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REDEMPTION
THROUGH SlN
By Gershom Scholem

I
NO CHAPTER IN the history of the Jewish people during the last
several hundred years has been as shrouded in mystery as that of the
Sabbatian movement. On one point, at least, there is no longer any
disagreement: the dramatic events and widespread religious revival
that preceded the apostasy of Sabbatai Zevi in 1666 form an
important and integral part of Jewish history and deserve to be
studied objectively, to the exclusion of moralistic condemnations of
the historical figures involved. It has come increasingly to be
realized that a true understanding of the rise of Sabbatianism will
never be possible as long as scholars continue to appraise it by
inappropriate standards, whether these be the conventional beliefs
of their own age or the values of traditional Judaism itself. Today
indeed one rarely encounters the baseless assumptions of
"charlatanry" and "imposture" which occupy so prominent a place in
earlier historical literature on the subject. On the contrary: in
these times of Jewish national rebirth it is only natural that the
deep though ultimately tragic yearning for national redemption to
which the initial stages of Sabbatianism gave expression should meet
with greater comprehension than in the past.
In turning to consider the Sabbatian movement after Sabbatai Zevi's
conversion to Islam, however, we are faced with an entirely
different situation. Here we find ourselves still standing before a
blank wall, not only of misunderstanding, but often of an actual
refusal to understand. Even in recent times there has been a
definite tendency among scholars to minimize at all costs the
significance of this "heretical" Sabbatianism, with the result that
no adequate investigation yet exists of its spiritual foundations,
its over-all impact on eighteenth-century Jewry, or its ultimate
fate. It is impossible, in fact, to read any of the studies that
have been done in these areas without being astounded by the amount
of invective directed against the leaders and adherents of the
various Sabbatian sects. Typical of this approach is David Kahana's
A History of the Kabbalists, Sabbatians, and Hasidim (in Hebrew),
but the angry moralizing that characterizes this volume has not been
confined to anyone historical school; rather, it has been shared by
writers of widely differing points of view, secular as well as
religious. The problem itself, meanwhile, remains as recondite as
ever.
Two enormous difficulties, therefore, confront the student of the
Sabbatian "heresies": on the one hand, there are the obstacles posed
by the sources themselves, and on the other, those created by the
attitude generally taken toward them. To a great extent, moreover,
these two sets of difficulties have always been related.
Why should this be so?
The Sabbatian movement in its various shadings and configurations
persisted with remarkable obstinacy among certain sectors of the
Jewish people for approximately 150 years after Sabbatai Zevi's
conversion. In a number of countries it grew to be powerful, but for
various reasons, internal as well as external, its affairs were
deliberately hidden from the public eye. In particular, its
spokesmen refrained from committing their beliefs to print, and the
few books that they actually published concealed twice what they
revealed. They did, however, produce a rich literature, which
circulated only among groups of "believers" (ma'aminim) - the term
by which Sabbatian sectarians generally chose to refer to themselves
down to the last of the Donmeh in Salonika and the last Frankists in
the Austro-Hungarian Empire. As long as Sabbatianism remained a
vital force within the Jewish ghetto, threatening to undermine the
very existence of rabbinic Judaism, its opponents labored
ceaselessly to root it out and systematically destroyed whatever of
its writings came into their possession, including {even} the sacred
names of God {azkarot} which they contain," as the bans upon them
read. As a result many of their writings were lost without a trace,
and had it been left solely up to the rabbinical authorities nothing
would have come down to us at all except for certain tendentiously
chosen fragments quoted in anti-Sabbatian polemics. In addition,
although an extensive religious literature was still to be found in
the hands of Frankists in Moravia and Bohemia at the beginning of
the nineteenth century, the children and grandchildren of these
"believers" in Prague and other Jewish centers themselves attempted
to obliterate every shred of evidence bearing on their ancestors'
beliefs and practices. The well-known philosopher and historian of
atheism Fritz Mauthner has preserved the following interesting story
in his memoirs: in the declining days of the movement in Bohemia,
Frankist "emissaries" came to his grandfather (and undoubtedly to
other members of the sect as well) and requested that he surrender
to them a picture of "the Lady" and "all kinds of writings" which he
had in his possession. The emissaries took them and left. The
incident took place sometime during the 1820's or 1830's. In spite
of all this, at least two large manuscripts from these circles have
survived.
One must therefore bear in mind that in dealing with the history of
Sabbatianism powerful interests and emotions have often been at
stake. Each for reasons of his own, all those who have written on
the subject in the past shared one belief: the less importance
attributed to it, the better.
Authors and historians of the orthodox camp, for their part, have
been anxious to belittle and even distort the over-all role of
Sabbatianism in order to safeguard the reputations, as they have
conceived of them, of certain honored religious figures of the past.
Such apologetics have had their inevitable effect upon the writing
of history, as has the fundamental outlook of their proponents,
tending as it does to idealize religious life in the ghetto at the
expense of completely ignoring the deep inner conflicts and
divisions to which not even the rabbis were necessarily immune. To
acknowledge the Sabbatianism of eminent rabbis in Jerusalem,
Adrianople, Constantinople, or Izmir, Prague, Hamburg, or Berlin,
has been in the eyes of such authors to openly impeach the integrity
of an entire body of men who were never supposed to be other than
learned and virtuous defenders of Jewish tradition. Given such an
attitude, it is hardly to be wondered at that one should
instinctively avoid the kinds of inquiry that might lead to the
discovery of heretical opinion, to say nothing of actual
licentiousness, in the most unlikely places. One might cite endless
examples of this kind of mentality in historical literature dealing
with rabbinical and congregational life in the eighteenth century
and in at least one case, A. L. Frumkin's A Historical Account of
the Scholars of Jerusalem (in Hebrew), the author goes so far as to
"acquit" some of the most dedicated Sabbatians we know of the
"scandal" of heterodoxy!
Secularist historians, on the other hand, have been at pains to
de-emphasize the role of Sabbatianism for a different reason. Not
only did most of the families once associated with the Sabbatian
movement in Western and Central Europe continue to remain afterwards
within the Jewish fold, but many of their descendants, particularly
in Austria, rose to positions of importance during the nineteenth
century as prominent intellectuals, great financiers, and men of
high political connections. Such persons, needless to say, could
scarcely have been expected to approve of attempts to "expose" their
"tainted" lineage, and in view of their stature in the Jewish
community it is not surprising that their wishes should have carried
weight. Furthermore, in an age when Jewish scholarship itself was
considered to be in part an extension of the struggle for political
emancipation, the climate for research in so sensitive an area was
by no means generally favorable. In consequence, those Jewish
scholars who had access to the wealth of Sabbatian documents and
eyewitness reports that were still to be found early in the century
failed to take advantage of the opportunity, while by the time a
later generation arrived on the scene the sources had been destroyed
and were no longer available even to anyone who might have desired
to make use of them.
The survivors of the Frankists in Poland and of the Donmeh or
"Apostates" in Salonika formed yet a third group having a direct
interest in disguising the historical facts. These two Sabbatian
sects, both of which formally renounced the Jewish religion (the
Donmeh converting to Islam in 1683, the Frankists to Catholicism in
1759), continued to adhere to their secret identities long after
their defection from their mother faith; the Donmeh, in fact, did
not disappear until the present generation, while in the case of the
Frankists, whose history in the course of the nineteenth century is
obscure, it is impossible to determine at exactly what point in time
they were finally swallowed up by the rest of Polish society. There
is reason to suspect that until the eve of World War II many
original manuscripts and documents were preserved by both these
groups, particularly by a number of Frankist families in Warsaw; but
how much of this material may yet be uncovered, and how much has
been purposely destroyed by its owners in order to conceal forever
the secret of their descent, is in no way ascertainable.
Nevertheless, the total picture is not as dark as it may seem to
have been painted: despite the many efforts at suppression, which
supplemented, as it were, the inevitable "selective" process of time
itself, a considerable amount of valuable material has been
saved. Many of the accusations made against the "believers" by their
opponents can now be weighed (and more often than not confirmed!) on
the basis of a number of the "believers' " own books which were not
allowed to perish. Little by little our knowledge bas grown, and
although many of the historical details we would like to know will
undoubtedly never come to light at all, there is reason to hope that
this important chapter in Jewish history will yet be fully written.
In any event, it is dear that a correct understanding of the
Sabbatian movement after the apostasy of Sabbatai Zevi will provide
a new due toward understanding the history of the Jews in the
eighteenth century as a whole, and in particular, the beginnings of
the Haskalah [Enlightenment} movement in a number of countries.
