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Otto
Ohlendorf
Testimony At Nuremberg

AFFIDAVIT
OF OTTO OHLENDORF, 5 NOVEMBER 1945,*
CONCERNING THE EXTERMINATION PROGRAM OF THE ElNSATZGRUPPEN
I, Otto Ohlendorf, being
first duly sworn, declare-
I was Chief of the Security
Service (SD), Office III of the main office of the Chief of the Security Police
and the SD (RSHA), from 1939 to 1945. In June 1941 I was designated by Himmler
to lead one of the Einsatzgruppen, which was then being formed, to accompany the
German armies in the Russian campaign. I was the Chief of the Einsatzgruppe D.
Chief of the Einsatzgruppe A was Stahlecker, department chief in the
Foreign Office. Chief of Einsatzgruppe B was Nebe, chief of office V (criminal
police) of the main office of the Chief of the Security Police and the SD. (RSHA)
Chief of Einsatzgruppe C was first Rasch (or Rasche) and then Thomas. Himmler
stated that an important part of our task consisted of the extermination of
Jews-women, men, and children-and of Communist functionaries. I was informed of
the attack on Russia about four weeks in advance.
According to an agreement
with the Armed Forces Supreme Command and Army High Command, the
Einsatzkommandos within the army group or the army were assigned to certain army
corps and divisions. The army designated the areas in which the
Einsatzkommandos had to operate. All operational directives and orders for the
carrying out of executions were given through the Chief of the Security Police
and the SD (RSHA) in Berlin. Regular courier service and radio communications
existed between the Einsatzgruppen and the Chief of the Security Police and the
SD.
The Einsatzgruppen and
Einsatzkommandos were led by personnel of the Gestapo, the SD or the criminal
police. Additional men were detailed from the regular police and the Waffen SS.
Einsatzgruppe D consisted of approximately 400 to 500 men and had about 170
vehicles at its disposal. When the German army in-
* Defendant Ohlendorf
testified in Court on 8, 9, 14 and 15 October 1947 (Tr. pp.475-755) 1947
Page
206
vaded Russia, I was leader of the Einsatzgruppe D in the southern sector, and in
the course of the year, during which I was leader of the Einsatzgruppe D, it
liquidated approximately 90,000 men, women, and children. The majority of those
liquidated were Jews, but there were among them some Communist functionaries
too.
In the implementation of
this extermination program, the Einsatzgruppen were subdivided into
Einsatzkommandos, and the Einsatzkommandos into still smaller units, the
so-called Sonderkommandos and Teilkommandos. Usually, the smaller units were led
by a member of the SD, the Gestapo or the criminal police. The unit selected for
this task would enter a village or city and order the prominent Jewish citizens
to call together all Jews for the purpose of resettlement. They were requested
to hand over their valuables to the leaders of the unit and shortly before the
execution to surrender their outer clothing. The men, women, and children were
led to a place of execution which in most cases was located next to a more
deeply excavated antitank ditch. Then they were shot, kneeling or standing, and
the corpses thrown into the ditch. I never permitted the shooting by individuals
in group D, but ordered that several of the men should shoot at the same time in
order to avoid direct personal responsibility. The leaders of the unit or
especially designated persons, however, had to fire the last bullet against
those victims which were not dead immediately. I learned from conversations with
other group leaders that some of them demanded that the victims lie down flat on
the ground to be shot through the nape of the neck. I did not approve of these
methods.
In the spring of 1942, we
received gas vehicles from the Chief of the Security Police and the SD in
Berlin. These vehicles were made available by office II of the RSHA. The man who
was responsible for the care of my Einsatzgruppe was Becker. We had received
orders to use the cars for the killing of women and children. Whenever a unit
had collected a sufficient number of victims, a car was sent for their
liquidation. We also had these gas vehicles stationed in the neighborhood of the
transient camps into which the victims were brought. The victims were told that
they would be resettled and had to climb into the vehicle for that purpose. When
the doors were closed and the gas streamed in through the starting of the
vehicle, the victims died within 10 to 16 minutes. The cars were then driven to
the burial place where the corpses were taken out and buried.
I have seen the report of
Stahlecker (L-180), concerning Einsatzgruppe A, in which Stahlecker asserts that
his group killed 135,000 Jews and Communists in the first four months of the
program. I know Stahlecker personally, and I am of the opinion that
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the document is authentic. I was shown the letter which Becker wrote to Rauff,
the head of the Technical Department of office II, in regard to the use of these
gas vehicles. I know both these men personally and am of the opinion that this
letter is an authentic document.
[Signed]
OHLENDORF
Subscribed and sworn to
before me this fifth day of November 1945 at Nuernberg, Germany.
[Signed] Smith
W. Brookhart
Lt. Col. I. G. D.
"The
Einsatzgruppen Case"
Military Tribunal II
Case No.9
The United
States of America
--against--
Otto
Ohlendorf, Heinz Jost, Erich Naumann, Otto Rasch
Erwin Schulz, Franz Six, Paul Blobel, Walter Blume,
Martin Sandberger, Willy Seibert, Eugen Steimle, Ernst
Biberstein, Werner Braune, Walter Haensch, Gustav
Mosske, Adolf Ott, Eduard Strauch, Emil Hausmann,
Waldemar Klingelhoefer, Lothar Fendler, Waldemar von
Radetzky, Felix Ruehl, Heinz Schubert, and Mathias Graf,
Defendants
Part VI
Testimony of Otto Ohlendorf
Page 244
[Ohlendorf
Direct Examination Testimony. Questions posed by his defense lawyer,
Dr Aschenauer]
A. The Einsatzgruppen and
the Einsatzkommandos were neither agencies nor parts of the organization of the
Reich Security Main Office. They were mobile units set up for one single purpose
which were set up ad hoc for certain assignments. The members of the
Einsatzgruppen and the Einsatzkommandos were either conscripted or were taken
from the members of the security police and SD. Or they were drafted to a large
extent, for example, as drivers or interpreters, whereas a large membership of
the Einsatzgruppen, by order of Himmler, was made available by companies of the
Waffen SS or the regular police. These Einsatzgruppen and Einsatzkommandos were
no agencies or authorities, but they were military units.
Q. Were the purposes and the
orders of the Einsatzgruppen made known to the men and the leaders when they
were drafted?
A. No. This was not done.
The leaders and men were given an order to report to Dueben or Pretzsch in
Saxony. They did not get any information where they were to be committed, or
what tasks they were supposed to do. Even after the units had been activated,
the commanders and men did not know about it.
Q. When was the area of
operation made public?
A. It was made known shortly
before the units left for Russia, about three days before.
Q. When was the order given
for the liquidation of certain elements of the population in the U. S. S. R. and
by whom was it handed over ? .
A. As far as I recollect,
this order was given at the same time when the area of operations was made
known. In Pretzseh, the chiefs of offices I and IV, the then Lieutenant Colonels
[Obersturmbannfuehrer] Streckenbach and Mueller gave the order which had been
issued by Himmler and Heydrich.
Q. What was the wording of
this order?
A. This special order, for
such it is, read as follows: That in addition to our general task the Security
Police and SD, the Einsatzgruppen and the Einsatzkommandos had the mission to
protect the rear of the troops by killing the Jews, gypsies, Communist
functionaries, active Communists, and all persons who would endanger the
security.
Q. What were your thoughts
when you received this order of killings ?
A. The immediate feeling
with me and with the other men was one of general protest. Lieutenant Colonel
Streckenbach listened to this protest, and, even gave us a few different points
which we could not know, but at the same time he told us that even he himself
had protested most strenuously against a similar order in the Polish campaign,
but that Himmler had rebuked him just
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as severely by stating that this was a Fuehrer order, which must be carried out,
in order to achieve the war aim of destroying communism for all times,
therefore, this order was to be accepted without hesitation.
Q. Did you consider this
order as justified?
A. No; I did not. I did not
consider it justified because quite independently from the necessity of taking
such measures, these measures would have moral and ethical consequences which
would deteriorate the mind.
Q. Did you know about plans
or directives which had as their goal the extermination on racial and religious
grounds?
A. I expressly assure you
that I neither knew of such plans nor was I called on to cooperate in any such
plans. Lieutenant General [Obergruppenfuehrer] Bach-Zelewski testified during
the big trial [before the International Military Tribunal] that the Reich Leader
SS in a secret conference of all lieutenant generals made known that the goal
was to exterminate thirty million Slavs. I repeat that I was neither given such
an order nor was there even the slightest hint, given to me that such plans or
goals existed for the Russian campaign. This is not only true for the Slavs but
this is also true for the Jews. I know that in the years of 1938, 1939 and 1940,
no extermination plans existed, but on the contrary, with the aid of Heydrich
and by cooperation with Jewish organizations, emigration programs from Germany
and Austria were arranged; financial funds even were raised in order to help aid
the poorer Jews to make this emigration possible. In 1941, I personally helped
in individual cases, where, for example, a representative of I. G. Farben called
on me in order to overcome difficulties with the state police, when it was their
intention also to let so-called bearers of secrets emigrate. Up to the very end
I succeeded in giving such aid. Thus, at the beginning of the Russian campaign,
I had no cause to assume that the execution order which we were given meant that
any such extermination was planned or was to be carried out. During my time in
Russia, I sent a great number of reports to the Chief of Security Police and SD
in which I reported about the fine cooperation with the Russian population. They
were never objected to. When Himmler was in Nikolaev in 1941, he neither made
any reproaches about this, nor did he give me any other directives. I am rather
convinced that where such an extermination policy was later carried out, it was
not carried out by the order of the central agencies, but it was the work of
individual people.
Q. Did you give any thought
to the legality of such a Fuehrer order?
A. Of course I did. I knew
the history of communism. From
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246
the theory of Lenin and Stalin and from the strategy and tactics of the
Bolshevist world revolution, I knew that bolshevism was to let no rules prevail
other than those which would further and promote its aim. The practice of
bolshevism in the Russian Civil War, in the war with Finland, in the war with
Poland, in the occupation of the Baltic countries and Bessarabia, gave us the
assurance and certainty that this was not only theory, but that this was carried
out in practice, and in the same manner it therefore was to be expected that in
this war no other laws would have any validity. This was true for the
international conventions which Russia officially denounced to the German
Government, as well as the international customs and usages of war, and it was
true because according to this same communist ideology the customs and usages
could only develop between partners who were on the same ideological basis. Just
as the other class is the opponent internally who must be destroyed at all
costs, according to the same ideology the other state which does not represent a
Bolshevist system is the external opponent who is to be destroyed, just as the
class is to be destroyed internally. The rules in this are adjusted according to
the state of emergency of the moment. In this respect it was clear to me that in
this war against bolshevism the German Reich found itself in a state of war
emergency and of self-defense. What measures are to be taken in such a war in
order to fight such an opponent on his own ground-to determine this could be
only a matter to be decided by the supreme leadership which waged this war for
the life or death of its people; and which, in my opinion, they certainly
believed they waged also for Europe and even more for there was no doubt for us
that the Four Year Plan, as well as the events of 1938 and 1939, were nothing
else for Hitler but the securing of the point of departure for this war against
bolshevism which was considered by him to be inevitable.
PRESIDING JUDGE MUSMANNO:
Witness, when you refer to the Russian practice in the war against Poland, were
you referring to the war of 1939 when Russia was your ally?
DEFENDANT OHLENDORF: Yes.
This has nothing to do with it, or does not change the subject, the fact that
Russia was our ally at the time.
Q. No. I am just asking if
that is the war you are referring to?
A. Yes, this is the war.
Q. Yes. Well, did Germany at
that time also have the same practices ?
A. I do not know that this
happened to the same extent. That violations took place cannot be doubted.
Page 247
Q. You believe that it was not as widespread as it later developed in our
war against Russia? Is that what I am led to believe?
A. Yes
DR. ASCHENAUER: Is, in your
opinion, the man who receives these orders obliged to examine them when they are
given to him?
DEFENDANT OHLENDORF: This is
not possible, legally or actually. According to the general legal interpretation
in Germany, not even a judge had the possibility of examining the legality of a
law or an order, as little as an administrative official could examine the
administrative edict of a supreme authority. But even actually it would have
been presumptuous because in the position in which every one of the defendants
found themselves, we did not have the possibility of actually judging the
situation. It also corresponds to the moral concept which I have learned as a
European tradition, that no subordinate can take it upon himself to examine the
authority of the supreme commander and chief of state. He only faces his God and
history.
Q. Didn't Article 47 of the
Military Penal Code give you an occasion to interpret this execution order
differently?
A. It is impossible for me
to imagine that an article which was created to prevent excesses by individual
officers or men leaves open the possibility to consider the supreme order of the
supreme commander a crime. Apart from this, again according to continental
concept, the chief of state cannot commit a crime.
DR. ASCHENAUER: What is your
conviction about the actual background of the Fuehrer order which was given to
you?
DEFENDANT OHLENDORF: I have
had no cause, and I still have no cause today to think that any other goal was
aimed at than the goal of any war, namely, an immediate and permanent security
of our own realm against that realm with which the belligerent conflict is
taking place.
Q. The prosecution states
that the contents of the order and its execution was part of a systematic
program of genocide which had as its aim the destruction of foreign peoples and
ethnic groups. Will you please comment on this?
A. I did not have any
occasion to assume any such plan. I assure you that I neither participated in
plans, nor did I see any preparation for such plans which would have let me
assume that such a plan existed. What was told to us was our security and those
persons who were assumed to be endangering the security were designated as such.
Q. What observations did you
yourself make in Russia about
Page 248
the objective prerequisite that the executions of populations, according to the
Fuehrer order, were necessary?
A. The experiences in Russia
showed me once and for all that here the propaganda of Goebbels had not stated
the truth clearly enough. I was convinced that this state, which in order to
gain its ends internally, had torn many millions from their families; in the
process of separating the-Kulaks [well-to-do farmers] they took the adult
population away three times from rural districts. This state would have even
less consideration for a foreign population. It was obvious that the number of
Jews in the general population in Russia, in relation to their number in the
higher administration, was very, very small. The prosecution has submitted a
report from my Einsatzgruppe to the army. In this report in enclosure No.2 it
explained the situation of Jewry in the Crimea. Unfortunately, this enclosure
was not available. It would have shown that in the Crimea, for example, up to 90
percent of the administrative and leading authoritative positions were occupied
by Jews. The information service in the same field, conversations with
innumerable Ukrainians and Russians and Tartars, and the documents which the
prosecution submitted show that this was not only the case in the Crimea. For us
it was obvious that Jewry in Bolshevist Russia actually played a
disproportionately important role. Three times I was present during executions.
Every time I found the same facts which I considered with great respect, that
the Jews who were executed went to their death singing the
"International" and hailing Stalin. That the Communist functionaries
and the active leaders of the Communists in the occupied area of Russia posed an
actual continuous danger for the German occupation the documents of the
prosecution have shown. It was absolutely certain that by these persons the call
of Stalin for ruthless partisan warfare would be followed without any
reservation. Orally and in written form, the Bolshevists have attested
enthusiastically to the fact that this partisan warfare was not only waged by
the Communist Party and not only by the Communist functionaries: but as Stalin
requested, it was waged by the population, by peasants, by workers, men, women,
and children. This same literature is proud of the fact that it was waged with
great treachery and cunning which the call of Stalin evoked in order to wage
this war successfully. Thus our experiences in Russia were a definite
confirmation of the Bolshevist theory and of the practice as we had learned
about it before.
