition that he was prepared to
ask Warsaw to hand over the Polish Corridor to Germany. Hitler, who had
no intention of asking for any Polish territory, did not like this plan
at all. He strongly urged Horthy not to say anything about the Corridor
in Warsaw.89
Hitler informed the Hungarian leaders in no uncertain terms that he
would not play their game with Czechoslovakia. He made it clear that
Germany would tolerate no further provocation from the Czechs, and that
a new challenge from Prague would be answered with a German invasion. He
noted that both Hungary and Poland had claims against the Czechs, and he
added that he would welcome their participation in a war involving
Germany and Czechoslovakia. He insisted that it was necessary for
Hungary and Poland to shoulder the entire initiative in pushing their
claims. The Hungarians pleaded that a war would involve greater risks
for a small country like Hungary than for Germany. Hitler was not
impressed with this argument, and he refused to modify his position.
The Hungarians approached the British on September 16, 1938, immediately
after Chamberlain returned from Berchtesgaden and his first meeting with
Hitler. They scented British complicity in a future partition of
Czechoslovakia, and they attempted to make good their rebuff in Germany
by requesting British support for Magyar aspirations in Czechoslovakia.
They talked boldly in London for several days of their determination to
secure justice from the Czechs. One week later the European situation
took a turn for the worse, after the unsuccessful talks between Hitler
and Chamberlain at their second meeting in Bad Godesberg. The Hungarians
responded by retreating rapidly to a more cautious and conciliatory
position.90
British Encouragement of Polish Defiance at Danzig
The Poles used their own method to deal with the Czechs and they
maintained their initiative with an insistence and vigor foreign to
Budapest. The Poles also established contact with London on September
16, 1938, on the question of territorial claims, but they limited their
action to an informative démarche. Polish Ambassador Edward Raczynski, a
young and wealthy aristocrat, was instructed to avoid protracted
discussions about Polish claims, and merely to inform the British of
these claims rather than to consult with them. The previous month an
important conference had taken place at the Hela peninsula on the Polish
coast, between Polish Foreign Minister Beck and Alfred Duff Cooper, the
British Parliamentary First Lord of the Admiralty.91 Beck made it clear
that Poland desired closer ties with London and that she would
appreciate an indication of eventual British support against Germany at
Danzig. Halifax informed the Polish diplomats in London, after the
return of Duff Cooper, that Great Britain would support Poland for a
permanent position on the League Council, which would imply recognition
of the status of Poland as a Great Power. He also promised that Great
Britain would support Poland “as much as possible” at Danzig. This
pledge was phrased cautiously and ambiguously, but the first step along
the road toward the Anglo-Polish military alliance had been taken before
the conference at Munich.92
The attitude of Halifax toward Danzig had passed through a remarkable
evolution during recent months. On May 21, 1938, League High
Commissioner Burckhardt informed the Germans that a few days earlier
“Lord Halifax had termed Danzig and the Corridor an absurdity,” and
probably the most foolish provision of the Versailles settlement.
Halifax had expressed the hope that a change in the status quo might be
achieved by bilateral negotiations between Germany and Poland. He told
Burckhardt that he did not regard Hitler’s November 5, 1937, declaration
as the final German word on Danzig, and he suggested that Great Britain
would be willing to mediate between Germany and Poland if an impasse was
reached in negotiation between the two countries. Halifax added that he
would welcome a visit to England by Albert Forster, the District
National Socialist Party leader of Danzig, who subsequently went to
London in response to this invitation Halifax had expressed an interest
in coming to Danzig for deer hunting, and of course an invitation went
to him immediately after Burckhardt relayed this information.93
The May 1938 crisis, which was precipitated by President Benes, followed
closely on the talks between Halifax and Burckhardt. The invitation from
Danzig Senate President Greiser for deer hunting in the forests of the
Danzig state was rejected by Halifax in June 1938. In July 1938 Halifax
told Viktor Boettcher, the chief unofficial diplomatic agent of Danzig,
that Great Britain favored the retention of the status quo at the
so-called Free City. He showered Boettcher with specious arguments to
the effect that Danzig could play a natural “role of mediator” between
Germany and Poland, and he urged the Danzigers to be satisfied with
existing conditions. Halifax came full circle the following month when
he assured the Poles that Great Britain was interested in supporting
them to prevent changes at Danzig. It was evident to the Poles that this
volte face was an indication of British determination to organize a
coalition against Germany at [112] some date after the Czech crisis, and
that, in the British mind, Poland would be very useful in forming such a
front. It was natural under these circumstances for the Poles not to
humble themselves in London when informing the British of their demands
against the Czechs.94
Polish Pressure on the Czechs
Further information about Polish intentions reached London from Warsaw
almost immediately. Sir Howard Kennard, the British Ambassador in
Warsaw, was well-known for his enthusiastic espousal of Polish
interests. Kennard’s sympathy for the Polish cause was matched among the
Western diplomats by that of Wrniam Bullitt, United States Ambassador to
France, but certainly exceeded by no one else. Kennard reported to
London on September 16, 1938, that the Polish Government was preparing a
note which would demand self-determination for the Polish minority in
Czechoslovakia.95 The Poles had informed the Czechs in general terms in
May 1938 that Poland would present demands if the Czechs made minority
concessions to other Powers. The Czechs had made no concessions to other
Powers but the Chamberlain visit to Berchtesgaden convinced Beck that
they would soon do so. Poland began to move on September 16th and she
did not stop until she received her share of the Czech spoils.96
President Benes conformed to his usual style in dealing with the Poles.
He launched a subtle attempt to appease Poland without surrendering
anything tangible. On May 24, 1938, he replied to Beck’s original demand
for equal treatment with the bland assurance that Poland would receive
it. He did not plan to surrender anything to Germany at that time, and
his response did not imply that he intended to cede territory to the
Poles.97 French Foreign Minister Bonnet attempted to settle the
differences between Poland and Czechoslovakia, and he later blamed
Poland for the lack of close contact between Paris and Warsaw during the
Czech crisis.98 The British historian, Lewis Bernstein Namier, later
claimed that Bonnet was at fault in failing to obtain Polish cooperation
with the Czechs, but Bonnet effectively defended his position against
his Chargé in the London Times Literary Supplement.99 Poland
throughout the Czech crisis insisted that nothing less than the
surrender of territory by the Czechs to the Poles would make the
discussion of Polish assistance feasible. This proposition, when
suggested at Prague by the French, did not stimulate whatever Czech
desire there was to fight the Germans. The bitter rivalry between Prague
and Warsaw prompted many Czechs to prefer the surrender of everything to
Germany rather than one village to Poland.100
Raczynski delivered a formal note in London on September 19, 1938, which
described the Polish position against the Czechs. There was some
speculation that Poland and Germany had a previous secret understanding
in the Czech question, but this was not so. In reality, there was no
contact at all between the Germans and the Poles in their respective
efforts against the Czechs unless one regards as an understanding the
fact that German and Polish leaders had told one another for years how
much they detested Czechoslovakia. 101
A Government-inspired Polish pressure group, the OZON (Camp of National
[113] Unity created by Colonel Adam Koc, which would have replaced the
existing Polish political parties had it been more successful) was
stirring up anti-Czech feeling in Poland and its propaganda in this
instance was conspicuously successful. Kennard was “obliged to concede”
that Poland might intervene on the German side in the event of a
German-Czech war.102 The British responded by delivering identical notes
to the Hungarians and Poles which warned them to remain aloof from the
current crisis. The gesture had no effect on the Poles, who indignantly
brushed aside the British warning.103 The Hungarian leaders, who had
returned at this moment from a second unsuccessful mission to Hitler,
were further shaken in their confidence by the British stand.104
Kennard understood that the Poles were sensitive about their alleged
Great Power status, and he was appalled by the tactlessness of Halifax
in sending identical notes to Warsaw and Budapest. He expressed his
displeasure in a report to the British Foreign Office on September 22,
1938, and he simultaneously attempted to present Polish policy in a more
favorable light in London. Kennard suggested that anti-German feeling in
Hungary was too weak to be useful to Great Britain, but he insisted that
in Poland there was a great reservoir of hatred against the Germans. He
argued that it was a vital British interest to augment this hatred
rather than to diffuse it by carelessly insulting Warsaw as Halifax had
done. Kennard also reported that the Poles were not bluffing and that
they had pushed their military preparations against the Czechs to an
advanced stage. 105
Beck revenged himself on Halifax for the mere “carbon copy” of a note
addressed to Hungary. He replied to Halifax haughtily on September 22,
1938, that he had no reason to discuss with the British any measures he
might deem advisable in securing “legitimate Polish interests.” Beck
believed that he had an impregnable basis for this reply because Great
Britain had no commitment toward Czechoslovakia.106
The Soviet Threat to Poland
Beck wished to remain abreast of Germany in dealing with the Czechs
without getting ahead of her. He knew the next step was an ultimatum
with a time limit, but he believed the Czechs might surrender to Germany
in exchange for German support if they received a Polish ultimatum. The
Poles in a few days had reached the same point as the Germans in a
crisis which had lasted nearly five months. Beck decided to advance no
further until the Germans made their next move. As a result, an
extremely tense but stagnant period in the Czech-Polish crisis arrived.
Great Britain had been excluded from further contact with Poland in the
crisis by Beck’s brusque retort to Halifax, but contact between Poland
and France remained close. Bonnet decided to make a last effort to
secure a détente and then a rapprochement between Warsaw and Prague. At
the very moment he launched this delicate maneuver, a third French ally,
the Soviet Union, sent a thundering warning to Warsaw on September 23,
1938. The Poles were told that intervention against the Czechs would
cause Russia to repudiate the Russo-Polish non-aggression pact of 1932
and would lead to unforeseeable consequences. Beck’s first reaction was
to believe that the Russians were bluffing, and he replied defiantly to
the Russian note.107 [114]
The Failure of Benes to Deceive Beck
The specific incident which prompted the Russian démarche was Beck’s
repudiation on September 21, 1938, of the 1925 Polish-Czech minorities
treaty. This had been accompanied by the announcement that Poland would
take active measures to secure the welfare of the Poles beyond the Czech
frontier.108 Bonnet used this development as a point of departure in his
final mediation effort. His first step was to inquire in Warsaw whether
Poland had concluded an agreement with Germany concerning
Czechoslovakia, and whether Polish claims against the Czechs were
limited to Teschen or also included other areas. Beck and Miroslaw
Arciszewski, a leading Polish diplomat who had returned from a mission
in Rumania to assist Beck during the crisis, drafted a note to the
French and forwarded it to Polish Ambassador Juliusz Lukasiewicz in
Paris. The Polish note was elaborate in assurances of good faith, but
was evasive. It did not answer the two questions of Bonnet.109
The Polish position was clarified verbally in Warsaw on September 24th
by Marshal Smigly-Rydz, who granted an audience to French Ambassador
Léon Noël with the approval of Beck. The Marshal assured Noël that
Poland had no agreement with Germany on Czechoslovakia, and he claimed
that Polish aspirations were limited to the Teschen area. He declared
that Czechoslovakia would be attacked if Polish demands were not
accepted, but he added that a Polish invasion would be confined as
closely as possible to the area Poland intended to annex from the
Czechs.110
The second move of Bonnet was to apply pressure on President Benes to
make concessions to the Poles. Benes responded promptly but in
characteristic fashion. He wrote a letter to Beck which was delivered in
Warsaw on September 26, 1938. He “agreed in principle” to cede Teschen
to Poland if the Poles supported Czechoslovakia in a war against
Germany.111 Beck was not satisfied with this offer, and he observed with
indignation that an “agreement in principle” from Benes was not worth
the paper on which it was written. Nevertheless, he was in close contact
with the French, and he decided to make an effort to reach an agreement
with the Czechs along the lines advocated by Bonnet.112
Beck informed the Czechs that the matter could be settled if they would
turn the Teschen territory over to Poland without delay. They could
count on full Polish assistance against Germany if they accepted this
proposition, and if France fulfilled her obligations to the Czechs. This
left scant room for maneuver to Benes, who was insincere in his offer to
Poland. The Czech President replied with the feeble excuse that the
railway system in Teschen territory occupied an important place in the
Czech operational plan against Germany. He insisted that it would not be
possible to surrender Teschen to Poland until Germany had been defeated
in the approaching war. Beck promptly disrupted negotiations when he
received this revealing reply. This development took place at the peak
of the seven days’ crisis in Europe, which followed the failure of the
initial Bad Godesberg talks between Chamberlain and Hitler on September
22, 1938.113
Bullitt was in close contact with Lukasiewicz at Paris during these
trying days. Lukasiewicz received Bullitt at the Polish Embassy on
September 25, 1938, to inform him that the Polish Government had changed
its attitude about the current crisis. They had believed that there
would be no war, but now they [115] believed that war would occur.