I do not propose in this article to trace the outward history of
Sabbatianism in its several manifestations over the century and a
half in which it retained its vitality, nor (although I can hardly
conceal my opinion that the entire movement was far more widespread
than is generally conceded even today) do I mean to debate the
question of whether this or that particular individual was or was
not a Sabbatian himself. Suffice it to say that the sources in our
possession, meager as they are, make it perfectly dear that the
number of Sabbatian rabbis was far greater than has been commonly
estimated, greater even than was believed by that anti-Sabbatian
zealot Rabbi Jacob Emden, who has almost always been accused of
exaggeration. In the present essay, however, I shall put such
questions aside and limit myself to the area that has been the most
sadly neglected in the entire field, namely, the origins and
development of Sabbatian thought per se.
lf one accepts what Heinrich Graetz and David Kahana have to say on
the subject of Sabbatian theology, it is impossible to understand
what its essential attraction ever was; indeed, if it is true, as
both these writers claim, that the entire movement was a colossal
hoax perpetrated by degenerates and frauds, one might well ask why a
serious historian should bother to waste his time on it in the first
place. And if this is the case with Sabbatianism in general, how
much more so when one ventures to consider what is undoubtedly the
most tragic episode in the entire drama, that of the Frankists, the
psychological barriers to the understanding of which are
incomparably greater. How, for instance, can one get around the
historical fact that in the course of their public disputation with
Jewish rabbis in Lvov in 1759 the members of this sect did not even
shrink from resorting to the notorious blood libel, an accusation
far more painful to Jewish sensitivities than any of their actual
beliefs? A great deal has been written about this incident,
particularly by the eminent historian Meir Balaban, in whose book,
On the History of the Frankist Movement (in Hebrew), it is
exhaustively dealt with. Balaban, who makes the Lvov libel a
starting point for his over-all inquiry, reaches the significant
conclusion that there was no organic connection between it and the
Frankist "articles of faith" presented at the disputation. The
members of the sect, in fact, were reluctant to make the accusation
at all, and did so only at the instigation of the Catholic clergy,
which was interested in using them for purposes of its own, having
nothing to do with their Sabbatian background. That they finally
agreed to collaborate in the scheme can be explained by their desire
to wreak vengeance on their rabbinical persecutors.
Thus, though the behavior of the Frankists at Lvov must certainly be
judged harshly from both a universal-ethical and a Jewish-national
point of view, it is important to keep in mind that the blood libels
against the Jews (the indications are that there was more than one)
do not in themselves tell us anything about the inner spiritual
world of the sect, in all of whose literature (written one and two
generations after the Lvov disputation) not a single allusion to
such a belief is to be found. The truly astonishing thing is that
although several important texts of Frankist teachings actually do
exist, not a single serious attempt has so far been made to analyze
their contents. The reason for this is simple. Graetz and A.
Kraushar, two reputable scholars, one of whom wrote a full-length
study of Jacob Frank and his Polish followers, were both of the
opinion that there was no such thing as a Frankist "creed," and that
The Sayings of the Lord (Slowa Pańskie) which has come down to us in
a Polish version alone, was incoherent nonsense. According to
Kraushar, Frank's sayings are "grotesque, comical, and
incomprehensible," while Graetz, whose attitude toward all forms of
mysticism is well known, could hardly have been expected to show
much insight into the religious motivations of the sect. Balaban, on
the other hand, is mainly concerned with the outward history of the
Frankists up to the time of their mass conversion, and his
reconstruction of their theology is based solely on the positions
publicly taken by them in their disputations with the rabbis. It is
his reliance on these "articles of faith," in fact, which were
actually far from accurate reflections of the Frankists' true
beliefs, that leads him to conclude that after 1759 the history of
the sect was "determined more by the personalities of Jacob Frank
and his disciples than by any intrinsic religious relationship to
Judaism."
I myself cannot agree with Balaban on this point, and in the
following pages I shall attempt to show, at least summarily, that
Sabbatianism must be regarded not only as a single continuous
development which retained its identity in the eyes of its adherents
regardless of whether they themselves remained Jews or not, but
also, paradoxical though it may seem, as a specifically Jewish
phenomenon to the end. I shall endeavor to show that the nihilism of
the Sabbatian and Frankist movements, with its doctrine so
profoundly shocking to the Jewish conception of things that the
violation of the Torah could become its true fulfillment (bittulah
shel torah zehu kiyyumah), was a dialectical outgrowth of the belief
in the Messiahship of Sabbatai Zevi, and that this nihilism, in
turn, helped pave the way for the Haskalah and the reform movement
of the nineteenth century, once its original religious impulse was
exhausted. Beyond this, I hope to make the reader see how within the
spiritual world of the Sabbatian sects, within the very sanctum
sanctorum of Kabbalistic mysticism, as it were, the crisis of faith
which overtook the Jewish people as a whole upon its emergence from
its medieval isolation was first anticipated, and how groups of Jews
within the walls of the ghetto, while still outwardly adhering to
the practices of their forefathers, had begun to embark on a
radically new inner life of their own. Prior to the French
Revolution the historical conditions were lacking which might have
caused this upheaval to break forth in the form of an open struggle
for social change, with the result that it turned further inward
upon itself to act upon the hidden recesses of the Jewish psyche;
but it would be mistaken to conclude from this that Sabbatianism did
not permanently affect the outward course of Jewish history. The
desire for total liberation which played so tragic a role in the
development of Sabbatian nihilism was by no means a purely
self-destructive force; on the contrary, beneath the surface of
lawlessness, antinomianism, and catastrophic negation, powerful
constructive impulses were at work, and these, I maintain, it is the
duty of the historian to uncover.
Undeniably, the difficulties in the face of this are great, and it
is not to be wondered at that Jewish historians until now have not
had the inner freedom to attempt the task. In our own times we owe
much to the experience of Zionism for enabling us to detect in
Sabbatianism's throes those gropings toward a healthier national
existence which must have seemed like an undiluted nightmare to the
peaceable Jewish bourgeois of the nineteenth century, Even today,
however, the writing of Jewish history suffers unduly from the
influence of nineteenth-century Jewish historiography. To be sure,
as Jewish historians we have clearly advanced beyond the vantage
point of our predecessors. having learned to insist, and rightly so,
that Jewish history is a process that can only be understood when
viewed from within; but in spite of all this, our progress in
applying this truth to concrete historical situations; as opposed to
general historiosophical theories has been slow. Up to the present'
only two men, Siegmund Hurwitz in his From Whither to Where (in
Hebrew) and Zalman Rubashov [Shazar] in his essay "Upon the Ruins of
Frankism" (in Hebrew), have shown any true appreciation of the
complexities of Sabbatian Psychology, and their work has by and
large failed to attract the attention it deserves..
And now, one last introductory comment. In dismissing the need for
objective research on the Sabbatian and Frankist movements, it has
often been asserted that since the phenomena in question are
essentially pathological, they belong more properly to the study of
medicine than to the study of history. Indeed, an article on "Frank
and His Sect in the Light of Psychiatry" (Bychowski, Ha-Tekufah,
Vol. XIV) has actually been published, but it only succeeds in
demonstrating how incapable such an approach is of dealing
satisfactorily with the problem. From the standpoint of sexual
pathology it can hardly be doubted that Frank himself was a diseased
individual, just as there can be no question that at the center and
among the ranks of the Sabbatian movement (as in all radical
movements that spring from certain particular tensions, some of
which are not so far removed from those of "ordinary" life) it would
be possible to find cases of marked mental aberrance. But what is
the significance of all this? We are not, after all, so much
concerned with this or that prominent Sabbatian personality as with
the question of why such people were able to attract the following
that they did. The diagnosis of a neurologist would be of little
value in determining why thousands of human beings were able to find
a spiritual home in the labyrinth of Sabbatian theology, We must
refuse to be deluded by such convenient tags as "hysteria" or "mass
psychosis,'· which only confuse the issue at the same time that they
provide an excuse for avoiding it and comfortably reassure one of
one's own comparative "normality." It is undoubtedly true that Jamb
Frank was every bit the depraved and unscrupulous person he is
supposed to have been, and yet the moment we seriously ponder his,
“teachings,” or attempt to understand why masses of men should have
regarded him as their leader -and prophet, this same individual
becomes highly problematic. Even more than the psychology of the
leader, however, it is the psychology of the led that demands to be
understood, and in the case of Sabbatianism, a movement built
entirely upon paradoxes, this question is crucial indeed. Whatever
we may think of Sabbatai Zevi and Jacob Frank, the fact is: their
followers, while they were certainly not "innocents"-if there was
one thing lacking in the paradoxical religion of the Sabbatians it
was innocence - were sincere in their faith, and it is the nature of
this faith, which penetrated to the hidden depths and abysses of the
human spirit, that we wish to understand.