Q. What orders did you give
to the Einsatzgruppen and Ein-
Page 249
-satzkommandos for the security of the rear area concerning the killing certain
elements of the civilian population?
A. Before I testify to the
various facts, I would like to say the following: The men of my group who are
under indictment here were under my military command. If they had not executed
the orders which they were given, they would have been ordered by me to execute
them. If they had refused to execute the orders they would have had to be called
to account for it by me. There could be no doubt about it. Whoever refused
anything in the front lines would have met immediate death. If the refusal would
have come about in any other way, a court martial of the Higher SS and Police
Leader would have brought about the same consequences. The jurisdiction of
courts martial was great, but the sentences of the SS were gruesome. The orders
for the execution in the past given in Pretzsch went to all Einsatzgruppen
commanders or Einsatzkommando leaders who went along during the beginning of the
Russian campaign. They were never revoked. Thus they were valid for the entire
Russian campaign as long as there were Einsatzgruppen. Thus it was, therefore,
unnecessary at any time to give another order of initiative and I did not give
any individual order to kill people. I emphasize this, even though I was told in
England two and a half years ago that the Russians had found a written order. My
mission was to see to it that this general order for executions would be carried
out as humanly as conditions would permit. Therefore, I merely gave orders for
the manner of carrying out these executions.
Q. What were these orders?
A. These orders had as their
purpose to make it as easy as possible for the unfortunate victim and to prevent
the brutality of the men from leading to inevitable excesses. Thus I first
ordered that only so many victims should be brought to the place of execution as
the execution commandos could handle. Any individual action by any individual
man was forbidden. The Einsatzkommandos shot in a military manner only upon
orders. It was strictly ordered to avoid any maltreatment, undressing was not
permitted. The taking of any personal possessions was not permitted. Publicity
was not permitted, and at the very moment when it was noted that a man had
experienced joy in carrying out these executions, it was ordered that this man
should never participate in any more executions. The men could not report
voluntarily, they were ordered.
Q. What did you do to
prevent a wide interpretation of these execution orders ?
A. It was forbidden that the
commandos undertake any executions outside of the territory occupied by the
German army.
Page 250
This became necessary in Chernovitsy. This was especially necessary after
10,000 Rumanians had been driven into the German area of occupation, and it
became acute for Odessa, when the Rumanians tried to carry out executions beyond
our orders. The commandos had the order during the execution of Communists to
execute only those persons who by their proved deeds and conduct definitely
represented a danger to security. Families were never seized, neither those of
high functionaries nor of commissars nor of any other person. If, on the other
hand, it was said that children were executed at Kerch, this was done without
any connection with the Einsatzkommando there.
Q. Why did you not prevent
the liquidations?
A. Even if I use the most
severe standard in judging this, I had as little possibility as any of the
codefendants here to prevent this order. There was only one thing, a senseless
martyrdom through suicide, senseless because this would not have changed
anything in the execution of this order, for this order was not an order of the
SS, it was an order of the Supreme Commander in Chief and the Chief of State; it
was not only carried out by Himmler or Heydrich. The army had to carry it out
too, the High Command of the Army as well as the commanders in the east and
southeast who were the superior commanders for the Einsatzgruppen and
Einsatzkommandos. If I could imagine a theoretical possibility, then there was
only the refusal on the part of those persons who were in the uppermost
hierarchy and could appeal to the Supreme Commander and Chief of State, because
they had the only possibility of getting access to him. They were, after all,
the highest bearers of responsibility in the theater of operations.
PRESIDING JUDGE MUSMANNO:
May I ask a question, Dr. Aschenauer? Do I understand you to say, Witness, that
the Supreme Commander in the East, that is of the Wehrmacht, also had orders to
carry out this program of execution?
DEFENDANT OHLENDORF: I know
that the Supreme Command gave the commanders for the eastern campaign who had
assembled on 30 March, not only information about the measures planned, but also
directives to support the execution of these measures. The fact that SS and
police units were used for these executions had only one reason; namely, that
there was no guarantee for a systematic execution of these orders by the army
troops but that one expected demoralization if army troops would be used. As the
war progressed in the Southeast this principle was abandoned.
PRESIDING JUDGE MUSMANNO:
Would you say that the army
Page 251
commander not only
countenanced this program of executions but lent their active support to it?
DEFENDANT OHLENDORF: Yes.
That is what I want to say. If I may give you two examples for that, the
executions in Simferopol by the Einsatzkommando 11b were carried out on the
order of the army, and the army supplied the trucks and the gasoline and the
drivers in order to bring the Jews to the places of execution. The arrests of
hostages were expressly carried out by order of the supreme commander of my
army. He did not agree with the executions of these hostages, because the number
of executions did not seem high enough to him and afterwards he told Seibert,
the defendant here, to tell me that he himself would henceforth carry out the
appropriate number of executions.
Q. Did you not try in
Nikolaev to dissuade the Reich Leader SS from this order?
A. The situation in Nikolaev
was especially depressing in a moral sense, because in agreement with the army,
we had excluded a large number of Jews, the farmers, from the executions. When
the Reich Leader SS was in Nikolaev on 4 or 5 October, I was reproached for this
measure and he ordered that henceforth, even against the will of the army, the
executions should take place as planned. When the Reich Leader SS arrived at my
headquarters, I had assembled all available commanders of my Einsatzgruppe. The
Reich Leader addressed these men and repeated the strict order to kill all those
groups which I have designated. He added that he alone would carry the
responsibility, as far as accounting to the Fuehrer was concerned. None of the
men would bear any responsibility, but he demanded the execution of this order,
even though he knew how harsh these measures were. Nevertheless, after supper, I
spoke to the Reich Leader and I pointed out the inhuman burden which was being
imposed on the men in killing all these civilians. I didn't even get an answer.
Q. Could you not have
refused to support the execution of this order ?
A. For that I would have had
to have the feeling of the illegality and the possibility of appealing to a
higher authority, but I had neither of them.
Q. Could you not have, after
a certain period of time, tried to evade this order by sickness?
A. As long as I thought in
political terms, I no longer considered myself as an individual person who only
could think and act responsibly for himself. After I had once become Chief of
the Einsatzgruppe, I felt responsible for the 500 men of this group. By
simulating illness, I could have evaded the mission,
Page 252
but I would have betrayed my men if I had left this command. I could not leave
this task and I would not have been convinced that my successor would care for
his men in the same manner as I did. Despite everything, I considered this my
duty and I shall consider it today as much more valuable than the cheap applause
which I could have won if I .had at that time betrayed my men by simulating
illness.
Q. Did you issue orders of
execution?
A. No.
Q. Wherein lies your
participation in the carrying out of these executions ?
A. It is in three points. As
far as the transportation conditions permitted, I convinced myself before the
large executions whether measures had been taken at the place of execution,
which would make possible the conditions I set down for these executions. The
second, in order to take some burden from the Kommandos, I ordered that other
distant Kommandos be detailed to support that Kommando which had to carry out an
execution, and third, that, as far as possible, I tried either personally or
through my men to carry out unexpected inspections during these executions. I
wanted to make sure in that way that my orders about the manner of execution
were being carried out.
DR. ASCHENAUER: In the
indictment it says that the task of the Einsatzgruppen was, first, to follow the
German army into the eastern territories, and to eliminate Soviet functionaries,
gypsies, Jews, and other elements of the civilian population which were
considered racially inferior, or politically unwanted. Would you say something
about that, Witness?
DEFENDANT OHLENDORF: First,
the Einsatzgruppen and Einsatzkommandos never had the task to eliminate groups
of the population because they were racially inferior, and even so that was not
the main task. It was an additional assignment which, in itself, was foreign to
the actual task of the Einsatzgruppen and Einsatzkommandos, because never was
such a task of the security police or of the SD for that matter-and never by any
means, as it is mentioned in another place in the indictment-were they trained
for such exterminations and executions. Rather, the general task of the
Einsatzgruppen and the Einsatzkommandos was that the security of the army
territory in the operational theaters should be guaranteed by them, and within
the framework of this security task the execution order was, of course, one of
the basic orders. But, in reality, the Einsatzgruppen's task was a positive one,
if I leave out this basic order for exterminations and executions. It must be
realized, of course, that a group of about 500 people who, on the average,
Page 251
had charge of an area of 300 to 400 square kilometers, could not terrorize such
an area, even if they had wanted to do so. Therefore, if we regard it
intelligently these tasks could only be called positive ones, and as such they
were developed by myself. The first experiences I collected was when the task
was transferred to us by the army to harvest the overdue crop in the Transistria.
The larger number of Kommandos for weeks dealt only with this one task of
harvesting in Transistria; I had given orders for this measure which was the
basis of my policy altogether. First, the institution of a self-administration,
as it were, in the communities and the communal settlements, and also in the
municipalities; secondly, a recognition of private property; thirdly, the
payment of wages: the population received for each fifth sheaf of the entire
harvest. I guaranteed this wage, even to the Rumanian authorities: Fourth,
cultural places were restored-- that is, the population was supported in
restoring the cultural centers and they were inspired to take up a new cultural
life. It is not for me now to describe or discuss the success which this had
with the populations of such places. I can only state that because of these
measures the population was on our side, and they themselves reported any
disturbances which might happen in these territories. Therefore, by this
positive winning over of the population, the security of the territory
internally could be guaranteed, and actually, in our territory a partisan
resistance movement did not come into existence, but it was formed by external
elements and was artificially extended.
Concerning the
security tasks, there were also tasks of reporting to the army about the
atmosphere within the population, the reaction of the population to German
measures and what disturbances and damages happened in the area on the part of
the Germans. In this manner plebiscites could be arranged which were useful to
the population and which saved us police measures. The situation in the Crimes
was much more difficult, although I was there a longer time than anywhere else
at a stretch, and I had the possibility to prepare political measures. Even here
the
institution of friendly measures succeeded in establishing a sort of confidence
relationship between the population and the SD agencies. When, in January 1942,
the danger arose that we would lose the Crimea, the Tartars, also the
Ukrainians, voluntarily put themselves at our disposal for military service. The
army left it up to me to deal with the political situation in the Crimea. At
that time I could not accept the Ukrainians into the army, but the Tartars put
10 percent of their male population at my disposal within three weeks,
absolutely- voluntarily. Here, self-government and self-administration was
granted to all parts
[Pages
254-268, and part of 269 omitted]
Page
269
CROSS-EXAMINATION
[OF OTTO OHLENDORF]
MR. HEATH: Mr. Ohlendorf, to
speed this examination I'd like to attempt to agree with you upon one or two
points. First, we. shall not quarrel about numbers. You have indicated that
Einsatzgruppe D under your command slaughtered something less than 90,000 human
beings. I understood you to suggest to the Court that this figure is exaggerated
although it appears in an affidavit which you have given. I ask you now to give
the Court the best estimate you possibly can of the minimum number of human
Page 270
beings who were killed under your command by Einsatzgruppe
D.
DEFENDANT OHLENDORF: In my
direct examination I have already said that I cannot give any definite figure,
and that even the testimony in my affidavit shows that in reality I could not
name any figure. Therefore, I have named a figure which has been reported
"approximately". The knowledge which I have gained by this day through
the documents and which I have gained through conversations with my men, make me
reserve the right to name any figure and strengthen this reservation. Therefore,
I am not in a position to give you a minimum figure, either. In my direct
examination I have said that the numbers which appear in the documents are at
least exaggerated by one-half, but I must repeat that I never knew any definite
figure and, therefore, cannot give you any such figure.
Q. You cannot give us a
minimum figure?
A. If the prosecution wishes
I am, of course, prepared to give my reasons why I cannot give any figure.
Q. Well, let me ask
you-perhaps I can help you * * *. In any event, I can indicate to the Court one
reason why you might have doubts about the numbers. In 1943 the Reich Leader SS,
Himmler addressed the SS major generals at Poznan. You are aware of that speech,
are you not?
A. Yes. I have heard it
myself.
Q. Perhaps you recall his
complaint; I will read it to you-" I come now to a fourth virtue, which is
very rare in Germany-truthfulness. One of the greatest evils which has spread
during the war is the lack of truthfulness in messages, reports, and statements,
which subordinate departments in civil life, in the State, the Party and the
services sent in to the departments over them." Of course, that was in
1943. Did you exaggerate the reports which you sent to the Reich Security Main
Office?
A. I certainly did not on my
own initiative, but I had to rely on those things which were reported to me, and
I know that double countings could not be avoided, and I also know that wrong
numbers were reported to me. I have tied to avoid passing on such double
countings or wrong statements, because the individual Kommandos did not know the
figures of the neighbor units; nevertheless the reporting of wrong figures was
not prevented-and especially the reporting of strange figures as for instance,
the report from Chernovitsy. Here those figures are named for which the
Rumanians in Chernovitsy were responsible.
Q. Will you tell the Court
what bookkeeping and record-making system was maintained in Einsatzgruppe D to
keep track of the people slaughtered
Page 271
A. In Einsatzgruppe D the various reports were received which were sent from the
Kommandos to the Einsatzgruppe, and these reports were gone over and the figures
contained in them were sent to the Reich Security Main Office.
Q. Well, it is quite obvious
that that is what happened. But tell us now who reported for Einsatzkommando 12,
say, during the first six months of its operations, the killings by
Einsatzkommando 12, to you?
A. Einsatzkommando 12
itself.
Q. And who was the man who
reported to you?
A. They were usually signed
by the Einsatzkommando chief himself, in this case by the then SS Major [Sturmbannfuehrer]
Nosske.
Q. Very well, you relied on
Nosske for truthful reporting of the numbers killed by his unit?
A. I had no possibility to
examine these executions because Nosske, was sometimes 200 or 250 kilometers
away from me.
Q. Witness, I don't mean to
cut you off, but I think if I ask you now to attempt to make your answers as
responsive as possible, I shall attempt to make my questions as explicit as
possible-and I believe we both shall benefit. So, I ask you again-not why you
did not check up on Nosske, but simply the question- Did you rely on Nosske for
truthful reports of the slaughters committed by Einsatzkommando 12 ?
A. I didn't understand the
last part of the question.
Q. Did you rely on Nosske
for truthful reports of the numbers of persons slaughtered by Einsatzkommando 12
while it was under his command ?
A. I was of the opinion that
these reports were truthful. In the case of Nosske, however, in one case it was
brought to my attention that the report was not truthful. But that was at a
relatively early stage of Nikolaev. We found out that in this case Nosske
reported figures which were not killed by his Kommando but by a strange unit.
Q. Then in one instance at
least, you did find your subordinate exaggerating the number killed by his unit?
A. Yes.
Q. Do you recall any other
exaggerations by any other men in the unit under you?
A. Yes, for example, in the
case of 10a.
Q. Yes. Do you recall an
exaggeration in the case of lOa?
A. Yes. In the case of 10a.
Q. Any other Einsatzkommando
do you recall exaggerating figures ?
A. Not from my part, no.
Page 272
Q. So within the limits of memory and the situation you find yourself in today,
it should be possible for you to give us a minimum figure based on the reports
of. the men who were under you, should it not?