Lukasiewicz insisted that a conflict would be a war of religion between
Fascism and Bolshevism, with Benes as the agent of Moscow. Lukasiewicz
confided to the American Ambassador that Poland would invade Slovakia in
addition to Teschen if Germany advanced against the Czechs. It would be
a primary Polish aim to establish a common front with friendly Hungary.
The Polish diplomat believed that a Russian attack on Poland would
follow this move, but he claimed that Poland did not fear it. He
predicted that in three months Russia would be routed by Germany and
Poland and he insisted that the Soviet Union was a hell of warring
factions.
Bullitt accused Poland of betraying France, but Lukasiewicz denied this
Chargé. He said that Poland would not make war on France, but that, if
France, Great Britain, and the United States supported the Czechs, the
Western Powers would be the tools of Bolshevism. Lukasiewicz urged
Bullitt, who was friendly to Poland, to seek the support of President
Roosevelt for territorial revision in favor of Poland and Hungary. He
also told Bullitt that he could repeat any or all of these remarks to
the French Foreign Office. Bullitt concluded that Poland would
inevitably attack Czechoslovakia when Germany did, unless territorial
concessions were made to the Poles.114
Bullitt realized when he received a report from American Ambassador
Kennedy in London on September 25, 1938, that the Poles were speaking
the same language everywhere. Polish Ambassador Raczynski claimed to
Kennedy that British and French attitudes in support of Czechoslovakia
had caused Poland to become the “little cousin” of Hitler. Raczynski
declared that Poland and Hungary believed that Hitler’s position at Bad
Godesberg had been correct and that the British were to blame for the
impasse which had been reached, because they did not take account of the
urgency of the situation and the importance of Polish and Hungarian
claims. It was known that Hitler had chided Chamberlain at Bad Godesberg
for failing to take these issues into account. Kennedy complained to
Bullitt that Raczynski was seeking to propagandize him, which was
doubtless true.115
A further conversation with Lukasiewicz on September 26, 1938, convinced
Bullitt that the Polish position would not change. The Polish diplomat
asserted that Germany, Poland, and Hungary would act in unison in
imposing their will in Czechoslovakia. Bullitt also had received
confirmation of the Polish attitude from Czech Ambassador Stephan
Osusky. Bullitt was extremely excited, and he was indignant with Bonnet,
who obviously believed that the destruction of Czechoslovakia was a
feasible price to avoid war. Bullitt reported scornfully to Roosevelt
that Bonnet was for “peace at any price,” and he followed this up with a
further dispatch containing a host of unkind comments about the French
Foreign Minister.116
Bonnet’s initiative to secure a Polish-Czech rapprochement had failed,
but this was not because Poland had modified her original offer to
collaborate with France and Czechoslovakia. Beck’s stand was identical
toward the Czechs and the French. The difficulty was that Benes agreed
to surrender territory to Germany after the Chamberlain-Hitler
Berchtesgaden conference, but he was unwilling to cede the Teschen area
to Poland. It was evident that only a Polish ultimatum with a time limit
would resolve the issue of whether or not there would be a Czech-Polish
war in 1938.117 [116] The failure of the Czechs to accept Polish demands
in the interest of creating a common front against Germany caused
astonishment in many quarters. German Ambassador Moltke in Warsaw
observed to Jan Szembek on September 24, 1938, that Polish demands were
modest and easy to satisfy compared to Germany’s interest in the entire
Sudetenland, and so it would seem, if one ignored the fact of bitter
Czech-Polish rivalry.
The Munich Conference
Moltke was no less astonished when Mussolini launched a last-minute
mediation effort on September 28, 1938, which banished the danger of war
over the Sudeten question, and brought the German-Czech crisis to a
close.118 Sir Horace Wilson, who had served Prime Minister Chamberlain
in various capacities over many years, had been sent to Berlin on a
special mission on September 26, 1938, the day of Hitler’s Sportpalast
speech. Wilson’s instructions were inadequate to permit him to resolve
the Anglo-German differences which had been created at Bad Godesberg on
September 22-24, 1938. Hitler resented the fact that Chamberlain wished
to arrange the entire program of events in Czechoslovakia himself, and
Chamberlain in turn was annoyed by Hitler’s effort to impose several
conditions in the matter. Although the last conversations between the
two leaders in Bad Godesberg had been conciliatory, the realization of a
definite agreement on the Czech crisis had not been attained.119
Wilson discussed the situation with Hitler a second time on September
27, 1938. The main gist of Wilson’s remarks was that there would be an
Anglo-German war unless Hitler retreated. Wilson did not say this very
explicitly, but Hitler helped him by cutting through the niceties of
“fulfilling treaty obligations” and the like. He said that what Wilson
meant was that if France decided to attack Germany, Great Britain would
also attack Germany. He informed Wilson that he understood the situation
and that he would “take note of this communication.” The Wilson mission
had failed to break the impasse.120
Hitler and the British leaders were equally anxious to avoid a conflict
despite the stubborn nature of their respective comments at this late
stage of the crisis. Chamberlain appealed to Mussolini to do something
at 11:30a.m. on September 28, 1938. The effect was magical, and Hitler
did not hesitate. The British Ambassador was able to telephone London at
3:15p.m. on September 28, 1938, that Hitler wished to invite
Chamberlain, Daladier, and Mussolini to Munich on the next day to
discuss a peaceful solution of the Czech problem. The British Prime
Minister received this news while delivering a tense speech to the House
of Commons on the imminent danger of war. When he announced the news of
Hitler’s invitation and of his intention to accept, he received the
greatest ovation in the history of the British Parliament. 121
The Bavarian city of Munich was wild with enthusiasm for peace when the
European leaders arrived to negotiate on September 29, 1938. There was
no appreciable enthusiasm for war in any of the European countries after
the terrible experience of World War I, and in the light of the horrors
of modern conflict currently revealed by the Civil War in Spain. A
number of factors produced the Munich meeting. There was the strenuous
initiative of Chamberlain to [117] persuade the Czechs to capitulate.
There was the patience of Daladier in agreeing to accept whatever his
British ally could achieve. There was the restraint of Hitler in
modifying his demands, and in resisting the temptation to strike at a
time most favorable to win a war. Hitler was convinced that war in
Europe need not be regarded as inevitable: otherwise he would never have
invited the foreign leaders to Munich. There was the mediation of
Mussolini, and the conviction that the respective parties were too close
to an agreement to ruin everything by an unnecessary war.122
Never was an agreement more clearly in the interest of all Powers
concerned. Great Britain had won time to continue to gain on the German
lead in aerial armament. France extricated herself from the danger of a
desperate war after having abandoned her military hegemony in Europe in
1936. Italy was spared the danger of involvement in a war when she was
woefully unprepared. Germany won a great bloodless victory in her
program of peaceful territorial revision. By resisting the temptation to
fight merely because she had the momentary military advantage, she
increased her stature and prestige. As A.J.P. Taylor put it: “The
demonstration had been given that Germany could attain by peaceful
negotiation the position in Europe to which her resources entitled her.
”123
Czech representatives in Munich were informed of developments, but they
were not allowed to participate in deliberations, and there were no
Hungarian or Polish representatives present.124 Winston Churchill later
argued that French honor had been compromised at Munich because France
had a formal obligation to defend the Czechs.125 It has been seen that
this was not the view of Bonnet, and it is necessary to add that France,
despite the pressure she imposed, might have aided the Czechs had they
gambled again and actually resisted Germany. This situation never arose
in reality. The Czechs had a young state which had been created by the
efforts of others rather than by some fierce struggle for independence.
Their state had been launched into a turbulent world under the
problematical leadership of Masaryk and Benes. They had been associated
politically for hundreds of years either with Germany or Austria. They
were surrounded by enemies in 1938, and their defeat in a war was
inevitable. Their surrender under these circumstances might not satisfy
the honor requirements of arm-chair chauvinists, but it was a wise move.
The Czechs might have emerged from World War II in excellent shape had
the later diplomacy of Benes, Churchill, and Roosevelt not permitted the
Communists to dominate the Czech people, and to incite them in 1945 to
deeds of horror and violence against the masses of unarmed Slovaks,
Hungarians, and Germans.126
The Polish Ultimatum to Czechoslovakia
The Poles were extremely irritated by the Munich conference, and that
the revival of cooperation among the principal non-Communist Powers of
Europe. Hitler, after achieving his own success, took an indulgent view
at Munich toward Polish and Hungarian claims, but the idea of the Powers
discussing an issue of Polish foreign policy in the absence of Poland
was anathema to Beck. It violated Pilsudski’s principal maxim on foreign
policy: Nothing about us without us!127
Beck did not wait to learn the results of the Munich deliberations. On
the [118] evening of September 30, 1938, he submitted an ultimatum to
Prague demanding the town of Teschen and its surrounding district by
noon on Sunday, October 2nd. He also demanded the surrender [within ten
days] of the remaining hinterland claimed by Poland. Beck warned that if
a Czech note of compliance was not received by noon on October 1st,
“Poland would not be responsible for the consequences.” The ultimatum
gave the Czechs merely a few hours to decide on their reply.128
The Czechs hastened to capitulate, and their reply was received in
Warsaw ahead of the deadline. Beck’s action worried Kennard, who feared
that his beloved Poles were jeopardizing their reputation abroad. He
lectured Beck on the dangers of military action, and he added that “if
the Polish Government proceeded to direct action they would draw upon
themselves the serious reprobation of the whole world, which had only
just emerged from a crisis of a far greater nature.” It is amusing to
note that in British diplomatic language the attitude of the British
Empire, which meant the small proportion of people who were the masters
of that Empire together with the friends of Britain at the moment, was
supposed to be equivalent to the attitude of the entire world. British
diplomats modified this at times, and referred to the attitude of the
entire “civilized” world. It is almost unnecessary to observe that
Kennard’s lecture produced not the slightest effect on Beck.129
Lord Halifax was annoyed. His instructions to Kennard at 10:00 p.m on
September 30th, indicated that he had taken no notice of Pilsudski’s
maxim of “nothing about us without us,” although this maxim had been
reiterated publicly by Beck on innumerable occasions. Halifax observed
that the Munich conference had recognized the necessity of settling
Hungarian and Polish claims, and that the Polish Government would be
“very short-sighted and ill-advised to take the law into their own hands
instead of basing their policy on the four Powers.” This ignored the
fact that the Munich Powers also had taken the law into their own hands.