II
As a mystical heterodoxy Sabbatianism assumed different and
changing forms: it splintered into many sects, so that even from the
polemical writings against it we learn that the "heretics" quarreled
among themselves over practically everything, The word
"practically," however, must be stressed, for on one essential, the
underlying ground of their "holy faith," as they called it, the
"believers" all agreed. Let us proceed then to examine this common
ground of faith as it manifested itself both psychologically and
dogmatically,
By all accounts, the Messianic revival of 1665-66 spread to every
sector of the Jewish people throughout the Diaspora. Among the
believers and penitents a new emotion, which was not restricted to
the traditional expectation of a political deliverance of Israel
alone, began to make itself felt. This is not to say that hope for a
divine liberation from the bondage and degradation of exile was not
an important element in the general contagion, but rather that
various psychological reactions which accompanied it soon took on an
independent existence of their own. Prior to Sabbatai Zevi's
apostasy, great masses of people were able to believe in perfect
simplicity that a new era of history was being ushered in and that
they themselves had already begun to inhabit a new and redeemed
world. Such a belief could not but have a profound effect on those
who held it: their innermost feelings, which assured them of the
presence of a Messianic reality, seemed entirely in harmony with the
outward course of events, those climactic developments in a
historico-political realm that Sabbatai Zevi was soon to overthrow
by means of his miraculous journey to the Turkish sultan, whom he
would depose from his throne and strip of all his powers.
In the generation preceding Sabbatai Zevi's advent the rapid spread
of the teachings of Rabbi Isaac Luria and his school had resulted in
a grafting of the theories of the Kabbalists, the de facto
theologians of the Jewish people in the seventeenth century, onto
the traditional Jewish view of the role and personality of the
Messiah. Mystical Lurianic speculations about the nature of the
redemption and "the restored world" (olam ha-tikkun) which was to
follow upon its heels added new contents and dimensions to the
popular Messianic folk-myth of a conquering national hero, raising
it to the level of a supreme cosmic drama: the redemptive process
was now no longer conceived of as simply a working-out of Israel's
temporal emancipation from the yoke of the Gentiles, but rather as a
fundamental transformation of the entire Creation, affecting
material and spiritual worlds alike and leading to a rectification
of the primordial catastrophe of the "breaking of the vessels" (shevirat
ha-kelim), in the course of which the divine worlds would be
returned to their original unity and perfection. By stressing the
spiritual side of the redemption far more than its outward aspect
the Kabbalists of the Lurianic school, though by no means
overlooking the latter, gradually converted it into a symbol of
purely spiritual processes and ends. As long as the Messianic
expectancies they encouraged were not put to the test in the actual
crucible of history, the dangers inherent in this shift of emphasis
went unnoticed, for the Kabbalists themselves never once imagined
that a conflict might arise between the symbol and the reality it
was intended to represent. To be sure, Lurianic Kabbalah had openly
educated its followers to prepare themselves more for an inner than
for an outer renewal; but inasmuch as it was commonly assumed that
the one could not take place without the other, the procedure seemed
in no way questionable. On the contrary: the spread of Lurianic
teachings, so it was thought, was in itself bound to hasten the
coming of the historical Redeemer.
The appearance of Sabbatai Zevi and the growth of popular faith in
his mission caused this inner sense of freedom, of "a world made
pure again," to become an immediate reality for thousands. This did
not of course mean that Sabbatai Zevi himself was no longer expected
to fulfill the various Messianic tasks assigned him by Jewish
tradition, but in the meantime an irreversible change had taken
place in the souls of the faithful. Who could deny that the
Shekhinah, the earthly presence of God, had risen from the dust?
"Heretical" Sabbatianism was born at the moment of Sabbatai Zevi's
totally unexpected conversion, when for the :first time a
contradiction appeared between the two levels of the drama of
redemption, that of the subjective experience of the individual on
the one hand, and that of the objective historical facts on the
other. The conflict was no less intense than unforeseen. One had to
choose: either one heard the voice of God in the decree of history,
or else one heard it in the newly revealed reality within.
"Heretical" Sabbatianism was the result of the refusal of large
sections of the Jewish people to submit to the sentence of history
by admitting that their own personal experience had been false and
untrustworthy.
Thus, the various attempts to construct a Sabbatian theology were
all motivated by a similar purpose, namely, to rationalize the abyss
that had suddenly opened between the objective order of things and
that inward certainty which it could no longer serve to symbolize,
and to render the tension between the two more endurable for those
who continued to live with it. The sense of contradiction from which
Sabbatianism sprung became a lasting characteristic of the movement:
following upon the initial paradox of an apostate Messiah, paradox
engendered paradox. Above all, the "believers," those who remained
loyal to their inward experience, were compelled to find an answer
to the simple question: what could be the value of a historical
reality that had proved to be so bitterly disappointing, and how
might it be related to the hopes it had betrayed?
The essence of the Sabbatian' s conviction, in other words, can be
summarized in a sentence: it is inconceivable that all of God's
people should inwardly err, and so, if their vital experience is
contradicted by the facts, it is the facts that stand in need of
explanation. In the words of a Sabbatian "moderate'" writing thirty
years after Sabbatai Zevi's apostasy: "The Holy One, blessed be He,
does not ensnare even the animals of the righteous, much less the
righteous themselves, to say nothing of so terribly deceiving an
entire people .... And how is it possible that all of Israel be
deceived unless this be part of some great divine plan?" This line
of argument, which was adopted by many persons from the very
beginning of the Sabbatian movement, is known to have impressed even
the movement's opponents, who were equally disinclined to find fault
with the entire Jewish people and sought instead some other
explanation for what had happened.
During the century and a half of its existence Sabbatianism was
embraced by those Jewish circles which desired to prolong the novel
sensation of living in a "restored world" by developing attitudes
and institutions that seemed commensurate with a new divine order.
Inasmuch as this deliberately maintained state of consciousness was
directly opposed to the outlook of ghetto Jewry as a whole, or which
the "believers" themselves formed a part, the latter of necessity
tended to become innovators and rebels, particularly the radicals
among them. Herein lay the psychological basis of that spirit of
revolt which so infuriated the champions of orthodoxy, who, though
they may at first have had no inkling of the lengths to which it
would be ultimately carried, rightly suspected it from the outset of
striving to subvert the authority of rabbinic Judaism. Herein, too,
lay the basis of all future efforts to construct a Sabbatian
theology, to the consideration of which we must now turn our
attention.
In the history of religion we frequently encounter types of
individuals known as "pneumatics" (Pneumatikoi) or "spiritualists" (spirituales).
Such persons, who played a major role in the development of
Sabbatianism, were known in Jewish tradition as "spiritual" or
"extra-spirited" men or, in the language of the Zohar, as "masters
of a holy soul." These terms did not refer to just anyone who may
have had occasion in the course of his life to be “moved by the
spirit”; rather, they applied only to those few who abode in the
"palace of the king" (hekhal ha-melekh), that is, who lived in
continual communion with a spiritual realm through whose gates they
had passed, whether by actually dwelling within it to the point of
abandoning their previous existence, or by appropriating from it a
"spark" or "holy soul," as only the elect were privileged to do. One
so favored was in certain respects no longer considered to be
subject to, the laws of everyday reality, having realized within
himself the hidden world of divine light. Naturally, spiritualistic
types of this sort have always regarded themselves as forming a
group apart, and hence the special sense of their own "superiority"
by which they are characterized: from their lofty perspective the
world of material affairs tends to look lowly indeed. Here, then, we
have all the prerequisites for the sectarian disposition, for the
sect serves the illuminati as both a rallying point for their own
kind and a refuge from the incomprehension of the carnal and
unenlightened masses. The sectarians regard themselves as the
vanguard of a new world, but they do not therefore need to renounce
the parent religion which inspired them, for they can always
reinterpret it in the light of the supreme reality to which they owe
their newly discovered allegiance.
For a number of reasons, which cannot be gone into here, such
spiritualists were rarely allowed to develop within the Jewish
community after the period of the Second Temple. In part this was a
consequence of Christianity, to which many of them ultimately
passed; but even when they continued to exist within Judaism itself,
it was always as isolated and unorganized individuals. It is a well
"known fact, for instance, that spiritualism particularly abounds in
the domain of religious mysticism; and yet, as the history of
Kabbalism amply demonstrates, despite the opposition between
conventional religion and the ecstasy, at times even abandon, of the
pneumatic, medieval Judaism was capable of absorbing the latter into
its orbit. Such was not the case, however, with either Christianity
or Islam: here the conflict broke out openly and fiercely on
numerous occasions, and the spiritualist sects which it produced
went on to play important roles in the development of new social and
religious institutions, often giving birth, albeit in religious
guise, to the most revolutionary ideas. To take but one example,
historical research during the last several decades has clearly
shown the direct connection between Christian sectarianism in Europe
and the growth of the Enlightenment and the ideal of toleration in
the seventeenth and eighteenth centuries.
The existence of similar forces in Jewish history, on the other
hand, has been all but neglected by the historians, an oversight
facilitated by the fact that Jewish spiritualism has either long
been outwardly dormant or else, as in the case of Kabbalism, has
always preferred to work invisibly and unsystematically beneath the
surface. Indeed, as long as Jewish historiography was dominated by a
spirit of assimilation, no one so much as suspected that positivism
and religious reform were the progeny not only of the rational mind,
but of an entirely different sort of psychology as well, that of the
Kabbalah and the Sabbatian crisis-in other words, of that very
"lawless heresy" which was so soundly excoriated in their name!