A. I can only repeat what I
already have been saying for two and one-half years that to the best of my
knowledge, about ninety thousand people were reported by my Einsatzkommandos.
How many of those were actually killed I do not know and I cannot really say.
Q. Very well, we will leave
this after one more question. This figure ninety thousand is the best estimate
you can give at this moment. I take it we must continue to read that with the
qualification that you gave in direct testimony, that you think there is a great
deal of exaggeration in it?
PRESIDING JUDGE MUSMANNO:
Mr. Heath, I do not understand the witness to say that he regarded the figure
ninety thousand to be an exaggeration. He states, and he stated not only here
but before the International Military Tribunal, that his estimate of the number
killed by the Einsatzgruppe D during the time he was in charge was ninety
thousand, and he comes to that conclusion from the reports and that is what I
understand he says today.
MR. HEATH: I agree with your
Honor. I had understood him to say that in the transcript his testimony was-go
ahead.
DEFENDANT OHLENDORF: I am
not quite in agreement with this answer, your Honor, insofar as I said that the
number ninety thousand was reported as having been killed. But I cannot really
say whether that number had been actually killed and certainly not that they
were killed by the Einsatzgruppen, because, apart from exaggerations, I also
knew definitely that the Einsatzkommando reported the killings which were
carried out by other units. Therefore, I could only repeat that ninety thousand
were reported.
PRESIDING JUDGE MUSMANNO:
Witness, you may perhaps not agree to what I have stated, but you will have to
agree to what you stated yourself on 3 January 1946; you were asked : "Do
you know how many persons were liquidated by the Einsatzgruppe D under your
direction?" And you answered: "In the year between June 1941 and June
1942 the Einsatzkommandos reported ninety thousand people liquidated."
DEFENDANT OHLENDORF : Yes.
PRESIDING JUDGE MUSMANNO:
Question : "That included men, women, and children?" Answer:
"Yes." Question: "On what do you base these figures?"
Answer: "On reports sent by the Einsatzkommandos to the Einsatzgruppen."
Question: "Were those reports submitted to you?" Answer:
"Yes."
Page 273
A MR. HEATH : Your Honor, please, if I may interrupt? I think I can clear up the
difficulty. I have the advantage of having the transcript of his testimony
before me.
PRESIDING JUDGE MUSMANNO:
Yes.
MR. HEATH: I don't know that
your Honor has had the opportunity to see it.
PRESIDING JUDGE MUSMANNO:
No. I have not.
MR. HEATH: He did make this
statement with respect to the affidavit which you just read.
PRESIDING JUDGE MUSMANNO: It
is not the affidavit. This is testimony put to him in Court.
Mr HEATH: We can follow this
up in the witness' testimony in direct examination. Witness, this is from your
testimony of last week. You said: "If, of course, the figure of ninety
thousand was named by me, I always added that in this fifteen to twenty percent
are double countings, that is, on the basis of my own experience. I do not know
any longer how I could have remembered the number of just ninety thousand,
because I did not keep a register of these figures. The 'approximately' must
have meant that I was not certain. It is evident that I mentioned this number of
ninety thousand by adding a number of other figures. I do not mention this in
order to excuse myself, as I am perfectly convinced that it does not matter from
the actual fact whether it was forty thousand or ninety thousand. I mention this
for the reason that in the situation in which we are today, politically
speaking, figures are being dealt with in an irresponsible manner." That is
the qualification that I had referred to.
PRESIDING JUDGE MUSMANNO:
But that still does not in any way take away from what he said on 3 January
1946.
MR. HEATH : I agree, sir,
with you.
PRESIDING JUDGE MUSMANNO:
That is the testimony of that day, and it still stands now as he gives this
explanation and the Tribunal sees no difference between what he said then and
what he said today, namely, that this estimate of ninety thousand is based upon
the report which he personally saw.
MR. HEATH: Alright, sir.
DEFENDANT OHLENDORF: With
what was just read by the presiding judge of my affidavit of 3 January 1946 I
agree completely.
PRESIDING JUDGE MUSMANNO:
Yes.
DEFENDANT OHLENDORF:
Anything else which I have said on direct examination is merely a commentary to
the testimony of 3 January 1946. P
RESIDING JUDGE MUSMANNO:
Very well.
MR. HEATH: Very well, sir.
Mr. Ohlendorf, I had begun to ask
Page
274
you about the Karaims [Karaites]* and the Krimchaks**, ' I think you called
them. I understood that you were confronted in the south of Russia with the
question further to slaughter Krimchaks. Krimchaks I understood were human
beings who had come by way of Italy to Russia, and they had Jewish blood. The
directive which you got from Berlin was to kill the Krimchaks, is that correct?
DEFENDANT OHLENDORF : Yes.
Q. Now, I cannot pronounce
it correctly, the Karaims were another sect whom you encountered in the south of
Russia, and this sect had no Jewish blood, but it did share the religious
confessions of the Jews. Is that right?
A. Yes.
Q. You submitted to Berlin
the question whether the Karaims should be killed, and I understood you to say
that the order you got from Berlin was you shall not kill them for they have
nothing in common with the Jews except the confession?
A. Yes.
Q. Now during your direct
examination you told this Court that you had no idea, and that you have no
cause today to think that there was any plan to exterminate the Jewish race in
existence, nor that you had any information of putting it into effect. Is that
right?
A. Yes.
Q. Will you explain to the
Court, please, what difference there was between the Karaims and the Krimchaks,
except Jewish blood ?
A. I understand your
question completely in reference to the eastern Jews, in the case of the Jews
who were found in the eastern campaign. These Jews were to be killed-according
to the order-for the reason that they were considered carriers of bolshevism,
and, therefore, considered as endangering the security of the German Reich. This
concerned the Jews who were found in Russia, and it was not known to me that the
Jews in all of Europe were being killed, but on the contrary I knew that down to
my dismissal these Jews were not killed, but it was attempted at all costs to
get them to emigrate. The fact that the Karaims were not killed showed that the
charge of the prosecution that persons were persecuted for their religion is not
correct, for the Karaims had that Jewish religion, but they could not be killed
because they did not belong to the Jewish race.
Q. I think, Witness, you
answered exactly what I had antici-
*Sect which refused the Talmud and adopted the Old Testament as sole source of
faith.
**Turkish Jews of mixed Semitic and Tartaric blood.
Page
275
pated in the last sentence, "They did not belong to the JewishRace,"
is that right?
A. Yes, That is right.
Q. They were found in Russia?
A. Yes.
Q. But they participated in the Jewish confession in Russia?
A. The Karaims had the Jewish faith, yes.
Q. But your race authorities in Berlin could find no trace of Jewish blood in
them?
A. Yes.
Q. So they came absolutely under the Fuehrer Decree or the Streckenbach Order to
kill all Jews?
A. Yes.
Q. Because of blood?
A. Because they were of Jewish origin. For you must understand the Nazi
ideology, as you call it. It was the opinion of the Fuehrer that in Russia and
in bolshevism, the representatives of this blood showed themselves especially
suitable for this idea, therefore, the carriers of this blood became especially
suitable representatives of the bolshevism. That is not on account of their
faith, or their religion, but because of their human make-up and character.
Q. And because of their blood, right?
A. I cannot express it any more definitely than I stated, from their nature and
their characteristics. Their blood, of course, has something to do with it,
according to National Socialist ideology.
Q. Let's see, if I can understand it; we've got a lot of time, I hope. What was
the distinction except blood?
A. Between whom?
B. Between the Karaims and the Krimchaks?
A. The difference of the blood, yes.
Q. Only the difference in blood, is that so?
A. Yes.
Q. So the criterion and the test which you applied in your slaughter was blood?
A. The criteria which I used were the orders which I got, and it has not been
doubted during the entire trial, that in this
Fuehrer Order the Jews were designated as the ones who belonged to that circle
in Russia and who were to be killed.
Q. Very well, Witness, let's not quibble. Let's come back again. What you
followed was the Fuehrer Order. Now, I leave you out of it for a moment, your
own idea of what should be killed and what should not be killed.
PRESIDING JUDGE MUSMANNO: I
disagree with you, Mr. Heath, that the witness has quibbled. I think he has
stated very clearly
Page 276
that his orders were to kill all Jews, that was the criterion which he followed.
If he was a Jew he was killed, if he was not a Jew then they might figure some
other reason to kill him but he wouldn't be killed because he was a Jew.
MR. HEATH : Yes, your
Honor, I am attempting to get him to say the word blood and not the word Jews.
That is the reason I was saying he is quibbling, but I am perfectly happy to
leave it where it is.
PRESIDING JUDGE MUSMANNO: I
think he has been rather forthright.
MR. HEATH: Very well. Let's
see, Mr. Ohlendorf, let's go for a moment to this order which you got at
Pretzsch in the spring of 1941. Did you have any knowledge whatever of the
purposes of the Einsatzgruppen before you went to Pretzsch?
A. We merely knew that the
Einsatzgruppen were to be set up.
Q. But you did not know what
they were to do?
A. No. Apart from the fact
that one has a definite idea about missions in which people of the Security
Police and the SD were assigned. That is, of course, true.
Q. Did you, at that time,
have any idea that the mission of the security police would be to slaughter Jews
and gypsies?
A. I could no longer say today that I had such an idea, but I don't believe so.
In my opinion the order about the killing of the Jews was made known to me for
the first time in Pretzsch, that is, for the Russian campaign.
Q. If you had known that
that was going to be the purpose of the Einsatzgruppen to kill all Jews and
gypsies and certain other categories, you would remember it today-would you not,
Mr. Ohlendorf ?
A. I can no longer
say.
Q. You were ordered three
times to join the Einsatzgruppen, were you not?
A. Yes. Q. And twice you
refused?
A. Yes.
Q. The order in the first
instance came from Heydrich?
A. Yes.
Q. The second order for you
to become a member of the Einsatzgruppe came from Heydrich?
A. Yes
Part VII
Testimony of Otto Ohlendorf
Page 276
Q. You refused both the
first and the second order?
A. Yes.
Q. Why?
A. For two reasons. For one
thing, because I had not been a soldier and did not have any interest in the
military; secondly,
Page 277
because I was not a
policeman, and had no interest for police work, and police work was against my
nature; and third, because I had a genuine job to do in Berlin which I knew
would not be replaced once I left it, and I wanted to do a job to which I had
the best ability.
Q. How did you refuse the
first time? Will you tell us the circumstances ? Heydrich was your military
superior, was he not? A. Yes.
Q. You were fully convinced
that every order, every military order must be obeyed without a question?
A. That is expressing it
very generally.
Q. It is quite general, but
to be specific, you killed all these people you have told us because you were
ordered to do it, not because you wished to do it?
A. I said often enough that
I personally did not kill any people. I would like you to remember that or to
question me about this matter.
Q. I’ll come to that in
due time. I shall ask you now again how you refused the first Heydrich order to
join the Einsatzgruppe?
A. Because I wanted to
explain why it was not expedient for me to leave Berlin, and I said in my direct
examination I was indispensable to the Reich Trade Group, that is, I had a note
in my military passport which obligated me to work for the Reich Trade Group,
and, therefore, Heydrich first had to consult me and remove this note. Therefore
I had the chance to discuss these matters with him.
Q. And in your direct
testimony you said: "Twice, I was directed to go to Russia, and twice I
refused."
A. Yes.
Q. Did you go to Heydrich
and say: "1 refuse to go to Russia"?
A. Not in that form, of
course, but we spoke about these matters, and I used the tact which is necessary
when discussing such matters with a superior that is usually customary.
Q. On the second occasion
what happened?
A. The same thing.
Q. Heydrich had selected you
to go with the Einsatzgruppen, and twice you were able to persuade him to
relieve you of that assignment ?
A. When the last order came
I could not evade it. How strenuously he insisted on this could be seen from
the fact that Mueller and Streckenbach, Chief of the Gestapo and Chief of
personnel, were of the opinion that it would not be expedient to give me an
Einsatzgruppe, and they also protested to Heydrich about giving me the command
of an Einsatzgruppe, but since
Page 278
he wanted it, the third order came down, and there was no chance to evade it
this time.
Q. I didn’t follow you
there. Who was it that insisted, Streckenbach ?
A. Heydrich insisted on it
against the vote of Streckenbach and Mueller.
Q. Heydrich, of course, knew
at that time what the Einsatz-gruppen were to do in Russia ?
A. I don’t know.
Q. I beg your pardon?
A. I don’t know whether he
did.
Q. Is it your idea that he
organized these units without having any idea of what they were to do?
A. He had an idea, all
right, for he wanted to take every security job away from the army, whereas, up
to that time he had detailed personnel to the army, and the army worked without
letting him in on this work; therefore, he expanded his domination to include
the operational areas.
Q. This was a very secret
preparatlon, was it not, of the Einsatzgruppen?
A. Yes, of course, these
were negotiations between Heydrich and the Supreme Command of the Armed Forces
and the High Command of the Army, and representatives of Heydrich and of these
two agencies.
Q. Well, then, it is a fair
assumption that when Heydrich selected you to go to Russia in command, he knew
what work you were going to perform in Russia, did he not?
A. Whether he already had
the Fuehrer Order I don’t know. I only knew the fact that the Einsatzgruppen
were being set up.
Q. Now at Pretzsch,
Streckenbach told you, for the first time, you say, what the Einsatzgruppen were
to do?
A. Yes.
Q. Now he had a special
order?
A. Yes.
Q. In your direct
examination you stated that the order read "as follows". Did you see
the order yourself?
A. No, I did not say, it
read "as follows". I merely gave the contents, for I always said there
was no written order.
Q. I misunderstood you ; the
transcript said, "Read as follows." So your understanding of the
purposes of the Einsatzgruppen came from Streckenbach orally at Pretzsch?
A. Yes. That is correct.
Q. And you protested?
A. Not only myself, but as I
said in direct examination, there was a general protest.
Page 279
Q. What form did your protest to Streckenbach take?
A. I pointed out that these
were missions which could not possibly be accomplished. It is impossible to ask
people to carry out such executions.
Q. Why?
A. Well, I believe there is
no doubt that there is nothing worse for people spiritually than to have to
shoot defenseless populations.
Q. If I may be a little
facetious in a grim matter, there is nothing worse than to be shot either, when
you are defenseless?
A. Since this is meant
ironically by you, I can imagine worse things, for example, to starve.
Q. It is not meant entirely
ironically. I have read the whole of your testimony, and I am impressed by the
fact that not once did you express any sympathy or regret.
PRESIDING JUDGE MUSMANNO :
Mr. Heath, I don’t think that that observation is in place
Mr. HEATH: I withdraw it,
your Honor.
PRESIDING JUDGE MUSMANNO:
You are not to comment on the witness. Ask him questions, and he is to answer
them. What you think about him is of no consequence.
MR. HEATH : I know that,
your Honor, and I ask the Court’s forgiveness for having put the question.