Halifax complained that with an ultimatum threatening occupation by
force the “Poles put themselves entirely in the wrong.” In all fairness,
it should be recalled that the Czechs had not obtained the region in the
first place by sending bouquets to Warsaw. The Polish Government
disagreed with Halifax and believed it would place itself in the wrong
if it waited for the crumbs to be swept from the Munich conference
table.130
German Support to Poland Against the Soviet Union
German claims had been settled at Munich, and Beck knew that he was
vulnerable. Major incidents and even air battles had taken place on the
Russo-Polish frontier in recent days. Beck had become less confident
that the Russians were bluffing. His two main fears were that Russia
would attack him in the rear, and that the Czechs would receive German
support by some additional concessions to Germany, of which he believed
them totally capable. Beck badly needed some assurance of foreign
support. The British attitude was momentarily hostile, and it would be
too much to expect the French to support him against their Czech ally.
There remained only Germany, and Beck decided to act upon this fact.
German-Polish cooperation under the 1934 [119] Pact reached a new summit
at this moment.
Beck summoned Moltke on the evening of September 30, 1938, and announced
that he was delivering an ultimatum to the Czechs. He wished to know if
Germany would maintain a benevolent attitude during a Polish-Czech war.
He added that he also wanted German support in the event of an attack on
Poland by the Soviet Union. Beck assured Moltke with warmth that he was
grateful for “the loyal German attitude toward Poland” during the Munich
conference and for the “sincerity of relations during the Czech
conflict.” Beck was frank in his evaluation of the German policy, but
the “sincerity of relations” sounds ironical when one considers that a
few days earlier Poland was discussing the conditions under which she
would attack Germany.131
Hitler immediately gave Beck all the protection he desired. The French
had led a démarche in Warsaw protesting the Polish ultimatum, and Italy
had participated in this step. Ribbentrop responded by telephoning
Italian Foreign Minister Ciano to inform him that Germany was in full
sympathy with the Polish position. He told Ciano that the Poles had
informed him of “terrible conditions in the Teschen territory,” and he
reminded him that 240,000 Germans had been expelled from the Sudetenland
during the recent crisis. He concluded that Ciano would understand if
Germany did not care to use the same language as Italy at Warsaw.132
Ribbentrop did everything possible to comfort the Poles. He told Lipski
that he believed the Czechs would submit quickly. He promised that
Germany would adopt a benevolent attitude if Poland had to invade
Czechoslovakia to secure her claims. He had Hitler’s consent to inform
Lipski that Germany would adopt a benevolent attitude toward Poland in a
Russo-Polish war. He made it clear that this “benevolent attitude” was
tantamount to giving Poland everything she might require in such a
conflict.133 He added that a Russian invasion would create a new
situation in which Germany would not be inhibited by the attitude of the
other Munich Powers. German support to Poland was instant, unequivocal,
and complete.134
Bullitt in Paris was no less dismayed by the Polish attitude than
Kennard. He persuaded the British to intervene again in the Teschen
question, before Czech willingness to comply with Polish demands had
become generally known. He pleaded with British Ambassador Eric Phipps,
in Paris on October 1st, that if he had more time he would propose
intervention in Warsaw by President Roosevelt, but that Chamberlain was
the only person who could act under existing circum stances.’35 The
British Prime Minister responded to this suggestion. He was preparing a
message to Beck when a confused report arrived from British Minister
Newton in Prague that the Czechs had rejected the Polish ultimatum and
would “resist force.”136 The prospect of this disaster stiffened
Chamberlain’s message to Beck. He warned the Poles not to use force if
the Czedhs rejected their ultimatum, and he added that it was “quite
inadmissable” for Poland to insist on “taking matters into her own
hands.”’37
Word arrived in London shortly after Chamberlain’s message to Beck that
the Czechs had capitulated. Newton was acutely embarrassed. He
complained angrily that the speed of the surrender was a great surprise
after the brave words which had been spoken in Prague. He observed
contemptuously that “the Czech spirit seems indeed somewhat broken,” and
his disappointment that the Czechs would [120] not fight Poland was
obvious. Nevertheless, it seems understandable that the Czechs had
little stomach for a hopeless contest against the Poles after having
been denied support against Germany.138
The Czech crisis which culminated in the Munich conference passed the
acute stage with the settlement of the Polish demand for Teschen. It was
obvious that the Hungarians would not dare to act against the Czechs as
Poland had done. Events had moved rapidly in a direction not at all to
the liking of the Soviet Union. After a luncheon with Soviet Foreign
Commissar Litvinov at the Paris Soviet Embassy on October 1, 1938.
Bonnet speculated that the Soviet Union might denounce the
Franco-Russian alliance. Litvinov was especially furious about
Chamberlain. He complained that Chamberlain should not have been
“allowed” to go to Berchtesgaden or Bad Godesberg, but that these two
“mistakes” were as nothing compared to the “enormity” of Munich.
Litvinov insisted passionately that Hitler had been bluffing, and that
he could have been forced to retreat without serious danger of war.
Bonnet held exactly the opposite view. He “gently pointed out” that
France wished to be on decent terms with Germany, Italy, and Franco
Spain. He was aware that these nations were objectionable to Russia, but
they also were the immediate neighbors of France, and he would not
permit the Soviet Union to dictate French policy. Litvinov did not have
the satisfaction of seeing his French guest seriously perturbed by the
outcome of the recent crisis. Bonnet was concentrating on developing a
new policy to meet the new circumstances.139
Anglo-German Treaty Accepted by Hitler
There was a dramatic epilogue to the Munich conference in which
Chamberlain and Hitler were the principal figures. Chamberlain proposed
a private meeting at Hitler’s Prinzregentenstrasse apartment in Munich
on September 30, 1938, at which Hitler’s interpreter, Paul Schmidt, was
the only third party. The British Prime Minister and the German leader
discussed the European situation at length. In Schmidt’s record of the
conversation, which was confirmed in its authenticity by Chamberlain,
Hitler declared that “the most difficult problem of all had now been
concluded and his own main task had been happily fulfilled.” Chamberlain
said that if the Czechs nevertheless resisted, he hoped there would be
no air attacks on women and children. This was ironical when one
considers that Chamberlain knew the British Air Force, in contrast to
the German strategy of tactical air support to the ground forces, was
basing its strategy on concentrated air attacks against civilian centers
in a future war. Hitler was not aware of this, and he insisted
emphatically that he was opposed in every event to such air attacks,
which would never be employed by Germany except in retaliation.
Chamberlain and Hitler discussed the problem of arms limitation, and
they agreed that there might be some future prospect for this. Hitler
emphasized that he was primarily worried about the Soviet Union and by
the Communist ideology which the Russians were seeking to export to the
entire world. He was concerned because Poland refused to define her
position toward the Soviet Union, and he observed that “Poland
intervenes geographically between Germany and Russia, but he had no very
clear idea of her powers of [121] resistance.” The two leaders discussed
trade relations, but they were far apart on this issue. Hitler
deprecated the importance of international loans in stimulating trade,
or the need for uniform tariff policies toward all nations. This
attitude was questioned by Chamberlain.
When the conversation was ending, Chamberlain suddenly asked Hitler if
he would sign a declaration of Anglo-German friendship. There is a
legend that Hitler signed this document without having it translated,
but it is entirely untrue. After Hitler had listened to the terms, he
signed without hesitation the two copies of the treaty in the English
language which Chamberlain presented to him. Chamberlain signed both
copies and returned one to Hitler. The agreement contained the following
terms:
We, the German Fuehrer and Chancellor and the British Prime Minister,
have had a further meeting to-day and are agreed in recognizing that
the question of Anglo-German relations is of first importance for the
two countries and for Europe.
We regard the agreement signed last night and the Anglo-German Naval
agreement as a symbolic of the desire of our two peoples never to go to
war with one another again.
We are resolved that the method of consultation shall be the method
adopted to deal with any other questions that may concern our two
countries, and we are determined to continue our efforts to remove
possible sources of difference and thus to contribute to assure the
peace of Europe.140
This important agreement might have become the cornerstone for the
preservation of peace in Europe and for the defense of Europe against
Communism. It was accepted by Hitler without reservations, and by
Chamberlain with reservations which were certain to become more vigorous
when he returned to English soil. Many prominent Englishmen entertained
a variety of superstitions, both old and new, about Germany which were
not conducive to the preservation of peace. It was Hitler’s problem to
cope with this situation while carrying out his program, and it will be
evident later, in the evaluation of the British scene after Munich, that
the odds for success were not favorable. The initiative for the
agreement came from Chamberlain, who knew that it would be a trump to
show his critics at home. This does not alter the fact that Chamberlain
was ambivalent and Hitler single-minded about it.
Hitler’s unique achievements in Austria and Czechoslovakia in 1938,
which consisted of territorial revisions without force, would not have
been possible had the British favored war that year. The greatest single
misfortune in 1939 was the changed British attitude in favor of war.
Chapter 6
A GERMAN OFFER TO POLAND
Germany’s Perilous Position After Munich
The victory of Hitler at Munich convinced the last skeptic that Germany
had regained her traditional position as the dominant Power in Central
Europe. This position had been occupied by France in the years after the
German defeat in 1918. Hitler challenged French military hegemony in the
area when he reoccupied the German Rhineland in 1936. The acquisition of
ten million Germans in Austria and Czechoslovakia in 1938 greatly
improved the German strategic position toward the East and the South.
Germany established new common frontiers with Italy, Hungary, and
Yugoslavia. The Italian sphere of influence in Central Europe north of
the Brenner Pass was demolished, and the French and Soviet sphere of
influence in Czechoslovakia was insignificant after the Czechs lost the
strategic natural frontier of Bohemia with its elaborate
fortifications.
The German Reich after Munich had a population of 78 million Germans.
The principal neighbors of Germany in Europe were France, Italy and
Poland. The Germans were almost twice as numerous as the Italians,
nearly twice as numerous as the French, and approximately four times as
numerous as the Poles, when one discounts the Ukrainians and other
eastern minorities of the Polish state, whose loyalty was extremely
dubious.2 Industrial capacity had become the decisive criterion in
measuring a modern Power, and Germany was many times stronger in this
respect than any of her immediate neighbors. The German people were
noted for their energy, vigor, and martial valor. The fact that Germany
was the leading Power in Central Europe was no less logical or natural
than was the dominant role of the United States on the North American
continent. The United States enjoyed her position for much the same
reasons.3
Nevertheless, the situation of Germany after Munich was precarious to an
extent which had been unknown in the United States for many generations.