In the Sabbatian movement, which was the first clear manifestation
(one might better say explosion) of spiritualistic sectarianism in
Judaism since the days of the Second Temple, the type of the radical
spiritualist found its perfect expression. To be sure, illuminati of
the same class were later prevalent in Hasidism too, particularly
during the golden age of the movement; but Hasidism, rather than
allow itself to be taken over by such types, forced them after a
period of initial equivocation to curb their unruly spirituality,
and did so with such success that it was able to overcome the most
difficult and hazardous challenge of all, that of safely
incorporating them into its own collective body. Unlike Sabbatianism,
whose followers were determined to carry their doctrine to its
ultimate conclusion, it was the genius of Hasidism that it knew
where to set itself limits. But the Sabbatians pressed on to the
end, into the abyss of the mythical “gates of impurity” (sha’are
tum’ah), where the pure spiritual awareness of a world made new
became a pitfall fraught with peril for the moral life.
Here, then, were all the materials necessary to cause a true
conflagration in the heart of Jewry. A new type of Jew had appeared
for whom the world of exile and Diaspora Judaism was partly or
wholly abolished and who uncompromisingly believed that a "restored
world," whose laws and practices he was commanded to obey, was in
the process of coming into being. The great historical
disappointment experienced by the Sabbatian had instilled in him the
paradoxical conviction that he and his like were privy to a secret
whose time had not yet come to be generally revealed, and it was
this certainty which, in Hebrew literature of the period, imparted a
special meaning to his use of the terms "believer" and "holy faith,"
the peculiar shadings of which immediately inform us that we are
dealing with a Sabbatian document even when there is not the
slightest allusion therein to Sabbatai Zevi himself: by virtue of
his "holy faith" in the mysterious realignment of the divine worlds
and in the special relationship to them of the Creator during the
transitional period of cosmic restitution (tikkun), the "believer,"
he who trusted in the mission of Sabbatai Zevi, was exalted above
all other men. Hidden in the "believer's" soul was a precious jewel,
the pearl of Messianic freedom, which shone forth from its chamber
of chambers to pierce the opaqueness of evil and materiality; he who
possessed it was a free man by power of his own personal experience,
and to this inner sense of freedom, whether gotten during the mass
revival that preceded Sabbatai Zevi's apostasy, or afterwards, in
the ranks of the "holy faith," he would continue to cling no matter
how much he knew it to be contradicted by the outward facts,
All Sabbatian doctrine had as its aim the resolution of this
contradiction. The conflict was bitterly clear. Those who were
disillusioned by Sabbatai Zevi's apostasy were able to claim that
nothing had really changed: the world was the same as ever, the
exile was no different than before; therefore the Torah was the same
Torah and the familiar Kabbalistic teachings about the nature of the
Godhead and the divine worlds remained in force, A great opportunity
had perhaps existed, but it had been missed; henceforth the one
recourse was a return to Israel's traditional faith in its God, The
"believers," on the other hand, could say in paraphrase of Job, "our
eyes have beheld and not another's": the redemption had begun
indeed, only its ways were mysterious and its outward aspect was
-still incomplete. Externals might seem the same, but inwardly all
was in the process of renewal. Both the Torah and the exile had been
fundamentally altered, as had the nature of the Godhead, but for the
time being all these transformations bore "inward faces" alone.
The Sabbatian movement soon developed all the psychological
characteristics of a spiritualist sect, and before long many of its
followers proceeded to organize themselves along such lines. The
persecutions against them on the part of various rabbinical and
congregational authorities, their own special feeling of apartness
and of the need to preserve their secret, and the novel practices
which their beliefs eventually compelled them to pursue, were all
factors in bringing this about. I do not propose to dwell at length
on the history of any of these groups, but I do wish to emphasize
briefly at this point that large numbers of Jews, especially among
the Sephardim, continued to remain faithful to Sabbatai Zevi after
his conversion. Even such opponents or Sabbatianism as Jacob
Sasportas, who claimed that the followers of the movement were now
an "insubstantial minority," was forced to admit on other occasions
that the minority in question was considerable indeed, particularly
in Morocco, Palestine, Egypt, and most of Turkey and the Balkans.
Most of the Sabbatian groups in these areas maintained constant
contact with each other and kept up a running battle over the
correct interpretation of their "holy faith." From these regions
came the first theoreticians of the movement, men such as Nathan of
Gaza, Samuel Primo, Abraham Miguel Cardozo, and Nehemiah Hayon, as
well as the believers in "voluntary Marranism." who went on to form
the sect of the Donmeh in Salonika. in Italy the number of
Sabbatians was smaller, though it included some of the country's
most important Kabbalists; within a generation after its appearance
there, Sabbatianism had dwindled into the concern of a few rabbis
and scholars (chief among them Rabbi Benjamin Cohen of Reggio and
Rabbi Abraham Rovigo of Modena), in whose hands it remained for a
century without ever penetrating into wider -circles. In Northern
Europe Sabbatianism was also restricted at first to small groups of
adherents, devotees of such "prophets" as Heshel Zoref of Vilna and
Mordecai of Eisenstadt in Hungary; but after 1700; following the
commencement of a "Palestinian period" during which organized
Sabbatian emigrations to the Holy Land took place from several
countries, the movement spread rapidly through Germany and the
Austro- Hungarian Empire. In Lithuania it failed to take root, but
in Podolia and Moravia it became so entrenched that it was soon able
to claim the allegiance of many ordinary Jewish burghers and small
businessmen (according to Jacob Emden, the numerical value of the
Hebrew letters in the verse in Psalms 14, “There is none that doeth
good, not even one," was equivalent to the numerical value of the
letters in the Hebrew word for Moravia!) In Prague and Mannheim
Sabbatian-oriented centers of learning came into being. The
influence of the "graduates" of these institutions was great; one of
them, in fact, was the author of the heretical treatise Va-Avo
ha-Yom El ha-Ayin ("And I Came This Day Unto the Fountain") which
provoked so much furor at the time of the controversy surrounding
Jonathan Eibeschütz (1751) and led to a polemical "battle of the
books" which has enabled us to trace the identities of many
Sabbatians of whom otherwise we would have known nothing at all. In
the middle of the eighteenth century many of the Sabbatians in
Podolia converted to Christianity after the example of their leader
Jacob Frank, but still others remained within the Jewish fold.
Finally, a Sabbatian stronghold sprang up again in Prague, where
Frankism was propagated in a Jewish form. After 1815, however, the
movement fell apart and its members were absorbed into secular
Jewish society, like the Frankist ancestors of Louis Brandeis.
It is now time to turn our attention to the actual content of the
spiritualism of these Sabbatian groups, for although the details of
their theosophical teachings cannot be understood by anyone not
already familiar with the intricacies of Kabbalistic speculation in
both the Zohar and the writings of the Lurianic school, other vital
questions which concerned them, as well as their doctrine of the
Godhead in its more general form, can be rendered intelligible even
to those who are not fully versed in the esoteric side of Jewish
mystical thought.
III
The question which first confronted the "believers" after the
apostasy ·of Sabbatai Zevi, and one to which they never ceased
returning, was of the following order: since by all external tokens
the redemption had already been at hand, and since the Messiah, the
authenticity of whose mission was beyond doubt, had actually
revealed himself to his people, why had he forsaken them and his
religion, and why had the historical and political deliverance from
bondage which was to have naturally accompanied the cosmic process
of tikkun been delayed? To this a paradoxically compelling answer
was quickly offered: the apostasy of the Messiah was itself a
religious mystery of the most crucial importance! No less an
authority than Maimonides himself, it was argued, had stated that
the actual details of the redemptive process were not to be known in
advance; and although the truth of the matter was that everything
that had happened was fully alluded to in the Holy Scriptures, these
allusions themselves could not he correctly understood until the
events they foretold had come to pass. All might be found to have
been predicted in the relevant prophecies and legends, which Nathan
of Gaza, and even more so Abraham Cardozo, now proceeded to expound
in the form of a new doctrine to which Sabbatai Zevi himself
apparently subscribed.
As long as the last divine sparks (nitzotzot) of holiness and good
which fell at the time of Adam's primordial sin into the impure
realm of the kelipot (the hylic forces of evil whose hold in the
world is particularly strong among the Gentiles) have not been
gathered back again to their source--so the explanation ran --the
process of redemption is incomplete. It is therefore left to the
Redeemer, the holiest of men, to accomplish what not even the most
righteous souls in the past have been able to do: to descend through
the gates of impurity into the realm of the kelipot and to rescue
the divine sparks still imprisoned there. As soon as this task is
performed the Kingdom of Evil will collapse of itself, for its
existence is made possible only by the divine sparks in its midst.