MR. HEATH: Now I want to say
this-you have told the Court repeatedly that to your knowledge there was
absolutely no purpose to exterminate races. You are charged here, of course,
with war crimes which is one kind of killing, and crimes against humanity which
is another kind of killing. You have told the Court that you have no reason
today to believe that these killings were part of an extermination program. I
want to ask you further, you are aware of this speech which Hitler made in 1933
at the Party rally in Nuernberg, and I would like to ask you, when I have read
you this quotation, to comment on it. "But long ago man has proceeded in
the same way with his fellowmen. A higher race, at first higher in the sense of
possessing a greater gift for organization, subjects to itself a lower race, and
thus constitutes a relationship which now embraces races of unequal value. There
thus results the subjection of a number of people under the will often of only a
few persons, a subjection based simply on the right of the stronger, a right
which, as we see it in nature, can be regarded as the sole conceivable right
because founded on reason." Do you recall that or any of the similar
outgivings of Adolf Hitler during the period from 1933 on?
DEFENDANT
OHLENDORF: I have read this remark repeatedly
[Pages 280-281 have been omitted]
Page 282
General was
considered to be honorary, and even a Frank was not considered to be able to
mess it up because he had no spiritual strength.
Q. That is one
of your protests against the course of National Socialism, is it not, that
psychopaths and irresponsibles were given power in this personal staff?
A. I don’t
think that it is a single case, but this has happened time and again in
politics.
Q. I understood
you to say to the Court that most of your difficulties in the Party came from
your opposition to those men who advocated total destruction of the objective or
institutional state, is that right?
A. Yes, that is
correct.
Q. You had been
convinced by a year’s study of Mussolini’s personal autocracy that Italian
fascism was a bad thing?
A. Yes.
Q. And it was
bad because Mussolini had completely destroyed institutional restraints on men
who wielded power?
A. I would
rather express it positively, because this was an unrestricted dictatorship in
the form of a totalitarian state.
Q. Very well. I
think we say the same thing in different words, do we not?
A. Yes, from
the positive side.
Q. In 1933,
when Hitler, after he was made chancellor, had legal power to legislate by
himself without the restraint of any constitution, was he not in precisely the
same situation and did he not have the same power to act that Mussolini had
acquired, from the legal standpoint?
A. Yes, I
understand you completely. The difference is that the one was National Socialist
and the other was Fascist. Hitler for himself did not make up a constitution for
an absolute state, but because he had a different opinion of the state he had
himself given power for a definite period of time. And this was nothing else but
a constitutional means, which during the parliamentary period of the Weimar
Constitution was also used then, especially in the years 1931 and 1932, when
paragraph 48 of the Weimar Constitution was the basic support of the
government. This law giving a government the power must not let one conclude
that Hitler wanted to establish a dictatorship, but he took a constitutional
means, and I know that during the entire time of the Hitler government, even
during the war, it was the idea to build a senate, a kind of parliamentary
system ; and I know that several times Hitler complained to acquaintances that
he still had not found any man who could rebuild the state for him and who could
give
Page 283
the state the appropriate legal form. I don’t believe that Hitler wanted a
dictatorship.
Q. Well, you
went to Poland with Himmler in 1940?
A. 1939.
Q. 1939. All
right. And Heydrich sent you along with Himmler, you say? Disputes arose between
you and Himmler in 1939?
A. They really
were monologues because Himmler-
Q. That’s all
right, whether it was monologue or not. He reproached you that members of the SD
in Poland had not been able to treat the Jews in a manner in which he had
wanted, and that, you say "was a product of my education". What was it
he wanted done to the Jews in Poland which he said you had failed to do?
A. That is
connected with the actions about which I have answered to the prosecutor on his
previous questions. It was in the same city where differences between
Streckenbach and Himmler occurred. It concerned the same actions.
Q. You mean the
actions under a Fuehrer Order, an order similar to the order which controlled
you in Russia?
A. Yes. During
the direct examination I already answered the questions by the presiding judge,
and today I answered your questions, that the contents were not the same, but a
directive which was only given once concerning certain definite single actions.
Q. Tell us how
orders that you operated under in 1941 in Russia differed from the order which
controlled killing of Jews in Poland in 1939 ?
A. In Poland
individual actions had been ordered, while in Russia, during the entire time of
the commitment, the killing of all Jews had been ordered. Special actions in
Poland had been ordered, whose contents I do not know in detail.
Q. You have
told the Court that the army was perfectly aware of this decree, or this order
to kill, and that it had the obligation also to execute the order within its
ability? Is that right?
A. Yes, but I
do not know that in this order insane persons were mentioned ; but I would have
considered the insane persons just like anybody else because they would have
come under the order if they, owing to their condition, would have endangered
security -but not only because they were insane-for that reason I rejected this
request.
Q. You don’t
mean to say that the persons you killed had to endanger security in order to be
killed, do you?
A. In the sense
of the Fuehrer Order, yes.
Q. Well,
let’s not say about the sense of the Fuehrer Order.
Page 284
Let’s talk about reality. Did the people you killed in fact endanger security
in any conceivable way?
A. Even if you
don’t want to discuss the Fuehrer Order it cannot be explained in any other
way. There were two different categories; one, where those people who, through
the Fuehrer Order, were considered to endanger the security were concerned and,
therefore, had to be killed. The others, namely, the active Communists or other
people were people whose endangering of security was established by us and they
were only killed if they actually seemed to endanger the security.
Q. Very well. I
repeat my question. Apart from the Fuehrer Order, and not because the Fuehrer
Order assumed that every man of Jewish blood endangered the security of the
Wehrmacht, but from your own experience in Russia, from your own objective
witnessing of the situation in Russia, did every Jew in Russia that you killed
in fact endanger security, in your judgment?
A. I cannot
talk about this without mentioning the Fuehrer Order because this Fuehrer Order
did not only try to fight temporary danger, but also danger which might arise
in the future.
Q. Well, let us
get back to it immediately, and let us see if we can’t talk about it without
the Fuehrer Order. I ask you the simple question * * *. From your own objective
view of the situation in Russia, did the Jews whom you killed, and the gypsies,
endanger the security of the German army in any way?
A. I did not
examine that in detail. I only know that many of the . Jews who were killed
actually endangered the security by their conduct, because they were members of
the partisan groups for example, or supported the partisans in some way, or
sheltered agents, etc.
Q. Let’s put
the partisans or those who were aiding the partisans completely aside.
A. I will
assist you, Mr. Prosecutor. Of course, at a certain time there were persons of
whom one could not have said at that moment that they were an immediate danger,
but that does not change the fact that for us it meant a danger insofar as they
were determined to be a danger, and none of us examined whether these persons at
the moment, or in the future, would actually constitute danger, because this was
outside our knowledge, and not part of our task.
Q. Very well.
You did not do it then because it was outside of your task. I want you to do it
today for this Tribunal. Will you tell us then whether in your objective
judgment, apart from the Fuehrer’s Decree, all of the Jews that you killed
constituted any conceivable threat to the German Wehrmacht [armed forces].
A. For me,
during my time in Russia there is no condition
Page 285
which is not
connected with the Fuehrer Order. Therefore, I cannot give you this answer which
you would like to have.
Q. You refuse
to make the distinction, which any person can easily make-you need not answer
that. Let me make it clear then, in the Crimea-no, I believe near Nikolaev,
Himmler came to see you in the spring of 1942, did he not, or fall of 1941?
A. Beginning of
October 1941.
Q. You had then
been working in that area a considerable number of Jewish farmers, is that
right, and you had determined not to put them to death?
A. Yes.
Q. You made a
determination then that those men did not then constitute any security threat
whatever to the German armed forces?
A. No; I did
not make such a determination but, in the interest of the general situation, and
of the army, I considered it more correct not to kill these Jews because the
contrary would be achieved by this, namely, in the economic system of this
country everything would be upset, which would have its effect on the operation
of the Wehrmacht as well.
Q. Then, I ask
you the question again. Because these people were farmers, you concluded that it
was wiser to get the grain they produced, than to put them to death?
A. Also because
of the danger that they might shelter partisans, yes ; I was conscious of this
danger.
Q. What danger,
that they might shelter partisans in their houses ?
A. That these
Jews might have contact with the partisans.
Q. So the only
threat you saw to security was the possibility that the Jews would conceal
partisans in their houses?
A. No ; I only
named this as an example. There might have been agents against us who could
endanger us in every way. I only mentioned this as an example.
Q. The same
situation would exist in the case of the Krimchaks, wouldn’t it, or what do
you call them, Karaims.
A. Karaims.
PRESIDING JUDGE
MUSMANNO: Mr. Heath, I must confess a confusion here. I understand the witness
to say, or perhaps you said it, that the reason the Jewish farmers were not
executed is that they were used to bring in the harvest. Then a discussion
ensued as to the possible threat that these Jews could bring to the security
because they could house partisans. There must be a contradiction there; in one
instance, they were a threat and, therefore, were subject to executions. Were
they saved, or were they not saved? If they were saved, why, and if they were
killed, why?
Page 286
MR. HEATH: As I
understood the witness, your Honor, he said he was balancing the desirability of
getting in the harvest as against a potential threat.
PRESIDING JUDGE
MUSMANNO: I see.
MR. HEATH : He
exercised discretion.
PRESIDING JUDGE
MUSMANNO: And came to the conclusion that there was more to be gained by not
liquidating.
MR. HEATH :
Precisely, so I understand it.
PRESIDING JUDGE
MUSMANNO: Is that correct?
DEFENDANT
OHLENDORF: I think it is even simpler. They were not farmers, they were
craftsmen, who when there would be no longer work for them to do would endanger
considerably the interests of the Wehrmacht. I never considered this problem in
discussion but now Himmler came to me and ordered that these Jews were to be
treated according to the Fuehrer Order, without any further discussion, and
without any further consideration of circumstances.
MR. HEATH :
What about the gypsies. I believe you have no idea whatever as to how many
gypsies your Kommando killed; have you ?
A. No. I
don’t know.
Q. On what
basis did you kill gypsies, just because they were gypsies? Why were they a
threat to the security of the Wehrmacht ?
A. It is the
same as for the Jews. .
Q. Blood?
A. I think I
can add up from my own knowledge of European history that the Jews actually
during wars regularly carried on espionage service on both sides.
PRESIDING JUDGE
MUSMANNO: You were asked about gypsies.
MR. HEATH : I
was asking you about gypsies, as the Court points out, and not Jews. * * *. I
would like to ask you now on what basis you determined that every gypsy found in
Russia should be executed, because of the danger to the German Wehrmacht?
A. There was no
difference between gypsies and Jews. At the time the same order existed for the
Jews. I added the explanation that it is known from European history that the
Jews actually during all wars carried out espionage service on both sides.
PRESIDING JUDGE
MUSMANNO: Well, now, what we are trying to do is to find out what you are going
to say about the gypsies, but you still insist on going back to the Jews, and
Mr. Heath is questioning about gypsies. Is it also in European history that
gypsies always participated in political strategy and campaigns?
DEFENDENT
OHLENDORF : Espionage organizations during campaigns.
Page 287
PRESIDING JUDGE
MUSMANNO : The gypsies did?
A. The gypsies
in particular. I want to draw your recollection to extensive descriptions of the
Thirty Year War by Ricarda Huch and Schiller-
Q. That is
going back pretty far in order to justify the killing of gypsies in 1941,
isn’t it?
A. I added that
as an explanation, as such motive might have played a part in this, to get at
this decision.
Q. Could you
give us an illustration of any activity of a band of gypsies on behalf of Russia
against Germany during this late war?
A. Only the
same claim that can be maintained as with regard to Jews, that they actually
played a part in the partisan war.
Q. You,
yourself cannot give us any illustration of any gypsies being engaged in
espionage or in any way sabotaging the German war effort?
A. That is what
I tried to say just now. I don’t know whether it came out correctly in the
translation. For example, in the Yaila Mountains, such activity of gypsies has
also been found.
Q. Do you know
that of your own personal knowledge?
A. From my
personal knowledge, of course, that is to say always from the reports which came
up from the Yaila Mountains.
Q. In an
instance in which gypsies were included among those who were liquidated, could
you find an objective reason for their liquidation ?
A. From Russia
I only knew of the gypsy problem from Simferopol. I do not know any other
actions against gypsies, except from the one in Simferopol.
PRESIDING JUDGE
MUSMANNO: Very well.
MR. HEATH: May
I proceed, your Honor?
PRESIDING JUDGE
MUSMANNO: Yes, please.
MR. HEATH: Mr.
Ohlendorf, you say the gypsies are notorious bearers of intelligence? Isn’t it
a fact that the nationals of any invaded state are notorious bearers of
intelligence. Didn’t the Americans bear intelligence, and the Germans bear
intelligence, and the Russians bear intelligence for their countries when they
were at war?
A. But the
difference is here that these populations, for example, the German population,
or the American population have permanent homes, whereas gypsies being unsettled
as people with-out permanent homes are more prepared to change their residence
for a more favorable economic situation, which another place might promise them.
I believe that a German, for example, is very unsuited for espionage.
Page
288
Q. Mr.
Ohlendorf, on the question of the order which you say you felt you had to honor
and fulfill, the Fuehrer Order. It is a fact, is it not, that you could have
failed in your duty as a soldier and escaped this without any penalty, in short,
you could have played sick.
A. I have
already had this question addressed to me in the direct examination because I
expected it.
Q. Let’s see
if you expect the next one-I suppose you do. At one juncture you were told by
the Chief of Staff of the army above you, down there, in the south of Russia,
that unless your collaboration with the army improved, he, Colonel Woehler-I
forget his name-he would recommend your immediate dismissal in Berlin, so there
was a way, was there not, where you could have avoided service merely by
refusing to be agreeable with other military gentlemen. Is that right?
A. This
discussion with Woehler did not concern our debate but factual reproaches which
were unfounded. And I did not do anything else than rectify untrue reproaches.
Q. I am sorry,
I didn’t understand that. Is it true that you were threatened with a
recommendation for dismissal unless your collaboration with the army improved?
A. No. It was
the first word of the Chief of Staff, "If your cooperation with us does not
improve, we will request that you be dismissed," and then a number of
factual reproaches which were untrue, and I was merely given the chance by the
Chief of Staff to reject these untrue charges. Nothing else was being discussed.
I do not think that you expect that, in order to be relieved, I should have let
myself and my men be wrongly accused.
Q. No, no, I
had no idea that you would do any such thing. I simply wanted to find out
whether it was possible for you to win a dismissal from this job or task that
you had by disagreeing with the military and you have said that it was.
PRESIDING JUDGE
MUSMANNO : Witness, I understand that there was a conference at Pretzsch when
you first learned of this mission. How many of the defendants were present at
that conference ?
DEFENDENT
OHLENDORF: I cannot say that for certain.
Q. At the
conference in-I am sure I will mispronounce this word-Nikolaev-how many of the
defendants were present if you recall ?
A. Merely
Seibert was present then.
Q. Who?
A. Only the
defendant Seibert was present.
MR. WALTON:
General, did you ever have the feeling that the
Page 289
Fuehrer Order,
about which so much has been said here, was an illegal order ?
DEFENDENT
OHLENDORF : No.
Q. Have you
ever heard, during your career, of the recognized laws and customs of war?
A. Of course.
Q. Have you
ever heard of the Geneva Convention?
A. Of course.
Q. And have you ever heard of the Hague Convention?
A. Naturally.
Q. From your
study of law, and your high rank in an organization subject to military law, did
you not know that the killing of civilians in occupied areas, without any trial,
is considered by both international law and the laws and customs of war to be
plain murder, and nothing else?
A. Yes.
Q. Who was it,
in one of your Kommandos, who had the power and the authority to decide whether
a person was a Jew, or gypsy, or a Communist, and to order his execution?