It is not surprising under these circumstances that it was difficult, if
not impossible, for Americans in 1938 to understand the problems which
confronted [124] Germany. The impressive and seemingly impregnable
position of Germany, which had been created by Bismarck in 1871
following Prussian victories in three wars, had been shattered by the
single defeat of 1918. The defeat of Germany had been exploited so
thoroughly that it seemed unlikely for many years that the Germans would
recover their former position. The leading role of the Germans in
Central Europe had existed for many centuries before the defeat and
emasculation of the Holy Roman Empire of the German Nation in 1648. More
than two centuries elapsed before the new German state created by
Bismarck in 1871 restored the traditional German position, although it
is true that the Prussian state alone was sufficiently powerful to
obtain recognition as a major European Power during the interim period.
The Hohenzollern Empire lasted only from 1871 to 1918. It was clear that
the ability of Germany to occupy her rightful place in Europe had become
problematical for a number of reasons, some obscure.4
Although Germany after Munich could doubtless have coped with a combined
attack from all of her immediate neighbors on land. she had to face the
elementary possibility that she might be attacked by an overwhelming
coalition of distant Powers, if she became involved in a conflict with
any of her immediate neighbors. The Bagdad railway question. the last
direct point of friction between Germany and the British Empire in the
years before World War I, had been settled by peaceful negotiation in
June 1914. This did not prevent Great Britain, the dominant Naval Power
of the world, from attacking Germany a few weeks later, or from
inflicting an unrestricted blockade on an industrial nation, which did
not enjoy any degree of self-sufficiency. It did not prevent Japan from
attacking Germany in 1914, although there was no direct point of
conflict between Germany and Japan. It did not prevent the United States
from holding Germany to strict accountability in the conduct of naval
warfare, and from accepting gross violations of maritime international
law when they were British. In 1917 the United States declared war on
Germany on the specious plea that the Germans were violating the same
freedom of the seas which the British failed to recognize. The British
refused to conclude the armistice in 1918 until point 2 about freedom of
the seas was dropped from President Wilson’s program, and there were
never any American protests about British unrestricted submarine warfare
in the Baltic Sea during World War I. It was this coalition of distant
Powers which made inevitable the defeat of Germany in World War I.5
There was no appreciable difference between the German situation of 1914
and 1938 except that Hitler had learned from experience. It was no
longer possible to accept the facile proposition that Germany was
secure, merely because she could cope with attacks from her immediate
neighbors in the West or in the East. The Soviet Union was a gigantic
unknown factor in the world power relationships of 1938. The attitude of
the British Empire toward Germany was problematical. The British leaders
warned Germany repeatedly in 1938 that they might not remain aloof from
a conflict involving Germany and some third Power. The United States
since 1900 was usually inclined to follow the British lead in foreign
policy, and there could be no certain guarantee that the United States
would remain aloof from a new Anglo-German war.6
Hitler correctly recognized the British attitude as the crux of the
entire situation. Neither the United States nor the Soviet Union was
likely to attack [125]
Germany unless she became ensnared in a new conflict with Great Britain.
Hitler knew that Germany had nothing to gain in a war with the British,
but he feared the anti-Germanism of the British leaders. His sole ally
in this situation was British public opinion. The British public would
not be likely to support a war against Germany unless it was accompanied
by some seemingly plausible pretext. But if Hitler became involved in
some local European conflict, the British leaders might convince their
public opinion that Germany had embarked on a program of unlimited
conquest which threatened British security.7
The Inadequacy of German Armament
Winston Churchill and other British bellicistes circulated the greatest
possible amount of nonsense about the current German armament program,
and the British leaders in power were not averse to this exaggerated
notion of German military strength. It was useful in gaining support for
the current British armament program. But Burton Klein has pointed out
that Hitler himself opposed large defense expenditures throughout the
decade from 1933 to 1943, and that Germany, with her large industrial
capacity, might easily have developed a much more adequate defense
program. Many people in Great Britain were astonished to learn later
that Great Britain and Germany were producing approximately the same
number of military aircraft each month when World War II came in 1939.
It was more surprising still that Great Britain was producing 50 more
armored tanks each month than Germany: Great Britain and France greatly
outnumbered Germany in this important category of mechanized armament
when France fell in 1940.8 German public finance before 1939 was
conservative compared to the United States and Great Britain, and
large-scale public borrowing was not under taken in Germany. Public
expenditure in Germany increased from 15 billion Marks (3.75 billion
dollars) in 1933 to 39 billion Marks (9.75 billion dollars) in 1938, but
more than 80% of this outlay was raised by current taxation. The value
of German gross national production during the same period increased
from 59 billion Marks (14.75 billion dollars) to 105 billion Marks
(26.25 billion dollars). There was merely a slight rise in prices, and
there was a higher level of German private consumption and investment in
1938 than in the peak year of 1929.9
Hitler declared in a speech on September 1, 1939, that 90 billion Marks
(22.5 billion dollars) had been spent on defense by Germany since he had
been appointed Chancellor on January 30, 1933. Hitler, in arriving at
this figure, included items of public expenditure which had nothing to
do with arms, and which would not have met the later official definition
of the War Production Board in the United States. He was seeking to use
intimidation to dissuade the British and French from attacking Germany.
It is ironical that the League of Nations experts on armaments at Geneva
were willing in this instance to accept Hitler’s statement at face
value, although they were skeptical about his remarks on every other
occasion.10 In reality, Germany spent 55 billion Marks (13.75 billion
dollars) on military defense during the period of nearly seven years
from January 1933 until the outbreak of World War II. It was said that
Germany entered World War II with a “guns and butter philosophy.”11
[126] In the last peacetime year, 1938-1939, 16 billion Marks (4 billion
dollars) or 15% of the German gross national product was spent on
military preparation. The volume of arms expense in the United States
during the last American peacetime year from December 1940 to December
1941 was much higher, although American critics claimed that the United
States was woefully unprepared when Japan struck at Pearl Harbor. The
Germans, on the other hand, had allegedly done everything humanly
possible to prepare for war before the out break of World War II. In
reality, Germany was spending a large proportion of public funds on
municipal improvements and public buildings when war came. Hitler
believed that Germany needed immediate military superiority over France
and Great Britain to intimidate them for a short period from intervening
against Germany while he completed his program of territorial revision,
but he hoped to avoid war against a coalition of major Powers. Nearly
one half of the total German expense on arms during the last year of
peace went to the Air Force, but the British leaders were confident
during the same period that they were gaining rapidly on Germany in the
air.12
The Favorable Position of Great Britain
The British leaders had a problem of national security, but their
situation was more favorable than that of Hitler. In 1938 Great Britain
was at a temporary disadvantage toward Germany in the air, but the
prospects for successful air defense against the Germans were extremely
favorable in 1939. Germany had few submarines, and the British Navy was
overwhelmingly powerful compared to the German Navy. The insular
position of Great Britain offered an admirable defense against the
employment of German land forces. In contrast to Germany, the British
did not have to face the peril of an invasion from the Soviet Union in
the event of a Western European war. They were backed by the tremendous
resources of the British Empire and the United States. Had Hitler been
determined to crush Great Britain, he would have had to recognize that
the British strategic situation was superior to his own.13
Hitler had no intention to attack Great Britain. The British leaders
could have remained neutral in any European conflict involving Germany
without jeopardizing British security. The main danger in 1938 and 1939
was that Great Britain would attack Germany and seek to crush her
completely. This would lead to involvement in a protracted war, which
would exhaust British resources and expose the British Empire to the
forces of disintegration. This is what later happened. The British
strategic position was good in 1939, but it was sacrificed
unnecessarily. The principal benefactor was the Soviet Union, the mortal
enemy of the British Empire.14
This dread development was one which Hitler hoped to avoid. It seemed to
him that German security would not be complete until Germany attained
comprehensive understandings with her principal neighbors. He recognized
that such understandings would demand a price. He was prepared to
abandon the Germans south of the Brenner Pass to Italy: and to France he
conceded the problematical Germans of Alsace-Lorraine, who seemed to
long for Germany when they were French and for France when they were
German. He hoped for an alliance with [127] Italy, and after the Munich
conference he sought to attain a Franco-German declaration of friendship
similar to the one which he had signed with Chamberlain at Munich. 15
Hitler’s Generous Attitude toward Poland
Poland was the third principal neighbor of Germany, and she was the sole
neigh boring Power with which Germany was in direct danger of conflict
after the Munich conference. The problem of Danzig and the German-Polish
frontier was more dangerous than that of Bosnia-Herzegovina before 1914.
The position of Poland between Germany and her principal adversary, the
Soviet Union, was one of paramount importance. It seemed to Hitler that
the clarification of German-Polish relations was an absolute necessity.
A policy of aimless drifting from one unexpected crisis to another had
led to the ruin of Germany in World War I. Hitler believed that this
vicious pattern had to be broken, and it is not surprising that he
wished to establish German security on a rock-like foundation after the
harrowing German experiences since 1900. Hitler’s concern would have
been intensified had he known of the secret Anglo-Polish negotiations of
August 1938 to frustrate German aspirations at Danzig. He was greatly
concerned as it was. He harbored no animosity toward Poland, and this is
astonishing when one considers the bitter legacy of German-Polish
relations from the 1918-1934 period, or the attitudes of the Polish
leaders. He was prepared to pay a high price for Polish friendship, and,
indeed, to pay a much higher price to the Poles than to either Italy or
France. The renunciation of every piece of German territory lost to
Poland since 1918 would have been unthinkable to Gustav Stresemann and
the leaders of the Weimar Republic. Hitler was prepared to pay this
price, and he believed that the favorable moment for a settlement had
arrived after the close and unprecedented German-Polish cooperation in
the latest phase of the Czech crisis. Hitler was inclined to be
confident when he approached Poland with a comprehensive offer a few
weeks after the Munich conference. He was warned in vague terms by
Ambassador Moltke in Warsaw that a settlement would not be easy, but no
one outside of Poland could have known that his generous proposals would
actually be received with scorn. 16
Further Polish Aspirations in Czecho-Slovakia
The further development of the Czech situation was a minor theme
compared to the issue of a German-Polish settlement, but the Czech and
Polish issues remained closely linked for many months, and it is
impossible to consider one without the other. The hyphenated name
“Czecho-Slovakia” was adopted by law at Prague, shortly after the Munich
conference, as the official name to designate the Czech state. This was
part of a series of half-hearted Czech appeasement measures to the
Slovaks.17 It was evident immediately after Poland’s success in the
Teschen question that Polish leaders were eager to realize other
objectives in Czecho-Slovakia. These objectives were three in number,
and not easily compatible. The Poles hoped to see Slovakia emerge
immediately from Czech rule as [128] an independent state. The prospect
for this development was not good. The Slovakian nationalist movement
had been ruthlessly suppressed by the Czechs after President Thomas
Masaryk had betrayed the promises for Slovak autonomy contained in the
Pittsburgh agreement of 1918. It was obvious that time would be required
before the Slovak nationalist movement could successfully reassert
itself. 18
Josef Tiso and Karol Sidor, the two principal leaders of Slovak
nationalism in 1938, were unable to command a single-minded following.