The Messiah is constrained to commit "strange acts" (ma’asim zarim;
a concept hereafter to occupy a central place in Sabbatian
theology), of which his apostasy is the most startling; all of
these, however, are necessary for the fulfillment of his mission. In
the formulation of Cardozo; "It is ordained that the King Messiah
don the garments of a Marrano and so go unrecognized by his fellow
Jews. In a word, it is ordained that he become a Marrano like me.”
Before proceeding to take a closer look at this bold and heretical
doctrine, one might well dwell for a moment on Cardozo's own words,
which provide in my opinion an invaluable clue to the motivation
behind it, as they do in fact to nearly every other feature of the
Sabbatian movement as well. Underlying the novelty of Sabbatian
thought more than anything else was the deeply paradoxical religious
sensibility of the Marranos and their descendants, who constituted a
large portion of Sephardic Jewry. Had it not been for the unique
psychology of these reconverts to Judaism, the new theology would
never have found the fertile ground to flourish in that it did.
Regardless of what the actual backgrounds of its first disseminators
may have been, the Sabbatian doctrine of the Messiah was perfectly
tailored to the needs of the Marranic mentality. Indeed, we know for
a fact that Abraham Cardozo, one of the movement’s most successful
proselytizers, was of definite Marrano origin--he was born in Spain
in 1627--a particular which goes far to explain the remarkable zeal
and sincerity with which he defended the new doctrine. Historians in
our own day have pointed out at length the degree of contradiction,
of duplicity and duality, which was involved in the religious
consciousness of the Marranos. For these undercover Jews "to don the
garments of a Marrano" was by no means an unjustifiable act; in its
defense they were fond of citing the story of Queen Esther, as well
as various other biblical fragments and verses. Formal apostasy had
never been considered by them to represent an irreconcilable break
with their mother faith. And now along came a religious metaphysic
which exalted just such a form of life to the highest possible level
by attributing it to the person of the Redeemer himself! Certainly
all kinds of implications, which we shall deal with later on, were
contained in this original idea. Let us examine it more closely.
To begin with, the new doctrine could no longer be harmonized with
the traditional Messianic folk-myth held to by the Jewish masses
unless room could be found in the latter for such a "contradiction
in terms" as the apostasy of the Redeemer. At first it was no doubt
believed that the Messiah's descent into the realm of the kelipot
was but an incidental aspect of his mission, "as happened to King
David [when he sojourned] with Achish King of Gath," but it soon
came to be realized that such an extraordinary event must occupy the
center of any Messianic schema, which if necessary would have to be
rebuilt around it: if the Messiah's task indeed contained a tragic
element, as was now being proposed, support for this belief would
have to be found in the sources and attitudes of Jewish tradition.
What now took place in Sabbatianism was similar to what happened in
Christianity at the time of the apostles, the chief difference being
the shifting of the tragic moment in the Messiah's destiny from his
crucifixion to his apostasy, a change which rendered the paradox in
question even more severe. And to this novel conception another was
soon added, one which indeed had a basis in aggadic literature, but
whose hidden implications had gone unnoticed as long as no pressing
reality had existed to force its application outside of the domain
of pure theory and imagination; this was the notion that the King
Messiah was to give "a new Torah" and that the commandments of the
Law ( mitzvah) were to be abrogated in Messianic times. Speculations
of this nature could be found in various Midrashim and Aggadot, but
possessed no particular authority -and were easily challenged by
means of other exegetical passages to the opposite effect, with the
consequence that, in Jewish tradition, the entire question had
hitherto been allowed to remain in abeyance. Even those visionaries
who dreamt through the ages of a new Word of God in a redeemed world
did not, in fact, particularly connect this idea with the activities
of the Messiah himself, and it was not until it was seized upon by
the new "Marranic" doctrine that its latent explosive power was
revealed.
The doctrine of the necessary apostasy of the Messiah did not
originate in the realm of literature, but was rather rooted in new
religious feelings that had come to exist. It was only after the
initial manifestation of these that the effort to justify them on
the basis of authoritative sources began, and with truly remarkable
results, for practically overnight a new religious language was
born. From bits and pieces of Scripture, from scattered paradoxes
and sayings in the writings of the Kabbalah, from all the remotest
corners of Jewish religious literature, an unprecedented theology of
Judaism was brought into being. The cynicism of most Jewish
historians toward these "inanities" does not reveal any great
understanding of what actually took place. Suddenly we find
ourselves confronted by an original Jewish terminology, far removed
from that of Christianity, yet equally determined to express the
contradictions inherent in the life of the Redeemer and in
redemption itself Striking as it did a hidden wellspring of deep
religious emotion, one can hardly deny that this gospel must have
possessed a powerful attraction, nor that it often managed to inject
new meanings into familiar phrases and figures of speech with a
fascinating profundity. Such a dialectical eruption of new forces in
the midst of old concepts is rare indeed. Because Graetz and other
historians insisted on regarding its articulation as being nothing
more than a pretext for a monstrous debauchment of moral and
spiritual values, they completely overlooked its true significance.
To be sure, the doctrine of an apostate Messiah did serve as a
pretext too, but it was also a great deal more; and had it not
appealed (and by virtue of its very paradoxicality!) to vital
components in the spiritual make-up of the Jew, and above all to his
sense of spiritual mission, it would never have succeeded in
attracting a following in the first place. This missionary ideology
reached a peak in the writings of the Lurianic Kabbalah, which
strove to inculcate in every Jew a sense of duty to "elevate the
sparks"' and so help bring about the ultimate tikkun of the
Creation.
Here the 53rd chapter of Isaiah played a key role, for as it was now
reinterpreted the verse "But he was wounded because of our
transgressions" was taken to be an allusion not only to the Messiah
ben Joseph, the legendary forerunner of the Redeemer who according
to tradition was to suffer death at the hands of the Gentiles, but
to the Messiah ben David as well, who "would be forceably prevented
from observing the Torah." By a play on words, the Hebrew ve-hu
meholal, "but he was wounded," was interpreted as meaning "from
sacred he [the Messiah] will be made profane [hol].'· Thus,
all Gentiles are referred to as profane [hol] and kelipah, and
whereas Israel alone is called sacred, all the other nations are
profane. And even though a Jew commit a transgression, as long as he
remains a Jew among Jews he is called sacred and an Israelite, for
as the rabbis have said, "Even though he has sinned, he is still an
Israelite." It follows that there is no way for the King Messiah to
be made profane except he be removed from the Community of Israel
into another domain.
Many similar homilies were written on the rest of the chapter,
especially on the verse, "And he made his grave with the wicked,"
Yet another favorite verse was Deuteronomy 33:7 ("And this for
Judah, and he said: Hear, Lord, the voice of Judah, and bring him
unto his people"), which was assumed to allude to the Davidic
Messiah of the House of Judah, whose destiny it was to be taken from
his people (hence Moses" prayer that Gad bring him back to them),6
Endless biblical verses were cited to prove that the Messiah was
fated to be contemned as an outcast and criminal by his own people.
Clothed in Messianic radiance, all the typical arguments of the
Marranos were applied to Sabbatai Zevi:
And similar to this [the apostasy of Sabbatai Zevi} is what
happened to Esther, who was the cause of great salvation to Israel;
for although most of the people, being ignorant, most certainly
despised her for having given herself to an idol-worshiper and a
Gentile in dear violation of the bidding of the Torah, the sages of
old, who knew the secret [of her action), did not regard her as a
sinner, for it is said of her in the Talmud: "Esther was the ground
of the entire world."
In the same vein, the familiar aggadic saying that "the last
Redeemer will be as the first" was taken to mean that just as Moses
lived for many years at the court of Pharaoh, so the Messiah must
live with "the Turk," for as the exile draws to a close the Messiah
himself must be exiled to atone for Israel's sins.
Next came the turn of the Zohar, and here too, with the help of
major or minor distortions, a world of new symbols was made to
emerge, such as the figure of "the king who is good within but
clothed in evil garments." In vain it was argued against this
interpretation that the passage does not refer in this context to a
king at all, much less to the Messiah; the image, so expressive in
its obscurity, penetrated deep into the Sabbatian consciousness
where it remained for generations to come. Two other writers whose
works were mined in this fashion were Rabbi Judah Loew ben Bezalel
of Prague and Rabbi Joseph Taitatsak of Salonika, one of the emigrés
from Spain in 1492: the former was found to have cryptically
predicted that the Messiah would be bound to the world of Islam,
while the latter was supposed to have stated, "when the rabbis said
that the Son of David would not come until the kingdom was entirely
given over to unbelief [Sanhedrin 97a], they were thinking of the
Kingdom of Heaven, for the Shekhinah is destined to don the garments
of Ishmael." In a word, the attempt to justify the belief that the
fall and apostasy of the Messiah were necessary actions was carried
out assiduously and successfully and led to the composition of many
homilies, treatises, and books, some of which have not yet been
recovered from their resting places. Endless vindications and
defenses of the new doctrine were brought from practically every
corner of Jewish literature. At first the tendency was to assert
that although the Messiah's conversion had been forced upon him, it
was qualitatively to be considered as a deliberate act; gradually,
however, this motif disappeared, and the emphasis came to be placed
squarely on the paradox that the Messiah should convert of his own
free will. The descent into the kelipot was, indeed had to be, a
voluntary one.