A. That was up
to the Kommandos.
Q. By that am I
to presume that it was the Kommando leader, the commanding officer of that unit
?
A. He was
responsible for what happened in his field.
Q. Was there
any one else in a Kommando, the second in command, or the leading
noncommissioned officer-could he decide whether a man was a Jew or a gypsy and
order his execution?
A. Before
answering this question concretely I wish to point out that in considering the
question of discretion as to how to carry out the order-the entire situation
should be considered. For example, concerning the Jews, it was usual that the
Kommandos called the Jewish elders to determine who was Jewish and who was not.
The possibility to go beyond this decision was not given to the Kommandos.
Therefore, they had to accept the statements of the Jews themselves as a basis
of their orders. The Kommando chief could not go beyond this and carry out the
executions independently but he had to rely on his officers who were, for
instance, chiefs of Teilkommandos for these assignments. As the Tribunal knows,
this question had already been decided before the war by order of the Fuehrer,
through Keitel, insofar as individual officers had the opportunity to arrive at
a decision whether or not a person was suspicious, and whether he might endanger
the security. In my direct examination I have already explained that this
statement went too far, in my opinion, and therefore, I gave the order that the
suspicion must be confirmed. But to ask for more, for example, concerning the
Jews,
Page 290
than, to
believe the statements of the Jewish elders could not have been expected of the
Kommandos because there was no possibility of doing more. Doing more would have
meant questioning the task.
Part VIII
Testimony of Otto Ohlendorf Continued
Q. Then the
registration list of the Jewish population handed to the Kommando leader by the
Jewish Council of Elders was sufficient to denominate those named as Jews?
A. In order to
complete it, the Jewish elders themselves took the Jews to the registration
place or the collection place.
Q. Now, was the
denouncement of a gypsy by a civilian suf-ficient identification that could
cause his execution by Einsatzgruppe D?
A. No. I
remember cases in Simferopol where to identify gypsies the certification of two
witnesses, at least, was required by the Kommando there.
Q. These
witnesses came, of course, from the civilian population of the area in which
this man was arrested?
A. Yes.
Q. And these
witnesses claimed to have known it?
A. Yes. That
was the difficulty, because some of the gypsies-if not all of them-were Moslems,
and for that reason we attached a great amount of importance to not getting into
difficulties with the Tartars and, therefore, people were employed in this task
who knew the places and the people.
Q. Then there
was more investigation in the case of gypsies than there was in the case of a
Jew, is that right?
A. There were
fewer gypsies than there were Jews and, as I said yesterday already, I only
remember one great action in Simferopol.
Q. You stated
in your testimony last Wednesday, did you not, that you personally never issued
execution orders. Am I correct?
A. Yes.
Q. Who issued
orders for these executions?
A. The
procedure cannot be explained in one sentence because the order for execution as
such had been given from the start in Pretzsch, and also later by the Reich
Leader SS. But the Kommandos took it for granted that when they came to a
larger city the solution of the Jewish question would be the first problem to be
solved, and therefore, the executions developed, not from an order, but as a
consequence of a number of occurrences-such as the consultation of a Council of
Elders, registration, etc., until the final operation resulted. The same
happened in the case of the executions themselves, where a number of
organizational occurrences took place one after the other; a definite order was
only given, really, at the moment when an officer stood before a
291
military unit
and gave the order to shoot. Everything else develops, one occurrence following
another.
Q. In your
direct testimony, and yesterday in some of your cross-examination, reference was
made quite frequently to "the army". To what army, or army group, were
you referring?
A. In my case,
to group 11,11th Army.
Q. Now, who
commanded the 11th Army when you were in command of Einsatzgruppe D?
A. First,
General Ritter von Schobert. He was killed. After that, there was a temporary
assignment; and then later, Field Marshal von Manstein.
Q. Did you ever
have any contact-that is, official contact-with Army Group South during your
career as commander of Einsatzgruppe D ?
A. With the
army Group South itself? No. Only with the army. The reason was that the 11th
Army was independent, relatively. It had been intended as a nucleus for a new
army group which was to operate in the Caucasus Mountains. The army units, at
that time, were still in the Baltics in readiness.
Q. How often
were you in contact with General von Schobert, and later Field Marshal von
Manstein?
A. I reported
to General von Schobert, as shown in the documents, on 12 June. Then I saw him
again in the army casino once or twice. And von Manstein, I mostly saw in the
Crimea on duty, as well as privately; for example, he put me in charge of
recruiting Tartars. I also had personal discussions with him about the question
of military commitments of my unit. Contact with the army became closer in time
because the difficulties of the first months proved some officers so wrong that
they had to apologize to me and now the other officers tried to eliminate these
former differences. It took longest with Manstein. Not before the spring 1942
was I invited by him personally, for the first time, to his castle on the south
coast, which he had set up for recuperation. There I was, together with my
successor von Alvensleben, and three or four officers of the army, invited to
his place one evening and I stayed there the night. The next morning I had
breakfast with him, and then I travelled on. The second time I was privately
invited was for the celebration when Sevastopol had fallen. Apart from that,
there was constant contact with the army, owing to the fact that there was a
liaison officer with the army who shared his billet with the counterintelligence
officer; and beyond that, Herr Seibert, at least once a week, visited the Chief
of Staff, the intelligence officers, or the chief of partisan warfare with whom
arrangements were made. Naturally, I had more to do with the Chief of Staff than
with the commander in chief. And for that
Page 292
reason I
visited him officially, repeatedly. Finally, after the winter of 1941, a very
lively personal relation with the staff officer of the army took place in my
casino. For example, during the Christmas celebration the staff of the army was
completely represented, and also during my farewell party.
Q. General, I
think the translation came through incorrectly. The way I heard it when you were
mentioning the commanders of the 11th Army, the name von Alvensleben came
through as your successor.
A. I want to
complete this. Einsatzgruppe D was given to Colonel [Oberfuehrer] Bierkamp, but
he was with Einsatzgruppe D only for a short time in the Crimea. The Crimea was
given over to the civil administration and Alvensleben became SS and Police
Leader for the Crimea, and in this he became my successor for that area and not
in my position as chief of the Einsatzgruppe.
Q. Then, from
what you have just said in answer to the question, your personal and official
contacts with the army under Field Marshal von Manstein were more frequent and
more friendly than with his predecessor, General von Schobert?
A. Yes. I
believe he was only with the army for four weeks before he died in battle.
Q. Can you
remember now when Field Marshal von Manstein succeeded General von Schobert,
that is, the approximate date?
A. I cannot
remember the exact date, but I think that von Man-stein became successor of von
Schobert in September 1941 at the latest.
Q. Did General
von Schobert or Field Marshal Manstein ever issue orders to your Gruppe
concerning executions?
A. That
question is too definite, Mr. Prosecutor. Such orders existed in various forms.
For example, he told the defendant Seibert, who is present here, that
retaliation measures which he had ordered were not sufficient, and for that
reason he would have to take a hand himself, or, as I described concerning
Simferopol, where the army requested that the liquidation of Jews be carried out
immediately. Apart from that, there was the idea of killing certain persons
like, for example, the insane people but I cannot always say, of course, that
this was of the army itself. But the Einsatzkommandos were assigned to units or
divisions, so that contact with the Kommandos, and, therefore, the issuing of
individual orders were settled in the individual areas to smaller units rather
than in the central offices.
Q. Then Field
Marshal von Manstein did personally issue instructions or orders concerning the
executions in Simferopol about which we have spoken?
A. No, I cannot
say that, but an instruction came-so far as I
Page 293
remember after
discussing it with Braune-from the Quarter-master General, then Colonel Hanck,
but in the organization of the army, it is natural that the Quartermaster
General on his own authority cannot do such things without the approval of his
commander in chief. I, therefore, cannot say that von Manstein knew about it,
or that he ordered it. I am merely considering it to be so owing to the military
situations.
Q. It is highly
probable that Field Marshal von Manstein did know and did instruct his staff
officer to issue orders, is that correct?
A. In any case,
I cannot imagine that a staff officer can make such demands on his own
authority.
Q. General, who
were the army officers with whom you usually had conferences about the activity
of the Einsatzgruppen D?
A. That was the
intelligence officer.
Q. Can you give
me his name?
A. First, Major
Ranck, later his successor, Major Eisler, or Lieu-tenant Colonel Eisler; the
counterintelligence officer, Major Riesen, and the chief of partisan warfare was
Major Stephanus. The other staff officers I think are not of such great interest
in this connection, that is, the operations officers, Colonel Busse, and
an-other one, von Werner. They are the most important names I know of.
Q. You say all
of these were on the staff of General von Schobert, or Field Marshal Manstein.
A. Yes.
Q. Did these
same officers whom you you orders for the execution of Jews?
A. No. I cannot
say that.
Q. For the
execution of gypsies?
A. No. I cannot
say that, either.
Q. For the
execution of the insane? have named hand down to
A. As I said
before, I do not definitely know whether this order was given by the central
office, or from the medical offices, or from the regional offices.
Q. Who issued
the orders for the killing of active Communists and Soviet officials?
A. For these
groups the order was contained in the general Fuehrer Order.
Q. I believe
you testified a few moments ago that the liaison officer of Einsatzgruppe D with
the 11th Army was the present defendant Seibert?
A. No, the
liaison officer was another man. Seibert belonged to my staff, and was in my
billets, while the liaison officer was another
Page 294
officer, who was in the
staff of the army, and also shared his billets with the army.
Q. Now, General, you have
admitted here that during the time you commanded Einsatzgruppe D, an
unidentified number of per-sons were executed by the units under your command,
and I believe you testified further that the responsibility for the actual
executions generally was with the Kommando leader, am I correct?
A. Responsibility is a word
which can be interpreted in different ways-those who gave the order were
responsible. They were responsible for the carrying out.
Q. Just as a matter of
information, will you state in detail what normal channel the order went through
from the authority issuing it to the man who actually pulled the trigger?
A. I believe my entire
examinations show that this order was given once, namely, in Pretzsch ; there
the initiative was given, and, therefore, no new initial order was given in my
time. I never received an initial order unless one would consider the order to
segregate prisoners of war such an additional order. The original order, as I
have said, was sent to the chiefs of the Einsatzgruppen, and to the Kommando
leaders who were assembled.
Q. This in effect is true.
Because of the difficulty of communications in the area in which you found
yourself, your Kommando leaders were largely, because of poor communications,
independent units, were they not?
A. The Kommando leaders were
independent, there is no doubt about that. They had to be able to act
independently for reasons as you gave just now.
Q. And they made a great
many decisions without having to consult either you or higher authorities, did
they not?
A. These decisions, Mr.
Prosecutor, have to be stated more definitely. In this general form I cannot
answer, yes or no.
Q. I apologize. They created
tactical situations without consulting higher headquarters, did they not?
A. Of course.
Q. Now to select these
commanders, great care had to be exercised as to their ability. Their
initiative and their general ability to do the job?
A. Of course.
Q. And they were entrusted
with the command of a subunit of yours?
A. It is rather difficult to
answer this.
Q. I will repeat, General. I
shall rephrase the question. Because of their careful selection, you relied on
their judgment in given situations, did you not?
A. The Kommando leaders had
certain tasks. These tasks they
Page 295
had to carry out. I did not
choose the Kommando leaders, or else they would have been quite different ones,
but they were appointed by the Reich Security Main Office and they bad to carry
out the tasks which they had been assigned to do ; I had to rely on it, that
according to their best ability they would fulfill these tasks. But since I did
not rely on it completely, I tried, by inspections, to find out whether the
Kommandos were in order, and whether the tasks were carried out. Unfortunately,
it was not possible to inspect them all ; some I could not visit even once
within six months, because it was very difficult to get there. Unfortunately, I
had no influence on the choice of Kommando leaders.
Q. In your direct
examination you have explained your position and relationship with the chief of
the 11th Army. My question in connection with this topic may be, therefore, in a
sense a little repetitious, but nevertheless, I would like you to answer this
for the information of the Tribunal. Which were the special tasks which were
assigned to you by the army on the basis of the so-called Barbarossa Decree?
A. The basic task surely was
to supply information and to look after the police tasks and the security of the
army. Beyond that, the army gave definite detailed tasks, and these changed
according to the situation. For example, in July and August, the harvest had to
be brought in, and the rear had to be guarded; in November and December and
January, to make inquiries about the partisans, and to fight them; immediate
military commitments, and then again the information service. These changed
according to the situation.
MR. WALTON : At this time,
may it please the Tribunal, I should like to submit to the witness for his
examination the Document NOKW-266, Prosecution Exhibit 174. There are copies in
the German language ready for distribution just as there are in the English now.
MR. WALTON: Have you ever
received this or a similar document containing this decree?
DEFENDANT OHLENDORF: I
should think that this is one of the drafts for the so-called Barbarossa Decree.
I do not think that this draft actually constitutes the Barbarossa Decree, but
considerable parts are contained in it. I believe that there are not a great
number of differences in the contents.
Q. Was there anything said
in the Barbarossa Decree outlining the collaboration of the Sonderkommandos, and
the army in the rear areas?
A. I just forgot one thing.
This text shows in this draft the Einsatzgruppen in the operational areas and
also Einsatzgruppen
Page 296
in the rear areas. There
were no such double assignments. Only one Einsatzgruppe was assigned to the
army, to each group, and the army group decided how they were to be used.
Q. Whether they were to be
used in the rear areas, or in the forward areas, the army decided that?
A. Yes.
Q. Now, isn’t it true,
that this Barbarossa Decree, that Himmler’s orders based on it made it plain
that the Sonderkommandos should carry out their missions under their own
responsibility?
A. That is not clear here,
either, because the expression "own responsibility" I presume, means
that the chief of the Security Police and the SD could give instructions to
these Kommandos, which then were carried out on their responsibility; but it
never meant that this happened beyond the authority of the army, or rather of
the army group; and this limitation is shown in this draft. Because every time
it says that the instructions are to be passed to the army and the army can make
restrictions. The army can exclude areas ; it can make restrictions if the
operational situation requires it. Later in the Barbarossa Decree, it says that
operational necessity can cause the army to give instructions or to change them.
This sense is revealed clearly in this draft, "own responsibility"
never means beyond the actual authority of the Commander in Chief of the army,
as contained in his task. This is shown in the assignment of the Einsatzgruppen
and in the instructions of the Supreme Command of the Armed Forces for the .
competence of the Commander in Chief.
Q. Then, General, in short,
within the broad framework of the order, the Fuehrer Order, subject to the
tactical situation at any time, which was the responsibility of the army, it was
entirely up to the decision of the Einsatzgruppe as to how to carry out these
missions, was it not?
A. Yes.
Q. Now then, did the
responsibility mentioned in this draft of the Barbarossa Decree include
executions?
A. The Einsatzkommandos had
the order, and the tasks to carry out certain executions, of course.
Q. By the Barbarossa Decree?
A. No. I did not say that.
At least, I did not intend to say that. I do not know that in the Barbarossa
Decree this order for extermination is contained. To repeat it: I do not know
that in the Barbarossa-Fuehrer Order-anything was contained about the killing of
certain groups of the population.
Q. General, I won’t
quarrel with you, but the testimony is very clear on your orders for execution.