Most Slovaks were opposed to the continuation of Czech rule, but they
were divided into three conflicting groups. An influential group favored
the return of Slovakia to Hungary, but the timidity of the Magyars was
so great that no effective support could be expected from Budapest.
Another group, of which Sidor was the principal spokesman, favored a
close association between Slovakia and Poland and even a Polish
protectorate. A third group, of which Tiso was the outstanding leader,
favored a completely independent Slovakia, but they were doubtful if
such a state could survive without strong protection from some
neighboring Power. When one includes the Hiasist movement, which was
pro-Czech, the Slovaks were divided into no less than four schools of
thought on the fundamental question of their future existence.19
Slovakia was a backward agrarian country with a mixed ethnic
population.20 It was too much to expect Slovakia to declare her
independence the moment Czech power was weakened. Polish disappointment
was inevitable when the Slovaks failed to respond as expected. The
Polish High Commissioner in Danzig, Marjan Chodacki, exclaimed to Jan
Szembek at the Polish Foreign Office on October 11, 1938, that Slovakia
and Ruthenia would become instruments of German eastward expansion
unless they were quickly separated from Czech rule.21 There was always
the possibility of direct Polish intervention if the Slovaks failed to
act for themselves, but the Polish military leaders expressed a negative
attitude toward this project. The idea of a Poland eventually extending
from the Danube River to the Dvina River was attractive to the military
men, but they claimed that a conflict with Germany was likely, and they
believed that a Polish protectorate in Slovakia would be bad strategy.
The Carpathian Mountains, in their estimation, formed the most important
natural frontier of Poland, and they argued that the Polish position
would become over-extended if Polish troops were sent to occupy the land
beyond the mountains.22
Many foreign observers were aware that a Slovakian crisis was likely in
the near future. Truman Smith, the American military attache in Berlin,
sent a valuable report to President Roosevelt on October 5,1938,
concerning the strategic situation in Europe after the Munich
conference. His report was accompanied by a prediction from Ambassador
Hugh Wilson suggesting that Hitler in the near future might support
Italy in some important question out of gratitude for Mussolini’s
mediation at Munich, because “the outstanding characteristic of Hitler
in standing by his friends is well known.” Smith explained to Roosevelt
that “Hitler’s hope and wish is to retain Italy’s friendship while
winning France and England’s.” He predicted that there would be trouble
in Slovakia, and that Italy, Poland, and Hungary would support Slovakian
independence aspirations. He said, “Hitler’s diplomatic position at the
moment is not an enviable one. He will require all of his diplomatic
skill to avoid the many pitfalls which today [129] confront him and hold
to Italy while winning England and France.” Smith declared that Germany
desired peace, but that there was certain to be much trouble in Europe
in the immediate future. He concluded his report with the ominous
warning: “Lastly, watch the fate of Slovakia.” He considered Slovakia to
be the most important issue in Europe, and more so than Spain, where the
Civil War was approaching its final phase.23
Polish Foreign Minister Beck was nettled by Hungarian timidity, and by
the reluctance of Polish military men to extend their commitments to the
South. Tiso wanted strong protection for an independent Slovakian state,
and Germany was the only alternative if Hungary and Poland refused to
accept this responsibility. Fulminations against the Czechs, and the
promise that Poland would adopt a friendly policy toward an independent
Slovakia, was all that Beck could offer the Slovaks for the moment. It
was evident that he was extremely worried by this situation.
The second Polish objective in Czecho-Slovakia complicated the problem
created by the first one. In the years before the first Polish partition
of 1772, Joseph II, Kaiser of the Holy Roman Empire and King of Hungary,
seized a region in the Carpathian mountains which had been in dispute
between Poland and Hungary since the Middle Ages. He took this step with
the reluctant consent of Maria Theresa, co-regent in the Habsburg
dominions of her son Joseph’s imperial domain. This region had been
awarded to the favored Czechs by the Allied and Associated Powers at
Paris in 1919. The circumstances of the allocation, for which the
principal Powers were solely responsible, and the unimportant economic
value of the region, made Polish reaction less intense than the passion
aroused by Teschen. Nevertheless the Polish leaders had never forgotten
their disappointment in failing to obtain the Zips-Orawy Carpathian
area. The region was on the ethnic frontier with Slovakia, and it would
have been prudent for them to play down Polish interest in Territorial
revision at Slovakian expense until the general situation of Slovakia
had been clarified. Unfortunately they could not countenance the thought
of losing their chance to acquire the disputed territory while general
conditions remained favorably fluid. The temptation to exploit Czech
weakness to achieve this second objective was too great. Polish
impulsiveness ended by wrecking Polish-Slovakian relations, and Poland’s
primary objective of securing a favorable solution of the Slovakian
question was sacrificed. 24
The third objective of Polish policy in Czecho-Slovakia after the
Teschen settlement was the elimination of Czech rule in Ruthenia. John
Reshetar, the principal American historian of Ruthenian extraction, has
pointed out that Ruthenia could be classified equally well as a Greater
Russian or Ukrainian community. The geographic proximity of Ruthenia to
the Ukraine presented the advocates of an independent or Soviet Ukraine
with a distinct advantage in Ruthenian counsels.25 It can be affirmed,
with this consideration in mind, that the Ukraine in 1938 was divided
among four partitioning Powers. The greatest number of Ukrainians were
Soviet subjects, and they were twice as numerous as the entire Polish
population of Poland. They inhabited the central and eastern Ukraine.
Poland came second to Russia with her rule established over the eight or
nine million Ukrainians of the Western Ukraine.26 Rumania was third with
her control over the Ukrainian section of the Bessarabian area between
the Prut [130] and Dniester Rivers north of the mouth of the Danube.
Finally, the Czechs ruled over approximately one million Ruthenians
south of the Carpathians, who were descended from the subjects of the
Kievan Russian state of the Middle Ages. Czech rule in Ruthenia had been
established at Paris in 1919, and it had always seemed fantastic to the
Poles. The Rumanians, on the other hand, welcomed it because it provided
direct Rumanian contact by land with the armament industry of Bohemia,
and it deprived Hungary of a common frontier with Poland.
Polish thought on the Ruthenian question was simplicity itself. Ruthenia
had belonged to Hungary for hundreds of years before 1919, and Ruthenia
should return to Hungary. Hungary had suffered mutilation at the Paris
peace conference in 1919, where they lost two-thirds of their population
and three-fourths of their territory. They were understandably reluctant
under these circumstances to take risks twenty years later. Poland was
annoyed because the Hungarian leaders would not take matters into their
own hands and march into Ruthenia. The Poles were no less determined
because of this to see the territory return to Hungary, and they
regarded a solution in this sense as absolutely essential.27
The Poles feared the emergence of an entirely independent Ruthenia. The
Communists might succeed in gaining control of the area. This would
enable them to exert pressure from both West and East on the restive and
discontented Polish-Ukrainian population. No student of Polish history
or literature forgot that the decline of Poland as a great Power in the
early modern period began with a gigantic revolt in 1648 of the
Ukrainians under Polish rule. This revolt had been successfully
exploited by Russia.28
The Poles also feared that Hitler might return to the 1918 German policy
in support of Ukrainian separatism. This program had been belatedly
adopted by the Germans at the 1918 Brest-Litovsk conference, because of
Trotsky’s intransigence in refusing to conclude a peace settlement
between Russia and Germany in World War I. The object now as then might
be to strike a crippling blow at the Soviet Union. The treaty of
Brest-Litovsk had been a favorite theme of Hitler’s oratory in the early
days of his political career. Hitler had defended the Brest Litovsk
treaty, because Germany had made no territorial annexations, but had
extended self-determination to millions of Europeans, and had sought to
protect them from the terrors of Bolshevik rule. Hitler considered
Brest-Litovsk to have been a peace of justice when compared to
Versailles, and he used a number of effective arguments to support this
view. It seemed logical to the Polish leaders that Hitler might seek to
follow this policy and attempt to push back the Bolshevik tide by
liberating the Ukrainians. It was known that many Ukrainian refugees
were allowed to conduct their propaganda activities from points within
Germany. It was believed that Hitler could secure greater access for
Germany to the valuable resources of Eastern Europe if he freed the
Ukraine.29
A more effective Polish policy in Slovakia would have been useful in
settling the Ruthenian question in a sense favorable to Poland. It would
be impossible to maintain Czech rule in Ruthenia once Slovakia was
independent. Polish thinking was so dominated by the idea of a war with
Germany, and by strategic considerations for such a war, that an
excellent opportunity to implement Pilsudski’s policy of federation with
neighboring nations was thrown away in Slovakia. The Poles and Slovaks
were closely related in culture, temperament, and customs, [131] and at
this point a close association between the two countries was feasible as
never before. The Poles did not stop to consider that concessions at
Danzig, or in the superhighway question, would be a small price to pay
for German support in acquiring Slovakia. The greatest foreign policy
successes of Poland since the Riga treaty in 1921 consisted solely of
the opening of the Polish-Lithuanian frontier after the Austro-German
Anschluss, and of the acquisition of Teschen territory after the German
success at Munich. Poland decided to proceed in the same manner by
nibbling at the Carpathian mountains rather than by achieving a great
success in establishing a Polish-Slovakian union. The policy of union
had a much greater chance of success in Slovakia than in a non-Slavic
country like Lithuania. The removal of Polish prejudice toward Germany
at this point would have made the experiment feasible.
German Ambassador Moltke complained from Warsaw on October 6, 1938, that
the Polish press did not hint that success at Teschen had been attained
because Germany had cleared the path. The German diplomat had been wrong
in his predictions about Polish policy throughout the Czech crisis, and
a number of his remarks on October 6th about recent events betrayed
considerable confusion. He was still insisting that the Poles were
trying to collaborate with the Czechs against Germany when the news
arrived that there would be a conference at Munich. This analysis
undoubtedly increased his indignation when he reported that the
officially inspired Polish press claimed unanimously that German success
in the Sudeten question was possible because of Polish aid. The Polish
press claimed that Germany would have failed had not Polish neutrality
prevented Soviet Russian intervention. The wisdom of this propaganda
line from the official Polish standpoint was questionable, since a
recitation of alleged Polish aid to Germany was not calculated to
appease anti-German public opinion in Poland.30
Moltke believed that the Munich conference had diminished the prestige
of France in Poland, but he did not think that Poland would drop the
French alliance merely to strengthen her relations with Germany. Moltke
was wrong in assuming that Hitler intended to ask the Poles to drop
their French alliance. He was right when he reminded the German Foreign
Office that Polish policy in Ruthenia was directed primarily against ihe
Soviet Union, but that “fears of German expansion also play a part.” The
principal theme in Moltke’s report was that German-Polish cooperation in
the Czech crisis did not guarantee the termination of a Polish policy
hostile toward Germany.31
Continued Czech Hostility toward Poland and Germany
The Czech leaders knew that the chance5 for the continued existence of
their state were not good, and they denounced :he Polish leaders for
seeking the total disruption of Czecho-Slovakia. Czech Foreign Minister
Krofta informed the British on October 3, 1938, that even’s were
proceeding smoothly in the Sudeten area where the Czechs were bu;ily
withdrawing, but he complained vehemently about the Poles. British
Minister Newton reported that Krofta “displayed anxiety over the
intrigues and propaganda which had been conducted by Poles in Slovakia.”