It was at this point that a radically new content was bestowed upon
the old rabbinic concept of mitzvah ha-ba’ah ba-averah, literally,
"a commandment which is fulfilled by means of a transgression .”
Once it could be claimed that the Messiah's apostasy was in no way a
transgression, but was rather a fulfillment of the commandment of
God, "for it is known throughout Israel that the prophets can do and
command things which are not in accord with the Torah and its laws;
the entire question of the continued validity of the Law had reached
a critical stage. We know that even before his apostasy Sabbatai
Zevi violated several of the commandments by eating the fat of
animals and administering it to others, directing that the paschal
sacrifice be performed outside of the Land of Israel, and canceling
the fast days. His followers soon began to seek explanations for
these acts, and here began a division which was to lead eventually
to an open split in the movement.
IV
The new doctrine of the necessary apostasy of the Messiah was
accepted by all the "believers." In fact, it proved to be
symbolically richer than was at first assumed, for it expertly
expressed the contradiction between the outward reality of history
and the inward reality of the "believers' " lives. It was now no
longer to be wondered at that the outward deliverance had been
delayed, for this could be explained by the mystic principle of
"good within but clothed in evil garments." In turn, however, other
questions arose which the doctrine of necessary apostasy was in
itself insufficient to answer.
First of all, it was asked, what was the nature of the Messiah's
act? Was it intended to be an exemplar for others? Were all Jews
enjoined to follow suit or was it essentially inimitable and to be
looked upon as a theoretical model only?
Second, what was the nature of the transitional period during which
the Messiah was in the clutches of the kelipot? Could it properly be
called the redemption or not? Since it was agreed by all that the
Shekhinah had "risen from the dust," where was the Shekhinah now?
Did it still make sense to speak of her "exile" and to mourn for
her? What exactly was the relationship of inwardness to outwardness
in the present age?
Third, what was the status of the Torah during this period? Had a
new aspect of it been revealed? How was the principle of mitzvah ha-ba'ah
ba-ave1·ah to be understood? Could it not be argued that the change
which had taken place in the relationship of the divine worlds
necessitated a corresponding change in the performance of the
commandments, the purpose of which had been to restore the harmony
of the old, unredeemed cosmos that had been shattered by the
primordial sin? Was not the Lurianic Kabbalah in its traditional
form now outdated?
These were the principal dilemmas which were to shape the
development of Sabbatianism in the course of the following hundred
years, and in several countries to transform it from a Messianic
movement into a nihilistic movement operating within a religious
framework. And just as these questions were themselves mutually
related, so the nihilism which resulted from them was to be
characterized by its internal unity and consistency.
Here, then, it is necessary to distinguish between two opposing
Sabbatian factions which emerged from the dashes or opinion
surrounding these disputed points, as well as from differing
interpretations of the theosophical "mystery of the Godhead" (sod
ha-elohut) revealed by Sabbatai Zevi to his disciples: a moderate
and rather piously inclined wing of the movement on the one hand,
and a radical: antinomian, and nihilistic wing on the other. (Both
of these factions, in turn, contained many subdivisions, but here we
are concerned only with the more general features of each.) In the
case of some Sabbatians, who have left us no completely candid
record of their feelings, it is difficult to determine to which of
these two camps they belonged. As might naturally be expected, in
face of the persecutions against them the "believers" were not often
in a position to expound their beliefs undisguisedly, and certainly
not to permit them to appear in print. This was particularly true of
the nihilists, who had good and compelling reasons for concealing
their doctrines.
Moderate Sabbatianism, which we shall consider first, was a view
shared by many rabbis and was represented by men like Nathan of
Gaza, Abraham Cardozo, and Abraham Rovigo. Of these three, Cardozo
and Rovigo are the more valuable sources, especially the former, a
large number of whose many treatises have survived thanks to the
refusal of his disciples in London, Turkey, and Morocco to bum them
in compliance with the injunctions of the rabbinical courts.
According to the "moderates,'· the apostasy of the Messiah was not
intended to serve as an example for others. To be sure, Sabbatai
Zevi had done what was necessary, but to attempt to follow in his
footsteps was to belie the significance of his act, which was
performed in behalf of everybody. In the words of Isaiah 53: "The
Lord hath made to light on him the iniquity of us all. “Strictly
speaking, all were [originally] under the obligation to convert,”
but God in His mercy permitted the apostasy of the Messiah to atone
for the sins of his people. Besides being strange and scandalous in
its nature, Sabbatai Zevi's conversion was in a class by itself and
was not an object of imitation. The Jew was expected to remain a
Jew. True, a new world-era had undoubtedly been ushered in, the
spiritual worlds had undergone tikkun, and their structure was now
permanently altered; nonetheless, as long as the redemption did not
manifest itself outwardly in the realm of objective events in
history, as long as the external bondage continued and the
phenomenal world remained unchanged, no aspect or commandment of the
Torah was to be openly tampered with except for the small number of
innovations, such as the cancellation of the fast of Tish'ah be'Av
(the day of the destruction of the Temple), which had been
proclaimed by the Messiah and his prophets as symbolic tokens of the
redemption's commencement. Even on this point, however, there was
disagreement, for several Sabbatians, including Abraham Rovigo
himself, decided to reinstate the fast after a period of hesitation
lasting a number of years during which they disregarded it-not
because they had "gone back" on their beliefs, but because of the
questionable nature of the practice itself, as witnessed by the fact
that Rovigo's disciple Mordecai Ashkenazi had been bidden by a
maggid or "spiritual intelligence" to desist from it. On the whole,
it was the view of the "moderates" that during the transitional
period under way the kelipot still retained a good deal of their
power, which could only be eliminated by continued performance of
the mitzvot: the “façade” of rabbinic Judaism must be allowed to
remain temporarily standing, although great changes had already
taken place within the edifice. One unmistakable testimony to this
inner transformation was the abandonment by many of the "moderates"
of the mystical meditations (kavvanot) of Isaac Luria. The first to
discontinue their use was Nathan of Gaza, whose reasons for doing so
were as follows:
The kavvanot of the Lurianic Kabbalists were inward actions of
thought designed to relate the performance of given commandments or
prayers to specific stages in the dynamic chain of the divine worlds
and thereby to reintegrate the latter by helping to restore them to
the places they had occupied before their catastrophic fall. Thus,
each kavvanah was a spiritual act demonstrating that the outward
undertaking which occasioned it harmonized invisibly with the
over-all structure of the cosmos. Now, however, with the advent of
the Messiah, this structure had changed. The sense of inner freedom
possessed by the "believers" was not a subjective illusion, but was
caused by a real reorganization of the worlds illuminating the soul,
as a result of which the Lurianic kavvanot had become obsolete. This
in turn led to a re-evaluation of the entire Lurianic Kabbalah, and
on occasion both Nathan of Gaza and Abraham Cardozo went so far as
to direct veiled criticisms at Isaac Luria himself. Nathan, for
example, writes: "In the present age it is no longer in order to
read the tikkunim composed by Isaac Luria of blessed memory and his
disciples, nor to meditate according to their kavvanot, for the
times have changed. The kavvanot of Rabbi Isaac Luria were meant for
his own age, which was [like] an ordinary day of the week, whereas
now it is the eve of the Sabbath, and it is not proper to treat the
Sabbath as though it were a weekday." Elsewhere he writes: "My
meaning is that the kavvanot discovered by our teacher Rabbi Isaac
Luria, may his saintly and righteous memory be blessed, are no
longer appropriate to our own time) because the raising up [of the
divine worlds] has entered a new phase, so that it would be like
employing kavvanot intended for a weekday on the Sabbath. Therefore,
let everyone beware of using them, and likewise let none of the
kavvanot or homilies or writings of Rabbi Isaac Luria be read
henceforward, for they are abstruse and no living man has understood
them except Rabbi Hayyim Vital, who was a disciple of the master
[Isaac Luria] for several years, at the end of which he surpassed
him in knowledge." In a similar vein: "It is no longer in order to
perform the midnight vigil, that is, to weep and mourn for the exile
of the Shekhinah, for she has already begun to rise from the earth,
so that whoever mourns for her is a blunderer and attracts the
company of that guilty [demon] Lilith, since it is she who now weeps
and wails." Many other passages like these could be cited. As a
matter of Course Cardozo hastened to compose a new series of updated
kavvanot, but these were never to prove popular with his fellow
Sabbatians, who either gave up the practice of mystical meditations
entirely, or else, like many of the Hasidim who came after them,
took to composing their own as they individually saw fit.