I leave that point at this time. Now, General, did it ever happen that the order
of the commander
Page 297
of the 11th Army, or his
staff, was given directly to the Kommandos- these units which were subordinate
to you?
A. Which orders?
Q. Any orders?
A. Yes, of course.
Q. How did you obtain
knowledge of such orders, since they did not pass through your headquarters?
A. For example, in a written
order I was mentioned on distribution lists, therefore a written order to a
Kommando was passed on to me. This of course, was only the case if they were
orders by the army. Orders by a corps, or by the division I did not see, of
course.
Q. But you were informed of
it through other distribution lists, after the order was actually given?
A. Yes, so far as it was
given by the army.
Q. Were you ever informed if
an army group, or an army corps gave an order to a subunit of yours?
A. Whether I was informed ?
Q. For instance, If the
chief of Einsatzkommando 11b was detached from your headquarters, and attached
to the army corps? Do you follow me?
A. Yes.
Q. And the tactical
situation was such that the Einsatzkommando 11b should be committed for a
certain specific task, the army group commander issued an order directly to the
commander of the Einsatzkommando 11b?
A. Yes.
Q. Now, were you later,
through official correspondence or through reports of your Kommando, informed
that that actual order was given?
A. Of course, in writing or
orally if the Kommando leader considered it necessary that I should know about
this event.
Q. Then your information did
not come from a copy of that order sent to you through official channels, but
through the report of your Kommando leader?
A. In that case, if the army
had not given a written order, only that way, of course. If they had given a
written order, on the whole, they would have given me a copy.
Q. Then you obtained your
knowledge of this type of orders from a report submitted to you by your Kommando
leader?
A. Yes.
Q. General, was it the task
of the liaison officer of the different units of the Einsatzgruppen to transmit
such orders?
A. I believe I must ask a
preliminary question. By liaison officer you mean the officer who was in the
staff of the army?
Q. Yes.
Page 298
A. In the document book such
an occurrence is mentioned, the case of Romanenko. There, the document shows
that the liaison officer got an order from the commander in chief and gave it to
the Kommando itself immediately. This shows that the Kommando was in the place
where the commander in chief was, while I was with the staff of the
Einsatzgruppe about two hundred kilometers to the west. Therefore, if the
commander in chief wanted to hand something to a Kommando, he could easily give
such instructions to the liaison officer.
MR. WALTON: Now I shall have
to avail myself of the privilege of forgetting one or two questions. Your Honor,
I should like to draw the witness’ attention back to some moments ago when I
was asking him about who had the authority to make selections for executions. It
is entirely out of the context now, but my attention has been called to it. I
ask permission to go back and ask him.
PRESIDING JUDGE MUSMANNO: I
recall that you did go over that subject, but there is no reason why you can’t
go back to it.
MR. WALTON : There is one
class which I forgot to ask who made the selection. General, who made the
selection of Communist and Soviet officials for execution?
DEFENDANT OHLENDORF: The
procedure was that certain persons were arrested and these persons were taken to
be examined, as is usual, by the police. The interrogating officer, mostly
together with the Kommando leader, determined the result of the examination, and
with that they determined whether the man endangered the security, or whether
he did not, and they passed a judgment on this person.
Q. It usually turned out,
did it not, that a member of the Communist Party and a Soviet official of the
Communist Party or of the civil administration were considered a definite threat
to the security of the German Armed Forces?
A. Yes.
PRESIDING JUDGE MUSMANNO :
Witness, in carrying out the procedure which you have just indicated, I assume
that in many, if not all of the towns, that you would find yourself liquidating
the governing authorities, the mayors, the councils, etc., because naturally
they would be members of the Communist Party, is that true?
DEFENDANT OHLENDORF : So far
as I know the conditions in the cities or districts where the Einsatzkommandos
entered, there was no administration any more, but the leading personalities had
escaped or were hidden.
MR. WALTON: General, how
were the condemned people assembled for an execution ?
DEFENDANT OHLENDORF: In
detail I cannot describe that.
Page 299
Q. I believe you stated in
the matter of the Jews that the registration through the Council of Elders
stated who was a Jew. Now, if it was determined that so many would be executed,
were the Council of Elders instructed to assemble so many people? A. To assemble
the people, yes.
Q. Now, was there any
pretext given, either by the Kommando leader or by the Jewish Council of Elders,
to get these people to assemble?
A. Yes. For example, on the
resettlement question.
Q. They were told that they
had to move or they would be moved to a place for resettlement, is that correct?
A. Yes.
Q. Now then, what
disposition was made of these people after they had assembled in the market
square or at the place designated?
A. It was tried, for
example, to compare whether registration lists were the same as the persons
present. The persons were then assembled and then were taken to be executed.
Q. Were they sometimes
marched to the place of execution?
A. No. They were taken there
by trucks. I just described how in Simferopol the army gave trucks for this
purpose.
PRESIDINC JUDGE MUSMANNO:
Did the council of Jewish elders know what was the real purpose of the demanding
of this list of the Jews?
DEFENDANT OHLENDORF:
Certainly not in my Einsatsgruppe.
Q. Well, after the first
contingent had been marched away or transported away, was it not then very
obvious what the purpose of the obtaining of this list was?
A. In a city the Jews were
then assembled all at once, at one time, for example in barracks or in a large
school or in a factory site.
Q. Do I understand then that
no executions took place until the council of Jewish elders had completed their
work of making up the lists?
A. Yes.
MR. WALTON: Now, did you
have any army directives or any orders stating the minimum distances from army
headquarters where these people could be executed?
DEFENDANT OHLENDORF: In the
case of Simferopol the army decreed that shootings should take place at a
certain distance from the city. The same occurred at Nikolaev.
Q. By certain distance do
you mean a certain distance from the headquarters, or from the army
installation, or from the city itself?
Part IX
Conclusion of the Testimony of Otto Ohlendorf
Page 300
A. In Simferopol, from the
city; in Nikolaev, from the head-quarters.
Q. Now, what was the general
method used in execution?
A. Only one method was used
by me. That was the military manner.
Q. Am I to infer from that:
execution by shooting?
A. Yes.
Q. In what position were
these victims shot?
A. Standing up or kneeling.
Q. What disposition was made
of the corpses of the executed victims?
A. They were buried in that
same place. The Kommando who carried out the executions had to prepare the
burying so that no signs of the executions could be seen afterwards.
Q. What was done with the
personal property of the persons executed, General?
A. The personal property was
confiscated. The valuables, according to orders, were given to the Reich
Ministry of Finance or rather to the Reich Bank. The personal property was at
the disposal of the local Kommando and the city, except for exceptions in
Simferopol where a group of the National Socialist Peoples’ Welfare
Organization was assigned to the army who took care of the textile items.
Q. Were all the victims,
including the men, the women, and the children, executed in the same way?
A. Until the spring of 1942,
when by Himmler’s order it was determined that women and children be killed by
gassing in gas vans. Your Honor, I ask to make a remark about a question in
yesterday’s examination. I think a mistake arose to the effect that your Honor
asked me whether from the reports from the Kommandos the fact that children were
shot could be seen. If I have answered to the effect that this opinion was
confirmed, that would be wrong. My confirmation in the IMT that men, women, and
children are contained in the figures is merely a conclusion from the fact that
Jewish men, women, and children were to be shot. In the reports which
came from the Kommandos no such difference was made. Actually I do not remember
any report where children-or figures of children-are mentioned. I repeat, the
statement which I confirm: It was a conclusion I came to, based on the order.
PRESIDING JUDGE MUSMANNO: I
understand then that a report indicating that 5,000 Jews had been killed would
not specify so many children, so many women, but just 5,000 persons?
DEFENDANT OHLENDORF: Yes,
yes.
MR. WALTON: Let me refresh
your memory, General, please. I believe you stated in answer to the last
question that executions
Page 301
were entirely in the form of
shootings until the spring of 1942 when you received an order to have women and
children executed by gas van. I am sorry I missed your statement as to where
this order originated, or from whence this order came.
DEFENDANT OHLENDORF: The
order of the gas vans came from Himmler immediately and was given to special
units who had these gas vans.
Q. These units who had
charge of the operation and the maintenance of the gas vans stayed with the vans
all the time?
A. Yes. I only saw it myself
for a short time because it occurred shortly before I resigned, but the drivers
remained there while the officer who had come along originally left later on ;
but the reason for this was mainly that the vans were refused by the Kommando
leaders, and I was not prepared to force the Kommando leaders to use these vans.
The vans were practically not used.
Q. General, have you
yourself ever seen a gas van?
A. Yes.
Q. Will you give a short
description of the physical appearance of a gas van to the Tribunal?
A. It is an ordinary truck
just like a box car. It looks like that, like a closed truck.
Q. No windows in the gas
van?
A. I beg your pardon?
Q. There were no windows?
A. That is possible.
Q. The back of the gas van,
did it have a thick door which led into the interior of the gas van?
A. Of course.
Q. And this door was narrow
where only one person could enter at a time?
A. No. I believe it was an
ordinary door as any other truck has.
Q. Now were the people
selected for execution induced to enter these vans?
A. One could not see from
the van what purpose it had, and the people were told that they were being
moved, and, therefore, they entered without hesitation.
Q. The same information was
given them that they would be moved for purposes of resettlement?
A. Yes.
Q. General, could you
estimate how many persons could be accommodated at one time in these vans?
A. There were large vans and
small vans. The small one might have taken 16 persons and the large one 30.
Q. Did you even learn how
long it would take to execute persons by the use of these lethal gas vans after
they were subjected to gas?
PaGe 302
A. As far as I remember
about 10 minutes.
Q. Did all of your Kommandos
use these vans?
A. No, because there were
more Kommandos than vans. Apart from that one van was no good. They had come
from Berlin. One van was sent to Taganrog immediately without my seeing it and
never came back, and the other two vans remained in Simferopol.
Q. Did Sonderkommando 10a
ever use one of these vans?
A. I already said that one
van was sent to Kom ando 10a immediately.
Q. I apologize, I missed it.
Did l0b ever use one of these vans?
A. No. I am not sure whether
they did use it. I cannot swear to it, but I don’t think so.
Q. I accept your answers as
the best of your recollection and belief. Did Sonderkommando lla use one?
A. No. As I said, the two
vans were in Simferopol.
Q. 11b, did it ever use one?
A. 11b would have used it I
think.
Q. And Einsatzkommando 12,
do you recollect that it ever had one?
A. No. They certainly did
not have one.
Q. How many people do you
estimate-I am sure that you do not remember the exact number, but how many
people do you estimate were executed by these vans by Einsatzgruppe D?
A. Please save my mentioning
these figures because I don’t know anything about 10a and concerning 11b the
van may have been used two or three times, I am not sure. I myself hardly saw
the van, but only the first time, together with the physician, I had a look that
the people went to sleep without any difficulties, and then I must have left. I
don’t know whether it was used again.
Q. Then some people were
executed by means of the gas vans by your subunits?
A. Yes.
MR. HEATH : Mr. Ohlendorf,
you have just said that you felt that you must respect this order unto your own
death.
A. Yes.
Q. You have asked the Court
to accept that coercion. Will you now tell the Court what your present judgment
is of the order? Do you think it was a moral order or do you think it was a
wrong order which you received from the head of the German State?
DR. ASCHENAUER: I object to
this question, your Honor. Only facts can be asked about and not opinions.
MR. HEATH: May I answer, if
your Honor please. A man who claims mitigation because of superior orders is
putting himself in the position of saying, morally, I had no choice. If, in
fact, he
Page 303
A morally approved of a
superior order and, therefore, would have acted without the coercion of it, if,
in fact, he did not object to the coercion but merely lent himself to the course
of action which he would have to follow without coercion, then a plea of
mitigation fails entirely, and so here, if the defendant did these killings
be-cause of the coercive effect of an order, with which he disagreed, that is
one thing, but if Ohlendorf was himself in full agreement or in partial
agreement with the purpose which Hitler had, then the mitigating effect of the
coercion order is fully or almost fully lost.
PRESIDING JUDGE MUSMANNO:
Dr. Aschenauer, do you follow that argument?
MR. HEATH : The plea is bad,
if it is done willingly.
DR. ASCHENAUER: I wish to
point out that these are merely argumentations which have nothing to do with the
testimony by the witness.
PRESIDING JUDGE MUSMANNO:
The Tribunal has indicated that this is not the time for argument, but it would
appear that the purpose behind the question is not in the nature of
argumentation, but for the purpose of determining whether there can be any
mitigation in the offense as charged by the prosecution in the indictment and
for that purpose the question will be permitted. The objection is overruled.
DEFENDANT OHLENDORF : Mr.
Prosecutor, I have already replied to that question during my direct examination
by stating that I considered the order wrong, but I was under military coercion
and carried it out under military coercion knowing that it was given in a state
of emergency and the measures were ordered as emergency measures in
self-defense. The order, as such, even now, I consider to have been wrong, but
there is no question for me whether it was moral or immoral, because a leader
who has to deal with such serious questions decides from his own responsibility
and this is his responsibility and I cannot examine and not judge. I am not
entitled to do so.
MR. HEATH : If your Honor
please, that is exactly the state of the record and I respectfully submit that
we yet have no answer. For this reason the witness has said he thought it was an
un-justified order, because it was difficult or impossible of execution, when he
was told-
DEFENDANT OHLENDORF: I
didn’t say that.
MR. HEATH: When he was told
about it at Pretzsch, he thought it was impossible of execution. I think the
very issue which he seeks to avoid is the crux of this question, namely, not
whether it was a difficult order, or a wise order, from the standpoint of his,
but whether it was right or wrong. The issue is a moral one. The
Page 304
coercion of superior orders
goes to the moral coercion, l and not to the wisdom of the order.
PRESIDING JUDGE MUSMANNO:
But, Mr. Heath, hasn’t he answered your question ?
MR. HEATH : He has said-he
said it was a wrong order.
PRESIDING JUDGE MUSMANNO:
Now, what more do you want? Put another specific question and we will see if he
hasn’t answered. It appeared to the Tribunal that he has answered, but put the
question to him.
MR. HEATH: You have said it
was a wrong order. I want you only to tell me whether it was morally wrong or
morally right.
DEFENDANT OHLENDORF: May I
correct beforehand that in my reply I never said whether it was a difficult or
not a difficult order. That is an assumption which I don’t want to have in the
record.
PRESIDING JUDGE MUSMANNO:
Then it must have been an error in transmission, because the Tribunal is under
the impression that yesterday you stated in your original protest against the
order that it was impossible of fulfillment or very difficult of fulfillment.
Are we in error in that impression?
DEFENDANT OHLENDORF: I said
"inhuman", your Honor.
PRESIDING JUDGE MUSMANNO: I
see, very well. The record indicates just what was said. Now, do you want to put
another question?
MR. HEATH: I put the same
question-Was the order a moral one; was it morally right, or was it morally
wrong?
DEFENDANT OHLENDORF: I have
just said that I do not think that I am in a position to decide on the moral
issue, but I considered it to be wrong because such factors are able to bring
such results which may have and, in my opinion, are bound to have immoral
effects. But I do not think I am in a position to judge the responsibility of a
statesman who, as is shown in history, rightly saw his people before the
question of existence or nonexistence, or to judge whether a measure in such a
fight against fate, for which this leader is responsible, is moral or immoral.