Krofta confided that Czech weakness might be exploited [132] “to spread
suggestions that Slovakia would be better off if associated with
Poland.” Krofta would not have entertained such fears had he not
realized how deeply the Czechs were hated in Slovakia, and how much the
Slovak people preferred almost any association to one with the Czechs.
Krofta added that he “chiefly desired” French and British help against
the Poles, but he also hoped that “Hitler would perhaps help in
resisting such Polish ambitions.”32
Hitler was irritated with the Czechs at this point, and scarcely in a
mood to challenge Polish propaganda in Slovakia. There was vigorous
disagreement between the Germans and Czechs on the delimitation of the
non-plebiscite Sudeten regions to be assigned to Germany. The Munich
agreement had provided that some areas were to be surrendered to Germany
within ten days, and that other areas were to be occupied by an
international police force pending a plebiscite. British Ambassador
Nevile Henderson took an active interest in the regulation of the
dispute. He was a sincere advocate of appeasement, and in this respect
he was much closer to Bonnet, with whom he established close contact,
than to Chamberlain and Halifax in London. He was considered the most
promising of the younger British diplomats when he was sent to Berlin in
1937, but his devotion to those principles, which were professed without
conviction by his masters in London, soon made his position in the
British diplomatic service an isolated and unenviable one.33
Henderson believed that the Czechs were conducting a policy of hopeless
obstruction when they made difficulties about the procedure which had
been accepted by the Powers at Munich. It had been decided that the 1918
population figures would be used to delimit the non-plebiscite areas,
and the 1910 Habsburg census was the last one taken before 1918. The
Czechs suggested that their own (doctored) census returns from 1921 or
even 1930 should serve as the criterion. At Munich it had been decided
that areas assigned to Germany without plebiscite would be those which
contained more than 50% German population. The Czechs insisted that 75%
rather than 51% should be considered more than 50%. Hitler replied by
threatening to send the German Army down to the Bad Godesberg line if
the Czechs did not abide by the terms of the published British documents
on Munich. At Bad Godesberg Hitler had demanded the immediate occupation
of a much greater area than had been granted to Germany at Munich. 34
Halifax favored a last minute game to modify the Munich agreement in
favor of the Czechs, but he was opposed by the French and Italians, who
insisted on the need “to respect the spirit of this Protocol.”35 Halifax
consoled himself with the thought that something could be done for the
Czechs in the plebiscite zone, but President Benes decided that the last
attempt to accomplish anything by opposing Germany had failed. He
resigned in disgust on October 5, 1938. A Provisional Government was
formed by General Jan Syrovy, a Czech national hero who had helped to
secure the withdrawal of former Czech prisoners-of-war from Russia in
1918.36 The Milan Hodza Cabinet had been forced out by a demonstration
directed by Klement Gottwald, the Communist Party leader, on September
22nd.37 Syrovy had succeeded Hodza as Premier and he became interim
chief-of-state after the resignation of Benes and pending the election
of a new President. Frantisek Chvalkovsky from the dominant Agrarian
Party succeeded Krofta as Foreign Minister after the latter resigned
from the Syrovy [133] Cabinet on October 5th. 38 Chvalkovsky had
represented Czechoslovakia in both Rome and Berlin. He was a loyal Czech
patriot but he did not share the fanatical hatred of his predecessor
toward Fascism and National Socialism. It was too early to predict the
ultimate policy of the new regime but the resignation of Benes produced
an immediate relaxation of tension.39
The Czechs were seeking to stir up Great Britain against Poland, but Sir
Howard Kennard in Warsaw was doing everything possible to restore Poland
to favor in London. He argued that Polish resentment toward the Czechs
was justified because of the Czech occupation of Teschen in 1919, which
he described as “a short-sighted seizure, to use no stronger terms.” He
claimed that his own earlier evaluation of Poland’s attitude toward a
war of the Czechs, French, and British against the Germans had been
incorrect. A new “appraisal” had convinced him that Poland would never
have fought on the German side against the Western Powers. He insisted
that Poland would have remained neutral a short time before entering the
war on the side of the Allies “under the pressure of Polish public
opinion.” He claimed that President Roosevelt had taken a mysterious
secret step during the Czech crisis, through American Ambassador Biddle,
to modify the Polish attitude. This step had been overtaken by events,
but Biddle had been favorably impressed with the Polish attitude.
Kennard assured Halifax that he did not wish to appear naive by
accepting either Polish or American claims, but he was convinced on his
own account that there had been no German-Polish agreement on joint
policy during the crisis. Kennard presented a series of additional
reports to explain why Poland was seeking to exploit Czech weakness to
secure a common frontier with Hungary. He declared that it was a
principal feature of Polish policy to do this, and he regarded it as his
most important task to explain and to justify this new policy to the
British Foreign Office.40
The mysterious American step referred to by Kennard was little more than
the information that President Roosevelt would not like to see Poland on
the “wrong side” in a European war. Polish Foreign Minister Beck knew
that Ambassador Biddle was friendly toward Poland and he had freely
discussed the situation with him during the Czech crisis. Beck told
Biddle on September 29, 1938, that Poland was extremely disappointed not
to have been invited to the Munich conference.41
Kennard’s efforts to elevate Poland and to deflate the Czechs in London
were reinforced by the change in the Czech Government, which further
dampened enthusiasm for Czechoslovakia among the Western Powers.
Henderson predicted to Halifax on October 6, 1938, that “Czechoslovakia
may be found within the German political and economic orbit much sooner
than is generally expected.”42 The idea of sending Western troops into
Bohemia to supervise the plebiscite and to secure everything possible
for the Czechs began to lose its appeal. Roger Makins, a British Foreign
Office expert on the Berlin International Commission to delimit the
Czech frontier, announced on October 6th that he had joined with his
Italian colleagues in opposing any plebiscite. He argued that the Czechs
would gain nothing from a referendum.43
The Czechs themselves soon concluded that a popular vote would not
advance their cause and that it might reveal some startling weaknesses.
The Czech delegate to the International Commission informed the Germans
on October 7th that his Government would prefer to forget the
plebiscite. The [134] Germans were entitled to a plebiscite under the
Munich terms and they reserved their decision for some time. Henderson
confided to Halifax on October 11th that there was a strong swing toward
Germany in Bohemia-Moravia, and that the Czechs might lose the Moravian
capital of Bruenn (Brno) if a plebiscite was held. This possibility
alarmed the Czechs because the loss of Bruenn would virtually cut them
off from Slovakia. Kennard explained to Halifax that Poland favored the
expulsion of the Czechs from Slovakia.44
The suspense was ended on October 13, 1938, when Hitler agreed to stop
with the zone occupied by his troops on October 10th, and to abandon the
plebiscite with the understanding that he was reserving minor additional
German claims. The discussion of the plebiscite began with the
suggestion of Halifax that it could be used as an instrument against the
Germans. It ended with a sigh of relief in London when the Germans
agreed to abandon the idea.
The Hungarians and Czechs began to negotiate on the settlement of Hungarian ethnic claims in Slovakia while the question of the German
plebiscite was being regulated. Hungary was the least aggressive of
Czecho-Slovakia’s three enemies in the recent crisis, and it was no
coincidence that she had obtained nothing from the Czechs. Beck feared
that Hungary would conduct her negotiations without energy and settle
for much less than Poland desired her to obtain.45 Beck expressed the
wish to discuss the matter with a special Hungarian envoy and Budapest
responded by sending Count Istvan Csaky, the new Hungarian Foreign
Minister, on a special mission to Warsaw. Csaky arrived on October 7th
to receive advice from Beck. Moltke informed Ribbentrop on October 8th
that Hungarian alarm about Rumania was causing trouble for Beck. The
Poles wanted Hungary to demand the entire province of Ruthenia, but
Csaky was afraid that Rumania would attack Hungary if this was done. The
Polish press had launched a vigorous campaign in favor of the annexation
of Ruthenia by Hungary. Moltke noted that the Italian diplomats in
Warsaw were jealous of Beck’s exclusive policy in sponsoring Hungary,
because Italy, although somewhat unrealistically, still considered
Hungary an Italian sphere of influence. The Italians claimed that Poland
was seeking to erect an independent bloc between the Axis Powers and the
Soviet Union, and they were correct in this estimate. It was not clear
to Moltke whether or not Beck was urging Hungary to seize Slovakia, but
this was unlikely because the Hungarians were timid even about Ruthenia.
The emphasis of the Polish press was entirely on an independent
Slovakia.46
Polish Claims at Oderberg Protected by Hitler
Hitler had difficulty at this time in preventing a major German-Polish
crisis because of the brutal treatment of Germans by the Polish
occupation authorities in the Teschen district. Most of the German
leaders believed that the Poles had claimed too much German ethnic
territory in the vicinity of Teschen. Marshal Göring had advised State
Secretary Weizsäcker that the territory beyond Teschen, along the
southeastern German Silesian frontier, should not go to Poland unless
Poland agreed to support the return of Danzig to Germany. He favored
acquiring the territory for Germany or retaining it for Czecho-Slovakia,
[135] if the Poles refused.47 The German Foreign Office experts were
inclined to agree with Göring and it was decided to make an effort to
keep the Poles out of the industrial center of Witkowitz, and out of
poverty-stricken little Oderberg near the source of the Oder River.
Göring was closely interrogated by Weizsäcker concerning all of his
recent conversations with Polish representatives.48
Polish Ambassador Lipski was angry when he discovered the attitude of
the German Foreign Office in the Oderberg question. He insisted to Ernst
Woermann, the head of the Political Division in the German Foreign
Office, that both Hitler and Göring had promised this strategic town to
Poland. Woermann, who was familiar with Göring’s attitude, refused to
believe this and he reminded Lipski that Oderberg was preponderantly
German. Lipski refused to be impressed. He warned Woermann that an
official report on this conversation would complicate German-Polish
relations, and he added that he would write Beck a private letter about
it. Copies of official reports went to President Moscickl, and through
him to other Polish leaders. The implication was clear. Poland was
determined to make a stand on the Oderberg issue.49
The Lipski-Woermann conversation took place on October 4th. Hitler
intervened the following day to demolish the recalcitrant position which
had been adopted by Göring and the German Foreign Office. He insisted
that he “had no interest in Oderberg whatever,” and he added that he
“was not going to haggle with the Poles about every single city, but
would be generous toward those who were modest in their demands.” After
this rebuke the German Foreign Office had no choice but to retreat.50
This was merely the beginning of the problem, because the Poles began to
wage a virtual undeclared war against the German inhabitants of the
Teschen region. The resentment of the Germans across the border in the
Reich was intense and news of the daily incidents began to appear in the
German provincial press. Hitler moved swiftly to impose restraint while
there was still time. He took strong measures to suppress publicity of
the Teschen incidents, and he declared in a special directive that it
was his policy “to release nothing unfavorable to Poland; this also
applies to incidents involving the German minority.”51
The German Foreign Office was alarmed anew when Polish propaganda maps
began to appear with claims to Morava-Ostrava, the key North Moravian
industrial city and railway center. Weizsäcker told Lipski on October
12th that Germany had given Poland a free hand at Oderberg, but that
Morava. Ostrava was different. He added with sarcasm that he would
support a Polish bid for a plebiscite at Morava-Ostrava, provided, of
course, that the plebiscite was conducted under international control.