It was generally held by all the Sabbatians that now, on the "eve of
the Sabbath,” the mystery of the Godhead (sod ha-elohut) that had
eluded the rabbis, philosophers, and Kabbalists throughout the ages
was finally to be revealed. This was not to say that the secret had
not been hinted at by the last of the Gnostics living in the
Tannaitic period, who cryptically concealed it in the pages of the
Zohar and in several Aggadot, particularly those known as the
aggadot shel dofi or "offensive Aggadot," which had served as
milestones for the contemplation of the mystics and as obscure hints
at the mysteries during the dark night of exile. But the true
meaning of these had been overlooked; nor could it be fully
comprehended until the End of Days. On the other hand, although the
"mystery of the Godhead" was yet to be revealed in its entirety, a
part of it had now been made known. Here again a rejection of
Lurianism and the substitution of a new Sabbatian Kabbalah in its
place were involved! The first written exposition of the new system,
which was to be subject to a great many differing inferences and
interpretations, was the small tract Raza de-Mehemanuta ("The Secret
of the Faith") which was orally dictated by Sabbatai Zevi to a
disciple after his apostasy. Its effect was to prefix yet another
stage to the theogonic speculations of the Kabbalists, for it
treated (and quite remarkably) of the mysterious inner life of the
Godhead before its tzimtzum or primordial contraction, whereas
Lurianic Kabbalah had dealt only with the counter-expansion of the
deity once the tzimtzum had taken place.
We have already seen in regard to their doctrine of the apostate
Messiah that the Sabbatians were not in the least bit chary of
paradoxes, and indeed, their theological reflections on the true
nature of "the Faith" and its history in Israel reveal a dialectical
daring that cannot but be respected. Here we are given our deepest
glimpse yet into the souls of these revolutionaries who regarded
themselves as loyal Jews while at the same time completely
overturning the traditional religious categories of Judaism- I am
not of course speaking of a feeling of "loyalty" to the Jewish
religion as it was defined by rabbinical authority. For many, if not
for most Sabbatians, the Judaism of the rabbis, which they
identified with the Judaism of the exile, had come to assume an
entirely dubious character. Even when they continued to live within
its jurisdiction it was not out of any sense of positive commitment;
no doubt it had been suited to its time, but in the light of the
soul-shaking truth of the redemption that time had passed. Taking
into account all that has been said here, it is hardly surprising
that this attitude should have existed. What is surprising, however,
indeed astoundingly so, is the nature of the spiritual world that
the Sabbatians should have stumbled upon in the course of their
search through the Bible for "the mystery of the Godhead" which
exilic Judaism had allowed to perish, for here we are confronted
with nothing less than the totally unexpected revival of the
religious beliefs of the ancient Gnostics, albeit in a transvalued
form.
The Gnostics, who were the contemporaries of the Jewish Tannaim of
the second century, believed that it was necessary to distinguish
between a good but hidden God who alone was worthy of being
worshiped by the elect, and a Demiurge or creator of the physical
universe, whom they identified with the "just" God of the Old
Testament. In effect they did not so much reject the Jewish
Scriptures, whose account of events they conceded to be at least
partly true, as they denied the superiority of the Jewish God, for
whom they reserved the most pejorative terms. Salvation was brought
to mankind by messengers sent by the hidden God to rescue the soul
from the cruel law or "justice" of the Demiurge, whose dominion over
the evil material world, as testified to by the Bible, was but an
indication of his lowly status. The hidden God Himself was unknown,
but he had entrusted Jesus and the gnostic faithful with the task of
overthrowing the "God of the Jews”. As for the claim of both Jews
and orthodox Christians that the God of Israel who created the world
and the transcendent God of goodness were one and the same, this was
a great falsehood which stood in the way of true gnosis. This kind
of "metaphysical anti-Semitism," as is well known, did not vanish
from history with the disappearance of the gnostic sects, but
continued to reassert itself within the Catholic Church and its
heretical offshoots throughout the Middle Ages.
"The mystery of the Godhead" which Sabbatianism now "discovered" and
which it believed to be identical with "the mystery of the God of
Israel" and "the faith of Father Abraham," was founded entirely on a
new formulation of this ancient gnostic paradox. In the version made
current by Cardozo it was expounded as follows:
All nations and philosophers have been led by irrefutable laws of
the intellect to acknowledge the existence of a First Cause
responsible for setting all else in motion. Given the fact,
therefore, that anyone capable of logical reasoning can demonstrate
to his own satisfaction that such a Cause exists, what need is there
for it to be specially revealed to mankind? What possible religious
difference can such a revelation make when we are no less the wiser
without it? The answer is, none at all. The First Cause, which was
worshiped by Pharaoh and Nimrod and the wise men of India alike, is
not the concern of religion at all, for it has nothing to do with
the affairs of this world or its creation and exerts no influence on
it for good or for bad. The purpose of a divine revelation must be
to make something known which cannot be grasped by the intellect on
its own, something which has specifically religious value and
content. And indeed, this is precisely the case with the Jewish
Torah, which does not dwell at all on that Hidden Principle whose
existence can be adequately proven by the intellect, but speaks only
of the God of Israel, Elohei Yisrael, who is the creator of the
world and the first emanation to proceed from the First Cause. This
God, in turn, has two aspects, or "countenances" (partzufim), one
male and one female, the latter being known as the Shekhinah; He
alone it is who creates and reveals Himself and redeems, and to Him
alone are prayer and worship to be rendered. It is this paradox of a
God of religion who is distinct from the First Cause that is the
essence of true Judaism, that "faith of our fathers" which is
concealed in the books of the Bible and in the dark sayings of the
Aggadot and the Kabbalah. In the course of the confusion and
demoralization brought on by the exile this mystery (of which even
Christianity was nothing but a distorted expression) was forgotten
and the Jewish People was mistakenly led to identify the impersonal
First Cause with the personal God of the Bible, a spiritual disaster
for which Saadia Gaon, Maimonides, and the other philosophers will
yet be held accountable. It was thus that the words of the prophet
Hosea, "For the Children of Israel shall sit solitary many days
without a king" (3:4), came to be fulfilled. At the exile's end,
however, Israel's God will reveal Himself once more, and this secret
is a source of precious comfort to the "believers."
Here we have a typically gnostic scheme, only inverted: the good God
is no longer the deus absconditus, who has now become the deity of
the philosophers for whom there is no room in religion proper, but
rather the God of Israel who created the world and presented it with
His Torah. What daring labyrinths of the spirit are revealed in this
new creed! What yearnings for a regeneration of faith and what
disdainful negation of the exile! Like true spiritual
revolutionaries, with an unfeigned enthusiasm which even today
cannot fail to impress the reader of Cardozo's books, the
"believers" unflinchingly proclaimed their belief that all during
the exile the Jewish People had worshiped a powerless divinity and
had clung to a way of life that was fundamentally in need of reform.
When one considers how wildly extravagant all this may appear even
now, it is easy enough to appreciate the wrath and indignation with
which such a theology was greeted by the orthodox camp in its own
day. Determined to avoid a full-scale revolution within the heart of
Jewry, the rabbinical traditionalists and their supporters did all
they could to drive the “believers” beyond the pale. And yet in
spite of all this, one can hardly deny that a great deal that is
authentically Jewish was embodied in these paradoxical individuals
too, in their desire to start afresh and in their realization of the
fact that negating the exile meant negating its religious and
institutional forms as well and returning to the original
fountainheads of the Jewish faith. This last practice--a tendency to
rely in matters of belief upon the Bible and the Aggadah--grew to be
particularly strong among the nihilists in the movement. Here too,
faith in paradox reigned supreme: the stranger the Aggadah, the more
offensive to reason and common sense, the more likely it was to be
seized upon as a symbol of that "mystery of faith" which naturally
tended to conceal itself in the most frightful and fanciful tales.
I have alluded to the fierce discussions that broke out among the
Sabbatians over the issue of how "the mystery of the Godhead" was to
be interpreted. Several of the elucidations of the doctrine that are
known to us differ substantially from the version given by Cardozo,
who devoted his very best speculative powers to the question. All of
these treatises employ the terminology of the Zohar and the Lurianic
Kabbalah, but proceed to attribute to it meanings that are entirely
their own. Among the speculations on the subject that have come down
to us in detail are those of Nehemiah Hayon, Samuel Primo, and
Jonathan Eibeschütz. Despite their division of the Godhead into
three hypostases (partzufim), the First Cause or "Holy Ancient One"
(atika kadisha), the God of Israel or "Holy King" (malka kadisha),
and the Shekhinah, all of these writers sought to uphold the
essential dynamic unity of the divinity. The central problems as
they saw them problems, be it said, which did not exist for non-Sabbatian
Kabbalah at all-were first of all to determine the nature of the
relationship, the "three knots of faith" as they called it, between
the First Cause, the God of Israel; and the Shekhinah, and secondly
to establish the exact content of the new revelation concerning the
essence of the God of Israel. Characteristic of the approach of
these Sabbatian “moderates” was their stubborn refusal to leave any
room in their gnostic theories for a doctrine of divine incarnation.