PRESIDING JUDGE MUSMANNO: Do
we extract from all that you have said, this thought that you are not prepared
to pass upon whether the order was morally right or morally wrong, but you do
say that the order could only lead to very bad circumstances which would be
injurious to Germany itself.
DEFENDANT OHLENDORF: Not
only to Germany itself, your Honor. I consider this to be much more serious
even. I see the order which Hitler gave, not as a first cause for this order,
but I already consider it as a result of logical developments which may have
started-or at least became very obvious-when in 1936, in our opinion, Germany
was encircled. Such measures must further
Page 305
such developments, for
example, to the effect that instead of an understanding, hatred, revenge, and an
exaggerated effort to gain security will become very strong and, therefore, the
general in-security of the world will be increased. For example, causing
effects, as can be described with the name "Morgenthau Plan" or
requests, such as that Germany is being weakened in its greatness and strength
so that this people will no longer endanger the security of anyone. That is
what I meant by "effect" which might result from such factors, because
they are intended for this, while I believe that throughout historical
development at some time a chain of hatred or mistrust has to be broken in order
to start anew some-where, and that, for example, I hoped would be achieved
through National Socialism which owing to its national basis, must be respected
by each individual people, but here the chain is continued, a sequence is
continued, which instead of reconciliation breeds more hatred, and increases the
craving for security. That is my opinion on this.
MR. HEATH: May I put the
question once more, if your Honor please?
PRESIDING JUDGE MUSMANNO:
Yes, you may put the question and then the witness may answer it directly, or,
if he feels he has already answered it, he may so indicate, or he may refuse to
answer it. We will see what happens.
MR. HEATH : I do not ask you
for a judgment of Hitler’s morals ; I ask you for an expression of your own
moral conception. The question is not whether Hitler was moral ; but what, in
your moral judgment, was the character of this order-was it a moral order, or an
immoral order?
DEFENDANT OHLENDORF: The
question concludes itself, because you are not asking abstractly for a moral
estimate of nothing-but a moral estimate and judgment about a deed of Hitler.
And for that reason the judgment which I may make is a judgment on the deed of
Hitler.
Q. Then I may ask one more
question, and this is the last one, your Honor. You surrendered your moral
conscience to Adolf Hitler, did you not?
A. No. But I surrendered my
moral conscience to the fact that I was a soldier, and, therefore, a wheel in a
low position, relatively, of a great machinery ; and what I did there is the
same as is done in any other army, and I am convinced that in spite of facts and
comparisons which I do not want to mention again, the persons receiving the
orders-and all armies are in the same position-until today, until this very day.
Q. It was not the coercion
of the Hitler Order which overcame
Page 306
your moral scruple. It was
the fact that you had surrendered to Hitler the power to decide moral questions
for you-is that right?
A. That is an argumentation
on your part which I never said. No, it is not correct. But as a soldier I got
an order, and I obeyed this order as a soldier.
Q. Well, as a soldier you
still had a moral conscience-I suppose you did-which required, if you had a
moral conscience, you had to judge the orders that came to you. You got an order
from Adolf Hitler, and you tell us you accepted his moral judgment absolutely,
whether right or wrong-is that right?
A. That I accepted a moral
judgment I certainly did not say. I think my answer will not be changed by the
fact that you want me to make a certain reply.
Q. Let us put it in the
negative, then. You refused to make any moral judgment then, and you refuse now
to make any moral judgment?
A. The reason is-.
Q. I am not asking you the
reason. I am asking whether you refuse to express a moral judgment as to that
time, or as of today.
A. Yes.
EXAMINATION
PRESIDING JUDGE MUSMANNO:
Yesterday Mr. Heath put a question to you which perhaps we did not allow to be
answered-but in view of what has now been stated perhaps we might go back just a
moment. He asked you whether, when you received this order, any question arose
in your mind as to its authenticity, namely, was the order of such a nature that
it caused you to hesitate as to whether there could have been an error in it and
would cause you to go higher than the officer who had given you this mission, in
order to determine, positively, whether it was authentic or not. You remember
that discussion?
A. Yes.
Q. Now, when you received
this order-it did not come from Hitler, that is, it was Hitler’s, but he did
not give it to you, it came from Streckenbach.
A, It was handed on, yes.
Q. Yes, very well. And his
rank was not so high that an incredible statement by him could be questioned?
A. Yes.
Q. When this order was first
presented to you, did it shock you to such extent that you wanted to inquire
whether it truly was an order given by Hitler or not; or were you so satisfied
that Hitler
Page 307
knew what to do, and the
circumstances were such that even that order could be a logical one, that you
accepted it without misgivings, without questioning, without doubts, and
without investigations?
A. It was a shock and was
dispersed, as I explained yesterday, through reaction towards Streckenbach, and
Streckenbach argued on all those questions which your Honor just mentioned. So
that during this discussion all the questions have been worked on al-ready, and
finally. No other solution was left to us than to accept Streckenbach’s
experience who knew through his discussion with Hitler that it was quite obvious
that there was a Fuehrer Order here which under no circumstances could be
cancelled.
Q. You indicated a lack of
desire to answer Mr. Heath’s question on the moral issue. You indicated that
it wasn’t for you to decide the moral question at all. But with every order,
with every demand, or request, there instinctively goes a moral appraisement you
may agree with it or not-so when this order was given to you to go out to kill,
you had to appraise it, instinctively. The soldier who goes into battle knows
that he must kill. But he understands that it is a question of a battle with an
equally armed enemy. But you were going out to shoot down defenseless people.
Now, didn’t the question of the morality of that enter your mind? Let us sup
pose that the order had been-and I don’t mean any offense in this
question-suppose the order had been that you should kill your sister. Would you
not have instinctively morally appraised that order as to whether it was right
or wrong-morally, not politically, or militarily, but as a matter of humanity,
conscience, and justice between man and man?
A. I am not in a position,
your Honor, to isolate this occurrence from the others. I believe during my
direct examination plenty of questions of this kind have been dealt with.
Probably with the occurrences of 1943, 1944, and 1945 where with my own hands I
took children and women out of the burning asphalt myself, with my own hands,
and with my own hands I took big blocks of stone from the stomachs of pregnant
women ; and with my own eyes I saw 60,000 people die within 24 hours-that I am
not prepared, or in a position to give today a moral judgment about that order,
because in the course of this connection these factors seem to me to be above a
moral standard. These years are for me a unit separate from the rest. Full of
ruthlessness to destroy and to be inhuman-until today, your Honor, and I am not
in a position to take one occurrence or rather a small event of what I
experienced and to isolate it, and to value it morally in this connection. I ask
you to understand that from a human point of view.
Q. Your answer gave a
certain date. You mention the years
Page 308
1943,1944,1945. Naturally,
these were years following 1941, when you were confronted with that issue.
* * * * * * *
MR. HEATH : The Court made
inquiry on which it got no response from the witness, which was, I think, the
ultimate question which your Honor was putting to him, namely, if you get an
order from Hitler to kill your sister, would you have acted on the order, or
would you have had any conflicting moral judgment about the nature of the order?
There was no response, and I don’t know whether the Court thinks we have gone
far enough with the questioning, or, whether we may ask for a response to that
question?
PRESIDING JUDGE MUSMANNO :
The Court would not insist on the question being answered because of its very
nature, but it seems to me that it is a relevant question, but the witness may
or may not answer, as he sees fit.
MR. HEATH : May we then put
the question to him, if your Honor please? Witness, if you received an order
from Adolf Hitler to kill your own flesh and blood, would you have executed that
order, or not?
DEFENDANT OHLENDORF: I
consider this question frivolous. The question is being put to me here by the
prosecution, it deals with people-with life and death of people, and of millions
of people who are near starvation even today, therefore, I can only state that
the question is frivolous.
Q. Then I understand you to
say that if one person be involved in a killing order, a moral question arises,
but if thousands of human beings are involved in it, you can see no moral
questions ; it is a matter of numbers?
A. Mr. Prosecutor, I think
you are the only one to understand my answer in this way, that it is not a
matter of one single person, but from the point of departure events have
happened in history which among other things have led to deeds committed in
Russia, and such an historical process you want me to analyze in a moral way. I
do, however, refuse moral evaluation with good reasons as outlined so far as my
own conscience is concerned. I am not refusing to answer this last question
because it is just one person, in order to bring morality on the basis of
numbers, but because the prosecutor now addresses me personally-
Q. I shall not address you
personally. Suppose you found your sister in Soviet Russia, and your sister were
included in that category of gypsies, and she was brought before you for
slaughter because of her presence in the gypsy band ; what would have been your
action? She is there in the process of history, which you have described?
DR. ASCHENAUER: I object to
this question and I ask that this
Page 309
question not be
admitted. I think the subject has been dealt with sufficiently so that no other
questions are necessary. This is no question for cross-examination.
MR. HEATH: Your Honor, I
believe we have met tests which we applied by putting one of his own flesh and
blood in exactly the alleged historical stream in which he can form no judgment.
I asked him now whether if he found his own flesh and blood within the Hitler
Order in Russia, what would have been his judgment, would it have been moral to
kill his own flesh and blood, or immoral.
DR. ASCHENAUER: I ask for a
ruling of the Tribunal upon my objection.
PRESIDING JUDGE MUSMANNO:
The question indubitably is an extraordinary one, and ordinarily would not be
tolerated in any trial, outside of a trial like this, which is certainly an
extraordinary and a phenomenal one. We are dealing here with a charge, which to
the knowledge of this Tribunal has never been presented in the history of the
human race of a man who is here charged with the responsibility for the snuffing
out of lives by the hundreds of thousands-not hundreds of thousands, but ninety
thousand. If he were not charged with anything so monstrous as that, it would
not seem to me necessary for him to answer the question on a moral issue, but if
he is presented with an order by Hitler to dispose of his own flesh and blood,
whether he would regard that as a moral issue, or not, I believe that is a
question that is entirely relevant and is not frivolous, and the witness will be
called upon to answer it.
DEFENDANT OHLENDORF: May I
please answer this question in the way it was put by the prosecutor, and the way
it was originally put. I had not finished my statement why I considered this
question frivolous, when the prosecutor interrupted me.
MR. HEATH : The Court has
ruled that the question is not frivolous, and it calls for an answer. I urge the
Court or respectfully request the Court to ask the witness to answer the
question.
PRESIDING JUDGE MUSMANNO:
The ruling disposes of this, and the witness will answer the question, so that
you do not need to urge or demand.
MR. HEATH: I should have
added your Honor, "or refuse to answer it, one way or the other."
PRESIDING JUDGE MUSMANNO: I
am disposed to believe that he will answer it. Let’s see whether he will
answer it, or not.
DEFENDANT OHLENDORF: I
consider this question frivolous, because it brings a completely private matter
into a military one; that is, it deals with two events which have nothing to do
with each other
Page 310
PRESIDING JUDGE MUSMANNO :
Witness-
MR. HEATH: Your Honor-
PRESIDING JUDGE MUSMANNO:
Let’s just keep in mind this situation. You are a defendant in a trial, and
very serious charges have been brought against you. Your whole life and career
are before this Court for scrutiny and examination. A question arises regarding
an order which you received, and that order calls for the execution of
defenseless people. You will admit that in normal times such a proposition would
be incredible, and intolerable, but you claim that the circumstances were not
normal, and, therefore, what might be accepted only with terrified judgment was
accepted at that time as a normal discharge of duties. It is the contention of
the prosecution, that regardless of the circumstances, the killing of
defenseless people involved a moral issue, and that under all the circumstances
you were to refrain from doing what was done. Now by way of illustration he
advances, suppose that you had in the discharge of this duty been confronted
with the necessity of deciding whether to kill, among hundreds of unknown
people, one whom you knew very well. It seems to me that that is a relevant
comparison. Now, let’s direct our attention to that very question, if you
will, please.
DEFENDANT OHLENDORF: If this
demand would have been made to me under the same prerequisites that is within
the framework of an order, which is absolutely necessary militarily, then I
would have executed that order
. MR. HEATH: That is
all, sir.
PRESIDING JUDGE MUSMANNO:
Witness, I would like to ask one question. Were the men in your command entitled
to any increase in pay because of the nature of the operation, or were they paid
the regular salary which went to all soldiers?
DEFENDANT OHLENDORF: At no
time was there any advantage connected with that operation. Not at any time.
PRESIDING JUDGE MUSMANNO:
Now you were travelling in a territory which must have been very strange to you,
and you had indicated that you had interpreters, but you must have been
confronted with many language difficulties, because of dialects, and so on. Do
you suppose that because of these language barriers that any errors might have
occurred, so that even individuals under the broadest interpretation of that
order were killed who should not have been killed?
A. I don’t think so. The
interpreter whom I had, for instance, my own interpreter was from Russia
himself, and he knew the language and the conditions.
Q. Very well. You stated
yesterday the only reason why you did not wish your command was that of a fear
your successor might
Page 311
not he so considerate of
your men as you were. In what way did you regard that considerate ; in what
respect?
A. Because I had experience
from other Einsatzgruppen.
Q. Well, you were
considerate of them, but the Tribunal does not understand in what respect. Was
it with regard to accommodations, with regard to food, with regard to the
manner in which they had discharged this unpleasant duty?
A. It was part of the
complaints which I personally presented to Himmler in Nikolaev ; that, for
example, the Higher SS and Police Leader Jeckeln had organized special
detachments which had to carry out nothing but executions, and it is
understandable that this would ruin these people spiritually, or make them
completely brutal. This is an example of what I meant.
Q. Very well. How much time
did you spend, generally, in each community. I presume you were travelling all
the time? A. I personally, or with my staff?
Q. With your staff. With
your unit, the Einsatzgruppe?
A. I changed my headquarters
when the headquarters of the army moved. I always joined the headquarters
command of the army.
Q. Now you said that you
tried to avoid excesses. Just what do you mean by that?
A. That, for example, an
individual would carry out an execution on his own.
Q. You mentioned this
morning apropos something else, that there was a Christmas celebration in your
organization. Did you have a Christmas celebration regularly every year?
A. Yes.
Q. Yesterday, you stated
that you had attended three executions, and in each one of these executions the
subjects were singing the International and that they were shouting their
allegiance to Stalin, and you took from that their solidarity to the Bolshevist
cause, and, as I understood your answer, you drew from that a justification for
the order, namely, that these individuals had in effect declared their hostility
to Germany, and, that, therefore, as a matter of security and self-defense, or
as a war measure in itself, it was justifiable to dispose of them in the way
they were disposed of?
A. No, your Honor, I did not
mean it that way.
Q. I see. A. I was asked
whether I saw any signs that the Fuehrer Order really was based on objective
facts, and I meant these facts as one example to show that in these cases the
victims actually expressed this attitude. This was not a basis for my action,
only an example of what I saw myself.
312
Q.
Did you take from their singing and from their shouts at that moment, that this
reflected an attitude on the part of all that race, which called for aggressive
measures on the part of the Reich?
A. No. I was
merely impressed by the fact that my three incidental visits always were
attended by the same demonstrations on on the part of the victims. It was not a
cause for me to act in any way. It was merely an illustration of the actual
situation.
Q. Now just
one more question on this incident. When you observed this demonstration, did
you feel any sense of relief that here indeed were enemies of your country, and,
therefore, the order which you were executing did have some justification in
fact?