Weizsäcker and Lipski knew that Poland could never win such a
plebiscite, and the Polish Ambassador did not appreciate this unpleasant
joke. He replied with dignity that Poland did not intend to take
Morava-Ostrava from the Czechs. Weizsäcker did not believe him and
rumors about new Polish demands in Moravia continued to circulate.
Hitler decided to adopt an attitude of watchful waiting in the
Morava-Ostrava question.52 [136]
The Failure of Czech-Hungarian Negotiations
A number of unfavorable new developments began to cloud the
international scene while Hitler was coping with the aftermath of Polish
claims in the Teschen area. The bilateral negotiations between Hungary
and Czecho-Slovakia were disrupted on October 13, 1938, and it was
evident that the two parties could not reach an agreement. This threw
the question back to the Four Munich Powers. Hitler had delivered a
speech at Saarbruecken on October 9, 1938, where he had gone to dedicate
a new theatre. He took strong exception in this speech to the fact that
prominent British Tories were heaping abuse on him in public speeches in
and out of Parliament without receiving reprimands from the Conservative
Party leaders. This seemed to Hitler a poor spirit in which to observe
the Anglo-German declaration of friendship which had been signed a few
days previously. Hitler’s sole intention in making this speech was to
remind the British leaders that international friendship had its price,
but he was showered with terms of abuse from the British press for an
alleged intervention in British domestic affairs. Anglo-German relations
at this point had already become catastrophic rather than friendly.53
The whole world knew that Great Britain was seeking a vast acceleration
of her current armament campaign. The German press explained that it did
not object to the British armament campaign. This was a British domestic
affair. It did not object to the expansion of the British expeditionary
force, because Great Britain was the ally of France, and it was her
privilege to decide the extent of her obligations to that country.
Unfortunately this was not the end of the matter, and the German press
explained that “what is inexcusable is the fact that members of Mr.
Chamberlain’s Government should be making propaganda for rearmament once
more on the ground of the German danger.” Conditions were not favorable
for a friendly meeting of the Munich Powers to settle the delicate
problem of Hungarian claims against the Czechs.54
Italian Foreign Minister Ciano attempted to overcome the difficulty by
ignoring the tension and by blandly proposing that the foreign ministers
of the Munich Powers meet in Venice or Brioni without delay to settle
the Hungarian Czecho-Slovak problem. The Hungarians realized that the
time was not propitious for this plan; they requested a renewal of
bilateral negotiations with the Czechs, and the Czechs accepted.55 There
was no prospect of success, but a breathing spell was gained during
which new methods of procedure could be explored.56
The Czech leaders presented the chief obstacle to the settlement of a
question which did not directly concern the Czech people. It was the
ethnic claims of Hungarians and of Slovaks, but not of Czechs, which
were at stake. The situation in Slovakia was still confused. The
pro-Czech Hlasist movement in Slovakia was virtually eliminated, and
every political party had to stand at least for autonomy, if not for
eventual independence, because of prevailing public opinion. A local
Slovak Government had been formed on October 8, 1938, but it was soon
evident that the divided Slovak parties were no match for the Czechs,
who sought to circumscribe Slovak autonomy in every possible way. A
consolidation movement was launched, and eventually the four principal
Slovak parties joined into one Slovak Hlinka-Peoples’ Party, the Party
of Slovakian National Unity, but this was not achieved until November
11, 1938. The question of the [137] Slovak-Hungarian frontier had
virtually been settled by that time without Slovakian participation. The
formal constitutional amendment in Prague, which was known as the Slovak
autonomy law, was not in effect until November 22, 1938. Its provisions
were highly objectionable to all Slovak leaders, although the preamble
contained belated recognition of the Pittsburgh agreement of 1918.
Ferdinand Durcansky was the principal Slovak leader who attempted to
make autonomy workable, but his complaints received little recognition
in Prague. Adalbert Tuka, the veteran Slovak independence leader who had
spent many years in Czech jails, warned Durcansky that lasting
collaboration between Slovakia and Prague was impossible. Events in
Slovakia were moving slowly, but the direction of public opinion was
unmistakably toward independence, and the Czechs knew that they would
receive the blame for the surrender of Slovak territory. The
stubbornness of the Czechs and the indecision of the Hungarians were
primarily responsible for the hopeless deadlock in bilateral
negotiations.57
The Poles were not unhappy about the delay because they hoped that time
would permit them to strengthen Hungarian demands. They concentrated
primarily on Ruthenia, and on October 15, 1938, Jan Szembek accused
Moltke in Warsaw of failing to admit that Germany was behind Ukrainian
groups who hoped to use Ruthenia as the nucleus for an independent
Ukrainian state. Lipski had returned from Berlin a few days earlier to
report, and Beck and Szembek had decided that it was necessary to employ
more energy with the Germans in seeking to settle the Ruthenian
question.58
Moltke was upset by the accusation of Szembek concerning the Ukrainians.
He feared that Szembek was right and that Hitler was flirting with the
idea of playing the Ukrainian card. He complained to the German Foreign
Office that the Poles were extremely sensitive about the Ukrainian
question, and added, “I should therefore be grateful if I could be
authorized to give Count Szembek a reassuring reply as soon as
possible.” The effect in Berlin was to convince Hitler that Ruthenia
could be useful in obtaining concessions from Poland. He believed that
Germany was prepared to offer Poland more than she asked from her, but
every additional favor which he could offer Poland would be extra
insurance for the success of his plan to reach a lasting agreement.59
There was considerable talk in Berlin about Hitler’s projected offer to
Poland, and President Greiser of the Danzig Senate was bewildered to
encounter these rumors when he came to the German capital in
mid-October. He feared that Hitler intended to shelve the Danzig
question for an indefinite period and this impression had been
reinforced by Hitler’s Sportpalast speech of September 26, 1938. He
visited the German Foreign Office to discover what was happening, but he
encountered in State Secretary Weizsäcker a sphinx-like and impenetrable
attitude. The Suabian diplomat confined himself to the comment that
“Danzig’s interests …..should ….. be upheld with calm objectivity.”
Greiser heartily agreed, but this platitude did not satisfy his
curiosity.60
When Greiser visited Berlin, the German Foreign Office was concerned
with a request from Czech Foreign Minister Chvalkovsky for the guarantee
of the new Czech frontiers which had been promised at Munich. The German
diplomats were astonished that Chvalkovsky would request this guarantee
before any of the Hungarian claims were settled, or before the Polish
claims were settled in their entirety. They concluded that the Czech
state was more wobbly, and more [138] desperately in need of help, than
they had supposed. Chvalkovsky thought the matter over and he told
German Minister Hencke in Prague on October 17th that his request for a
guarantee had been premature.61
Germany’s Intentions Probed by Halifax
British Ambassador Kennard in Warsaw speculated that Rumania would be an
effective obstacle in postponing the realization of Polish aspirations
in Slovakia and Ruthenia. He urged Halifax to adopt an indulgent view
toward these Polish aspirations, and he proclaimed the alleged
importance of a special “mission” to promote British influence in
Eastern Europe “if European culture in the countries east and southeast
of Germany is to be saved from the grip of totalitarianism. Kennard
admitted that Poland was also a dictatorship, but he was favorably
impressed by the Polish regime. He stressed Polish Catholicism and
Polish individualism as virtuous influences which tempered the
authoritarianism of the Polish state. He mentioned that Poland had
recently accepted a loan from Germany, but he asserted: “It is
improbable that Poland will willingly submit to complete German
domination.”
Kennard was not aware of the full content of the Hela peninsula and
London talks on Danzig which had preceded the Munich conference. It
still seemed to him “only a question of time before Danzig becomes
wholly German.” it had not occurred to Kennard any more than to Hitler
that Poland might raise insurmountable obstacles to the peaceful
acquisition of Danzig by Germany. Kennard predicted that Beck would
accept the reunion of Danzig with Germany if Hitler placed the
proposition on an attractive quid pro quo basis. He had discussed the
matter with Beck who denied that “at present” a “deal” was in progress.
Kennard employed a patronizing tone toward Beck in his reports to
Halifax. He was aware “of the less statesmanlike aspects of his
character, including his personal ambition and vanity.” It seemed that
“as Polish history shows, there is always grave danger ahead if Polish
statesmen cast their country for the role of a Great Power, when she has
neither the political unity nor the military or economic strength
necessary for such a part.” This was a true statement, and it is
unfortunate that he did not advise Beck in this sense with greater
consistency. In reality, Kennard was thinking merely of Polish conduct
during the recent Teschen crisis and of its adverse effect on official
British opinion.62
Halifax was impressed by Kennard’s comments on Polish aspirations in
Slovakia and Ruthenia, and he concluded that the time had come to sound
out the German attitude. He confided his assumption to Henderson, on
October 15th, that German policy toward Slovakia and Ruthenia was “still
in flux,” but it seemed that “Germany is bound to have the deciding
voice in the future of these territories.” He mentioned that reports
were reaching London of a deal in which Poland would seize Slovakia and
Hungary would reoccupy Ruthenia. He requested Henderson to discover what
the Germans knew about Polish aspirations in Slovalcia and about the
impasse in Czech-Magyar negotiations.63
Henderson responded by requesting Weizsäcker to explain Germany’s
position in relation to these two problems. ‘Weizsäcker replied that
current German policy toward Czecho-Slovakia was based on the
application of [139] self-determination. The Germans were assuming that
future claims in Ruthenia or Slovakia would be made on that basis.
Henderson received the impression that Germany was inclined to protect
the Czechs against extreme Hungarian or Polish claims. After considering
this idea further, he reported to Halifax that “if Germany feels that
she can count upon the Czechs to adapt their foreign and economic policy
to hers she would prefer to see Slovakia at any rate remain a component
part of Czechoslovakia.” This tentative formulation of the current
German attitude was a remarkably shrewd guess.64
Hitler knew that the position of Czecho-Slovakia was extremely
precarious after Munich, because Czech prestige had been reduced, and
the Slovakian and Ruthenian minorities were extremely antagonistic
toward the continuation of Czech rule. The new Czech leaders seemed to
be inclined toward an effort to appease these minorities, but it was
difficult to predict what the outcome would be because the Czech record
in the field of appeasement was poor. The secret directive of Hitler to
the German armed forces on October 21, 1938, indicates that he
contemplated the possible collapse of the Czech state in the near
future. The military leaders were instructed to be prepared to defend
Germany from surprise attacks on the frontiers and from the air. The
German forces were ordered to be prepared to occupy Memel, and there had
been considerable concern, since the Polish-Lithuanian crisis of March
1938, about the fate of this former German city which had been seized by
Lithuania. Lastly, the German armed forces were ordered to be prepared
to occupy the region of Czecho-Slovakia. Hitler explained in a later
directive of December 17, 1938, that a German move in the Czech area
would not mean that there would be a major crisis, and he added that
such a move would not require the mobilization of the German armed
forces.65
Henderson had discussed the plan for a Four Power conference on the
Czech Magyar dispute with Weizsaecker. He had not indicated the British
attitude, and he had no instructions from Halifax on this subject.