A.
I
have already expressed it a little more carefully yesterday, your Honor, because
in any situation it is difficult to comment on this. I said that I watched this
demonstration with respect, for I respected even this attitude, and I never
hated an opponent, or an enemy, and I still do not do so today.
PRESIDING
JUDGE MUSMANNO: Any further questions, Dr. Aschenauer?
REDIRECT EXAMINATION
DR.
ASCHENAUER: Your Honor, I only have two more questions. They concern the
document which was submitted by the protsecution. I believe it is Document NOKW—256,
Prosecution Exhibit 174. There are two sentences "we received your
directives from the Chief of the Security Police and the SD, and we are informed
that we are under your command as far as restricting our mission on the part of
the army is concerned." I want to ask one question. Did you ever have any
responsibility of your own about these missions, including the executions, which
went higher in responsibility than that of the Supreme Army Commander, as the
executor of supreme command and which would have excluded the responsibility of
the army commander in chief over life and death?
A. No. This
activity was carried out under the responsibility of the Supreme Commander. He
alone had the executive power of command, and therefore he disposed over life
and death. This responsibility was never limited.
Q. Then do I
understand you correctly if you say that your responsibility refers to the
manner and type of the execution of the order?
A. Yes, that
is right.
DR.
ASCHENAUER: I have no further questions.
TRANSLATION OF
DOCUMENT NO-2890
PROSECUTION EXHIBIT 5
AFFIDAVIT OF
OTTO OHLENDORF,
24 APRIL
1947, CONCERNING THE
ORGANIZATION OF THE ElNSATZGRUPPEN
AFFIDAVIT
I, Otto Ohlendorf,
swear, depose, and state-
1. The Einsatzgruppen for
the Eastern Campaign (Russia 1941) began as a result of an agreement between the
Chief of the Security Police and Security Service on the one hand, and the
Chiefs of the Supreme Command of the Armed Forces and the High Command of the
Army on the other. As I remember it, this agreement was signed by Heydrich and a
representative of the High Command of the Army. On the basis of this agreement
between the Chief of the Security Police and Security Service, the Supreme
Command of the Armed Forces and the High Command of the Army, the Einsatzgruppen
were to take over the political security of the front areas, which, up to the
time of the Russian campaign had been the charge of the army units them-selves.
The secret field police were to occupy themselves only with security within the
troops to which they were assigned.
2. As far as I remember,
this agreement took effect about three weeks before the start of the Russian
campaign and was as follows :
a. The Chief of the
Security Police and SD formed his own motorized military units in the form of
Einsatzgruppen, which were divided into Einsatzkommandos and Sonderkommandos
and were to be assigned in their entirety to the army groups or armies.
The chief of the Einsatzgruppen was the deputy of the Chief of
the Security Police and SD, who was assigned to the commanders in chief of the
army groups or armies.
b. The armies or
army groups had to supply the Einsatzgruppen with quarters, food, repairs,
gasoline, and the like. Each army group and the 11th Army, the latter as
nucleus of another army group for the Caucasus, was assigned an Einsatzgruppe,
which in turn was divided into Einsatzkommandos and Sonderkommandos.
3. During the Russian
campaign there were four Einsatzgruppen, which bore the identifying letters A,
B, C, and D. The
Page 93
area of operation of each
Einsatzgruppe was determined by the fact that the Einsatzgruppe was assigned to
a certain army group or army, and marched with it. The Einsatzkommandos or the
Sonderkommandos formed from them were assigned from time to time to areas
designated by the army group or army. The Einsatzkommandos were divided into
Sonderkommandos in order to have more small units available for the size of the
area of operation.
The areas of operation of
the Einsatzgruppen were as follows:
Einsatzgruppe A operated
from its central points: Latvia, Lithuania, and Estonia, towards the east.
Einsatzgruppe B operated in the direction of Moscow in the area adjoining
Einsatzgruppe A, to the south.
Einsatzgruppe C had the Ukraine, except for the part occupied by Einsatzgruppe
D. At a later time, when Einsatzgruppe D advanced towards the Caucasus,
Einsatzgruppe C was in charge of the entire Ukraine, insofar as it was not
under civil administration.
Einsatzgruppe D had the Ukraine south of the line Chernovitsy,
Mogilev-Podolski, Yampol, Ananev, Nikolaev, Melitopol, Mariupol, Taganrog, and
Rostov. This area also included the Crimean Peninsula. At a later time,
Einsatzgruppe D was in charge of the Caucasus area.
4. All of the Einsatzgruppen
were made up of a number of Einsatzkommandos and Sonderkommandos. For example,
Einsatzgruppe D, of which I was chief, had the Sonderkommandos 10a, 10b, 11a,
11b, and Einsatzkommando 12.
5. The personnel strength of
the Einsatzgruppe varied. It usually consisted of a total of 500 to 800 men.
Einsatzgruppe D belonged to the smaller of the Einsatzgruppen. The officers and
noncommissioned officers of the Kommandos were composed of men on detached
service from the state police, criminal police, and in limited numbers from the
security service. Aside from these, the troops were largely made up of emergency
service draftees [Notdienstverpflichtete] and of companies of the Waffen SS and
order police.
6. The Einsatzgruppen had
the following assignments: They were responsible for all political security
tasks within the operational area of the army units and of the rear areas
insofar as the latter did not fall under the civil administration. In addition
they had the task of clearing the area of Jews, Communist officials, and agents.
The last named task was to be accomplished by killing all racially and
politically undesirable elements seized who were considered dangerous to the
security. I know that the
Page
94
Einsatzgruppen were assigned
partly to the reconnaisance of guerrilla bands, fighting guerrilla bands, and to
military tasks and, after completion of their basic assignments, were partly
converted into combat units. All orders which pertained to the tactical and
strategic situation or sphere of interest of the army groups or armies came from
the commanding general, the chief of staff or counterintelligence officer of the
army or army group to which the Einsatzgruppe was assigned. Orders concerning
clearing out undesirable elements went directly to the Einsatzkommandos and came
from the Reich Leader SS himself or by transmission through Heydrich. The
commanders in chief were ordered by Hitler to support the execution of these
orders. Through the so-called Commissar Order, the army units had to sort out
political commissars and other similar undesirable elements themselves and hand
them over to the Einsatzkommandos to be killed. The order pertaining to the
sorting out of these elements from the prisoner-of-war camps was supplemented
accordingly by executive orders from the High Command of the Army to the army
units. The activity of the Einsatzgruppen and their Einsatzkommandos was carried
out entirely within the field of jurisdiction of the commanders in. chief of the
army groups or armies under their responsibility.
7. The reports of the
Einsatzgruppen went to the armies or army groups and to the Chief of the
Security Police and SD. Normally weekly or biweekly reports were sent to the
Chief of the Security Police and SD by radio and written reports were sent to
Berlin approximately every month. The army groups or armies were kept currently
informed about the security in their area and other current problems. The
reports to Berlin went to the Chief of the Security Police and SD in the Reich
Security Main Office. After the creation of the command [headquarters] staff of
the Chief of the Security Police and SD in about May 1942, this [staff] prepared
the subsequent reports. The command staff consisted basically of Gruppenfuehrer
[SS Major General] Muller, chief of office IV, and Obersturmbannfuehrer [SS
Lieutenant Colonel] Nosske, group chief in office IV, to whom specialists of
offices III, IV, and VI were available for coordinating the composition of the
reports. Questions which had to do with the personnel of the group and with
garrisons went to office I. Administrative questions and matters concerning
equipment were taken care of by office II. Information concerning the spheres of
life (SD) went to office III. The chief of office IV received reports on the
general security situation, including Jews and Communists. Information about the
unoccupied Russian areas went to office VI. I have read the above statement,
consisting of six (6) pages
Page 95
in the German language and I declare that this is the full truth to the best of
my knowledge and belief.
I have had opportunity to
make alterations and corrections in the above statement. I have made this
statement freely and voluntarily, without any promise of reward and was
subjected to no threat or duress.
Nuernberg, 24 April 1947.
[Signature] OTTO OHLENDORF.
Document UK-81
Source: Nazi Conspiracy and Aggression. Volume VIII. USGPO, Washington,
1946/pp.603-606
Political
Way
Otto Ohlendorf
[Appendix
"A" I..1 to Affidavit sworn by Otto Ohlendorf at Nurnberg, 20
November, 1945.]
After 'I joined the NSDAP in
May 1925, I participated in all tasks which arose in the young and numerically
small Party organization. I was at the same time Ortsgruppenleiter, treasurer
and organizer of meetings. I distributed newspapers and leaflets, spoke in
discussions at public meetings of other parties and served in the SA. Besides
this, I, with three other Party members, were ordered to the SS service in 1926.
However, at that time I did not engage in any SS activities because shortly
thereafter I left my home town and was removed from the list of the SS.
Therefore, I did not receive any SS identity card and learned of my then SS
number 880 first in 1936 when, with reference to my early membership in the SS,
I was again enrolled in the SS under my old number. Until 1936 I had no
connection with the SS. During 1929-31 I spoke independently and on my own
initiative at numerous Party meetings of the competent Gau Party Leadership at
Hannover. At that time I studied at Goettingen and from there I worked
especially in the town and area of Nordheim according to my own plan for the
Party. I organized training courses and spoke at numerous evening discussions
and public meetings. Despite my activity I remained a simple Party member as I
avoided a too close connection with the official Party organs. Because of my own
opinion at that time I was already separated from the real and personal ways of
a Number of the leading Party members.
After my first legal State
Examination in 1931, I went to Italy as an exchange student for one year. My
reason therefore was to become acquainted with a movement which supposedly was
parallel to National Socialism, and which had had ten years of practice and
unlimited possibilities to develop. I became acquainted with Fascism in theory
and practice. I became thoroughly acquainted with its organization and leading
personalities. I arrived at the conclusion that in the case of Fascism, it was
not a question of a new conception of people and state which further developed
the individualism, but that it was another system of absolute power which was
formed around the person of Mussolini. The human beings and people in Fascism
had no values in themselves, but were objects of the State and derived their
value and recognition from the State as the sole reality. From this fact
originated the irreconcilable contrast National Socialism, which is founded on
the reality of the value of life in the individual human beings and the people,
and, therefore, in contrast to Fascism subordinated the State to the needs of
the people. After my return from Italy I stayed away from Party work until the
assumption of power. I received no positive answer to the reports on Fascism
which I sent to the Party Leadership and wanted first to become oriented on
further development of the Party within the Reich. Furthermore, it was my
definite resolution to continue my own life independently of the Party. After
the assumption of power I, therefore, remained in legal training. At the
meetings I mostly spoke on the theme of Fascism and National Socialism in order
to point out the dangers which threatened National Socialism by copying the
Fascist organizational forms and the insufficient differentiation from the
Fascist program.
I considered Fascism the
primary opponent of National Socialism. In other European countries there
already existed Fascist movements and Fascism conducted a continuous and
purposeful propaganda all over Europe. Therefore, I considered the offer of
Professor Jens Jessen to become his assistant at the Institute for World Economy
at Kiel, to serve my purposes, especially because I could found a section for
Fascism and National Socialism and in that way have a good opportunity to fight
against the plans of introducing Fascism into National Socialism.
Between 1933 and 1938, I
attempted to obtain a total picture of the complete literature in German and
Italian which concerned intellectual, cultural, sociological or economical
themes, as well as State theories. Both this literature and the National
Socialistic policy in practice showed after the assumption of power that the
still immature National Socialistic ideology was diverted from the principles of
its original world picture. Theorists, as well as responsible leaders in Party
and State, believed that they could conquer temporary difficulties in State and
economy, education and culture, only by use of old methods belonging to past
stages of civilization. At this time, it was my greatest wish to write an
analysis of the spiritual and formative impulses in the National Socialistic
work of the present time in order to draw the attention of the leading National
Socialist circles and young scientists to the spiritual principles which they
used as supposedly National Socialist. However, foreign tendencies became
increasingly stronger especially at first in the food economy and later on
during the Four Year Plan in the rest of the economy, in communal politics, and
in the complete field of science. Therefore, I accepted an offer in 1936, again
from Professor Jessen, which gave me the opportunity by means of the SD des
Reichsfuehrer's SS to report to the highest leader posts in Party and State and
in such way advance my plans based on observation of the theoretical and
practical development of people and State.
As many personal and essential
matters made this task difficult, I grasped this opportunity to participate in
the execution of the original National Socialist principles with special
satisfaction. These principles advocated, as the foremost goal of National
Socialism, to develop the best characteristics of the people and to form them
into a community of equality and to furnish the best possible spiritual and
moral existence for the individuals of the people. I undertook the task with
heart and soul when I worked in Reich Group Commerce and when I was Ministerial
Direktor and permanent deputy of the State Secretary in the Reich Ministry of
Economy, I understood together with many others, that a necessary phase within
the evolution would be strong controversies with the Party and State. Only
against strong opposition of the old spiritual forces could the goal be achieved
which would make the welfare and dignity of man the real conception of politics;
also to achieve in the economy that man should become basis and decisive subject
of the measures of the political economy, this especially because the economy is
the most important and preponderant moulder of man's destiny. National Socialism
seemed to be the first attempt to find a natural synthesis between the free,
intended to be independent man of individualism and the actual bonds life
compels on him in the community in which he finds himself. In order to achieve
this synthesis, National Socialism ought to signify self consciousness, and the
inner freedom of man, from which the laws for the natural order of the people's
community could be recognized and accomplished. with conviction.
This idea did not, however,
find a period of calm in which it could be developed spiritually and in active
daily life. The collapse of the National Socialist system in Germany has shown
that the forces favoring highly developed human communities were not strong
enough to carry through to this goal.
Reproduced
From:

OHLENDORF,
Otto
(1907 - 1951)
SS-Gruppenführer und Generalleutnant der Polizei / Unterstaatssekretär:
Born: 4. 02. 1907 in Hoheneggelsen.
Hanged: 8. 06. 1951 at
Landsberg Prison, Bavaria.
NSDAP-Nr.: 6 531 (Joined 28.05.25)
SS-Nr.: 880 (Joined 28.05.25)
Promotions:
SS-Gruf.u.Gen.Lt.d.Pol.: 9.11.44; SS-Brigf.u.Gen.Maj.d.Pol.: ; SS-Oberf.:
9.11.41; SS-Staf.: ; SS-OStubaf.: ; SS-Stubaf.: 20.04.37; SS-HStuf.: 9.07.36;
Assignments:
Unterstaatssekretär in Reichswirtschaftministerium (Ministry of Economics):
Kdr., Einsatzgruppe D:
06.1941 - 07.1942.
Chef, Amt III, RSHA:
SD-Hauptamt/RSHA: (1.12.37) - 8.05.45.
Postwar Prosecution:
Lead defendant in "Einsatzgruppen Case" before U.S. Military Tribunal,
Nuremberg. Condemned to death, Apr. 1948.
Notes:
Educted at University of Göttingen.
Decorations & Awards:
KVK I m. Schw.
KVK II m. Schw.: 1941/42 (for EGr. D command)
Goldenes Parteiabzeichen
Dienstauszeichnungen der NSDAP in Silber und Bronze
SS-Dienstauszeichnungen
Ehrendegen des RF SS / Totenkopfring der SS
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