Weizsäcker noted that it would be unwise to call a Four Power conference
as long as the Czechs and Magyars were willing to negotiate. The
question of a guarantee to the Czech state was not discussed.66 The
Czech leaders claimed to British Minister Newton in Prague, on the
following day, that Hitler had told Chvalkovsky of German readiness to
join the other Powers in guaranteeing the Czech state as soon as the
Czech disputes with Poland and Hungary were settled. The Czechs were
using every means to arouse British interest in the guarantee question.
Events were to show that these efforts were fruitless and that Halifax
was not interested in guaranteeing Czecho-Slovakia.67
Halifax was not satisfied with Weizsaecker’s comment about the Czech
Magyar dispute. He instructed Henderson to discuss the matter again with
the German State Secretary. Weizsäcker admitted in a second conversation
that a Czech-Magyar settlement was unlikely unless the Four Munich
Powers intervened. Henderson and Weizsäcker discussed the situation on
the assumption that intervention would take place, and it was clear that
Weizsäcker considered this to be the sole solution of bilateral
negotiations failed.
It did not occur to Henderson that Halifax would object to the Four
Power intervention plan arranged at Munich. He analyzed the problem for
Halifax on the assumption that the British would participate in such a
conference. He noted [140] that the present Hungarian Prime Minister was
“not specially friendly to Germany” and that it would be foolish for
Great Britain to take a pro-Czech and anti-Hungarian stand. It seemed to
him that the British should incline toward the Hungarians since Prague
was moving into the German orbit.68 Sir Basil Newton in Prague adopted a
similar attitude. He observed that the Czech leaders were not disturbed
by the fact that new hostility or intrigues within the country against
Germany might mean the end of the current unstable regime. On the
contrary, they asserted that they would be relieved to have a more
definite solution of their problems, which would enable them to know
just where they stood.69
Beck’s Failure to Enlist Rumania Against Czecho-Slovakia
Poland had not attempted to maintain the close contact with Germany
which had served her during the Teschen crisis. Beck realized that the
policy of Germany might be decisive in the Ruthenian question, but his
first reaction had merely been to warn the Germans not to encourage
Ukrainian nationalist ambitions. He decided to revert to a more positive
approach toward Germany, and he sent corresponding instructions to
Lipski. The Polish diplomat called on State Secretary Weizsäcker on
October 18, 1938, to discuss the Czech situation. Weizsäcker noted that
the principal object of the visit was the announcement that Beck wished
to “remain in friendly consultation with us in regard to the
Hungarian-Slovak question.” Weizsäcker confided to Lipski that Germany
was exerting pressure on the Czechs and Hungarians to settle their
differences, but that these efforts were producing no results. He
attempted to sound out Lipski’s attitude toward the possibility of Four
Power intervention, and he received the impression that the Poles would
like to participate in a settlement of the Slovakian and Ruthenian
questions. Weizsäcker reported to Ribbentrop that concessions to Poland
in settling these questions might be useful in attaining a comprehensive
Polish-German understanding. Lipski had claimed that the Poles were
“handling the Czechs with kid gloves” when Weizsäcker inquired about
rumors of new Polish demands on the Czechs.70
The situation was ripe for comprehensive Polish proposals to the Germans
about the settlement of these questions. Beck was reluctant to take this
step, and he hoped that it would be possible to secure Polish interests
in some other way. Csaky had claimed that the Rumanian attitude was an
important factor in inhibiting Hungarian policy toward Ruthenia. Rumania
was the ally of Poland and Beck hoped that a personal effort would
enable him to influence policy. Beck left Warsaw for Galatz and a
conference with King Carol of Rumania on October 18, 1938. He explained
to his principal subordinates at the Polish Foreign Office before his
departure that he hoped to persuade the Rumanian royal dictator to
accept the elimination of Czech rule in Ruthenia.71 There were fourteen
thousand Rumanians in Ruthenia, and Beck hoped to tempt King Carol by
offering him a share of the territory.72 Count Lubienski was sent to
Budapest on the same day to discuss this move with the Hungarians. Beck
intended to tell King Carol frankly that he was working for the total
dissolution of Czecho-Slovakia. He hoped to convince him that Slovak
[141] independence was inevitable, and that the disruption of Czech rule
in Slovakia would destroy the King’s direct line of communication
through Czech territory to the Skoda works in any case. Beck hoped to
bring about a rapprochement between Hungary and Rumania by persuading
them to cooperate in a common cause. He told his subordinates that he
hoped to acquire a position of strength from which he would request
German neutrality toward Hungarian direct action, which would forestall
the intervention of the Four Munich Powers. He was willing to tell the
Germans that his plan was not prompted by anti-German considerations.73
After the departure of Beck the Polish Foreign Office admitted to
foreign diplomats that the aim of his mission was to settle the
Ruthenian question. It was explained that a common frontier with Hungary
had become a “vital” Polish interest. Moltke reported on October 19th
that the Poles were publicly referring to Ruthenia as a Ukrainian
“Piedmont,” which jeopardized Poland’s control over the millions of
Ukrainians under her rule. Moltke pointed out that emphasis on
self-determination during the Czech crisis had stirred passions in
Eastern Poland and had led to bloody rioting in Lwow for the first time
since 1931. The German diplomat added that the Poles feared the spread
of German influence, and that “the quick reversal of Czech policy in the
direction of alignment with Germany has caused surprise here and made a
strong impression.”
Moltke noted that Polish leaders were disappointed in the Slovak failure
to declare independence immediately after Munich. He predicted correctly
that Beck’s mission to Rumania, which had been accompanied with much
fanfare, would end in total failure. He knew that Beck intended to offer
territory to Rumania, but he did not believe that the Rumanians would
join in the partition of an ally from the Little Entente.
The German Ambassador did not enjoy the prospect of Beck’s failure with
the Rumanians. He believed that the atmosphere would be improved if Beck
succeeded in his Ruthenian policy. He warned that much of the Polish
press was arguing that Germany would use her influence to oppose the
establishment of a common Polish-Hungarian frontier. He concluded that
if Polish policy failed “Germany will undoubtedly be held chiefly
responsible.”74
Beck’s principal conversations during his Rumanian visit took place on
the royal Hohenzollern yacht anchored in the Danube at the point where
the Prut River flowed into the Danube from the North out of Poland. He
had to face a barrage of criticism from Rumanian Foreign Minister
Petrescu-Comnen whenever he thought he was making some progress in his
effort to influence King Carol. The Rumanian diplomat displayed
versatility in undermining Beck’s plan to gain King Carol’s support.
Petrescu-Comnen solemnly accused Beck of seeking to involve Rumania in a
war of aggression against the Czechs. He noted with satisfaction that
the attitude of King Carol was serious and severe, and that Beck
displayed a nervous tic. He taunted Beck with the claim that the Four
Munich Powers, including Germany, had agreed to settle the Ruthenian
question on the basis of self-determination. Petrescu-Comnen was
especially hostile toward Hungary. He asked Beck with irony if the
Hungarians would win the entire Ruthenian area by plebiscite, except for
the few districts to be transferred to Poland and Rumania.
Petrescu-Comnen reminded King Carol that Rumania had taken the trouble
to fortify her existing 400 kilometer frontier with Hungary; [142] it
was not in her interest to see this frontier extended. King Carol was
persuaded by his Foreign Minister that Beck’s plan to solve the
Ruthenian question was reckless and contrary to Rumania’s true
interest.75
Beck challenged his adversary in vain to produce evidence of the prior
decision of the Four Munich Powers. He explained that Rumania would be
taking nothing from the Czechs, because the territory he was seeking to
throw her way would otherwise go to Hungary. He insisted that two
previous Czech capitulations proved that Czech resistance to his plan
was out of the question. He did not take his ultimate rebuff from King
Carol graciously, and he was full of scorn and contempt for
Petrescu-Comnen, whom he described as “a perfect imbecile “ .76
Beck was especially irked because the Rumanians, in contrast to Poland,
never challenged the arbitrary authority of the principal European
Powers. He simply would have spat at the Rumanians and proceeded with
his plan had it merely been a question of Polish action. The difficulty
was that his plan called for Hungary, and not Poland, to occupy
Ruthenia. Beck knew that the Hungarians would never budge without
Rumanian consent, unless they had the support of one or more of the
principal Powers.
Beck was convinced that the opposition of Rumania to his Ruthenian plan
would carry with it the opposition of France. He concluded with
reluctance that his sole chance of success was to appeal once again to
Germany. The Czechs had the same idea, and they appealed to Germany for
support against further Polish demands while Beck was in Rumania. Hitler
replied through the German legation in Prague that it was not possible
to comply with Czech requests to restrain Poland. The German diplomats
in Prague were also told to avoid discussions about Poland with the
Czechs.77
Beck’s Request for German Support to Hungary
Moltke reported to Ribbentrop on October 22, 1938, that Beck was greatly
disturbed after his trip to Rumania. It was bad enough that Rumania had
refused to cooperate, and it was worse when she declared her intention
to oppose Polish plans. Beck was telling anyone who cared to listen that
he would use force if necessary to destroy Czech rule in Ruthenia, and
to achieve a common frontier with Hungary. Beck also decided to present
his demands for Slovakian territory at this time.78
The Polish press had been speculating for many days about forthcoming
Polish demands in Slovakia, and the Slovakian press commenced to reply
to the Poles with increasing hostility while Beck was in Rumania. The
Slovaks refused to concede that Polish territorial demands were
justifiable, and Slovak nationalists opposed concessions to Poland.
Karol Sidor visited Warsaw while Beck was in Rumania. Jan Szembek had
assured Sidor on October 19, 1938, that Poland had complete sympathy for
Slovakian independence aspirations. Sidor frankly stated that he was
seeking an independent Slovakia with such close military, political, and
cultural ties with Poland that it would actually be “a sort of political
and military Polish protectorate.”79
Szembek was compelled to reply in the negative when Sidor asked if
Poland [143] would send troops to Slovakia and abandon her territorial
demands in exchange for a close Polish-Slovakian alignment. Sidor
continued his conversations with Szembek the following day, and it seemed
at first that the Polish refusal to accept his original proposals had
not shaken his confidence in Poland. Nevertheless, within forty-eight
hours of his return to Bratislava, Sidor had changed his mind
completely, and he announced publicly that his attempt to arrive at an
understanding with Poland had failed. This was too much for Beck, who
decided to press Polish claims against the Slovaks as soon as possible
and to increase them for good measure.80
Beck ,moved rapidly to improve contact with Germany. Lipski called at
the German Foreign Office on October 22, 1938, to present to the Germans
a detailed list of Slovakian districts which Beck thought should be
allocated to Hungary. Lipski added that Beck wished Germany to help
Poland to secure the entire province of Ruthenia for Hungary. He
requested that Germany keep Poland completely informed of her plans in
the Hungarian frontier question. Lipski gave the Germans no indication
of the territories Poland intended to take from Slovakia, because Beck
did not feel that this matter was of direct concern to Germany.
Lipski confided that the Rumanian Foreign Minister had attempted to play
Poland off against Germany during Beck’s recent visit. Lipski mentioned
the Rumanian assertion that Germany intended to apply self-determination
to Hungarian claims, and he proceeded to contradict this without waiting
for any comment from the Germans. He asserted that the Polish Government
knew that Germany had no intention of partly smothering Hungarian claims
under the cloak of self-determination.
The Germans were ast
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