Indeed, the literature of "moderate" Sabbatianism is in general
filled with violent denunciations of Christianity and of the
Christian dogma of the Trinity.
According to several of the "moderates," "the mystery of the
Godhead" had not yet been fully revealed: during the original
Messianic revival of 1665-66, they argued, there had been an initial
revelation which it was permitted to freely make known, but now,
during the period of transition, eclipse, and uncertainty the
situation was no longer the same, The Shekhinah had indeed "begun to
rise," but "she has still not returned to her place entirely, for
had she returned we would no longer be in exile," These words were
written by Abraham Rovigo more than thirty years after Sabbatai
Zevi's apostasy, of the mystic meaning of which he had absolutely no
doubt, and they illustrate in a nutshell the psychology of
"moderate" Sabbatianism while at the same time solving the riddle of
how so many rabbis who were confirmed "believers" nevertheless
managed to remain in their rabbinical posts. The redemption had
truly begun, but it was a gradual process: "[It proceeds] step by
step. In the end the Holy One, blessed be He, will raise her from
the dust." This was not to say that the Shekhinah had not already
begun to rise of her own accord, but "as long as He does not lift
her up Himself it is said that she is still in exile." It goes
without saying that those who subscribed to this view were obliged
to keep up all the traditional practices of exilic, i.e., historic,
Judaism. Even the midnight vigil for the Shekhinah was ultimately
reintroduced.
In a word, at the same time that it was completely transforming the
historic inner world of Judaism in its own unique manner, "moderate"
Sabbatianism continued to adhere to traditional Jewish observance
not for the sake of mere camouflage, but as a matter of principle.
The inward crisis which every "moderate" underwent was permitted
little or no outward expression, and inasmuch as such an
objectification of his feelings was barred by either the exigencies
of the situation or the compunctions of his own religious
consciousness, he was forced to retreat even further into himself.
But although the new sense of inner freedom bore purely inner
consequences, we can nevertheless rely on the judgment of those
anti-Sabbatian polemicists who saw perfectly dearly that the inward
devastation of old values was no less dangerous or far-reaching than
its outward manifestation. Whoever reads such a volume as Rabbi
Jonathan Eibeschütz The Book of the Eternal Name, a treatise on "the
mystery of the Godhead" composed in the traditional style of
talmudic dialectics, will readily see what abysses had opened up in
the very heart of Judaism. From these were to come the deluge: pure
founts of salvation and spiritual rebirth to the one camp, gross
waters of corruption and shameless sacrilege to the other.
V
We have seen how the principal feature of "moderate" Sabbatian
doctrine was the belief that the apostasy of the Messiah was sui
generis. The Messiah must go his lonely way into the kingdom of
impurity and "the other side" (sitra ahra) and dwell there in the
realm of a "strange god" whom he would yet refuse to worship. The
enormous tension between the subjective and the objective which had
developed in the ranks of his followers had so far found a
legitimate expression in this one act alone. Whereas Sabbatai Zevi
had actually done strange and objectionable things in the name of
the holy, the celebration of this paradox among the "believers" was
restricted to the domain of faith. "Moderate" Sabbatianism drew a
circle around the concept of "strange holiness" and forbade itself
to enter: it was indeed the Messiah's fate to scandalize Israel by
his deeds, hut it was decidedly his fate alone.
Once drawn, however, the line was clearly difficult to maintain. The
more ardent "'believer"' found himself becoming increasingly
restive. Was he to abandon the Messiah entirely just when the latter
was engaged in the most bitter phase of his struggle with the power
of evil? If the spark of the redemption had been experienced by all,
why should not all do as the Redeemer? How could one refuse to go to
his aid? And soon the cry was heard:
Let us surrender ourselves as he did! Let us descend together to the
abyss before it shuts again! Let us cram the maw of impurity with
the power of holiness until it bursts from within.
Feelings such as these formed the psychological background for the
great nihilistic conflagration that was to break out in the
"radical" wing of the Sabbatian movement. The fire was fed by
powerful religious emotions, but in the crucial moment these were to
join forces with passions of an entirely different sort, namely,
with the instincts of anarchy and lawlessness that lie deeply buried
in every human soul. Traditionally Judaism had always sought to
suppress such impulses, but now that they were allowed to emerge in
the revolutionary exhilaration brought on by the experience of
redemption and its freedom, they burst forth more violently than
ever. An aura of holiness seemed to surround them. They too would be
granted their tikkun, if only in the "'hindparts of holiness,"
Ultimately, too, the disappointing course of external events had a
telling effect. Though he possessed the heroic soul of the warrior
Bar Kokhba, Sabbatai Zevi had not gone forth to do battle on the Day
of the Lard. A yawning chasm had appeared between inner and outer
realities, and once it was decided that the former was the truer of
the two, it was only to be expected that the value of the latter
would increasingly come to be rejected. It was precisely at this
point that Messianism was transformed into nihilism. Having been
denied the political and historical outlets it had originally
anticipated, the new sense of freedom now sought to express itself
in the sphere of human morality. The psychology of the "'radical"
Sabbatians was utterly paradoxical and "Marranic," Essentially its
guiding principle was: Whoever is as he appears to be cannot be a
true "'believer."' In practice this meant the following:
The "true faith" cannot be a faith which men publicly profess. On
the contrary, the "'true faith"' must always be concealed. In fact,
it is one's duty to deny it outwardly, for it is like a seed that
has been planted in the bed of the soul and it cannot grow unless it
is first covered over. For this reason every Jew is obliged to
become a Marrano.
Again: a "true act" cannot be an act committed publicly, before the
eyes of the world. Like the "true faith," the "true act" is
concealed, for only through concealment can it negate the falsehood
of what is explicit. Through a revolution of values, what was
formerly sacred has become profane and what was formerly profane has
become sacred. It is no longer enough to invent new mystical
meditations (kavvanot) to suit the changed times. New forms of
action are needed. Prior to the advent of the Redeemer the inward
and the outward were in harmony, and this is why it was possible to
effect great tikkunim by means of outwardly performing the
commandments. Now that the Redeemer has arrived, however, the two
spheres are in opposition: the inward commandment, which alone can
effect a tikkun, has become synonymous with the outward
transgression. Bittulah shel torah zehu kiyyumah: the violation of
the Torah is now its true fulfillment.
More than anything else, it was this insistence of the "radicals" on
the potential holiness of sin--a belief which they attempted to
justify by citing ant of context the talmudic dictum (Nazir 23b) "A
transgression committed for its own sake is greater than a
commandment not committed for its own sake" -which alienated and
offended the average Jew and caused even the "believers" themselves
to undergo the severest of conflicts.
In the history of religion, whenever we come across the doctrine of
the holiness of sin it is always in conjunction with one or another
spiritualistic sect. The type of the pneumatic which I have
previously discussed, is particularly susceptible to such a teaching
and it is hardly necessary to point out the connections that exist
between the theories of nihilism and those of the more extravagant
forms of spiritualism. To the pneumatic, the spiritual universe
which he inhabits is of an entirely different order from the world
of ordinary flesh and blood, whose opinion of the new laws he has
chosen to live by is therefore irrelevant; insofar as he is above
sin (an idea, common to many sectarian groups, which occasionally
occurs in the literature of Hasidism as well) he may do as the
spirit dictates without needing to take into account the moral
standards of the society around him. Indeed he is, if anything,
duty-bound to violate and subvert this "ordinary" morality in the
name of the higher principles that have been revealed to him.
Although individuals with inclinations in this direction existed in
Judaism also, particularly among the Kabbalists, up to the time of
the Sabbatians their activities were confined entirely to the level
of pure theory_ The most outstanding example of such speculative or
virtual "spiritualism" to be found in Kabbalistic literature is the
Sefer ha-Temunah ("The Book of the Image"), a mystical treatise
written in early thirteenth-century Spain, in which it is stated
that the Torah consists of a body of spiritual letters which, though
they remain essentially unchanged, present different appearances to
the reader in different cosmic aeons (shemitot). In effect,
therefore, each aeon, or shemitah, possesses a Torah of its own. In
the current shemitah, which is ruled by the divine quality of din,
stern judgment or rigor, the Torah is read in terms of prohibitions
and commandments and even its most mystic allusions must be
interpreted in this light. In the coming aeon, however, which will
be that of rahamim, divine mercy, the Torah will be read
differently, so that in all probability “what is prohibited now will
be permitted then." Everything depends on the particular aeon and
the divine quality (or attribute) presiding over it. Sensing the
dangers inherent in such a doctrine, certain Kabbalists, such as
Moses Cordovero, attempted to dismiss it as entirely unworthy of
consideration. But it was precisely those works that propounded it,
such as the Sefer ha-Temunah and the Sefer ha-Kanah, which
influenced the Sabbatians tremendously.
To the theory of the cosmic aeons the Sabbatians assimilated a
second, originally unrelated concept. The Zohar itself does not
recognize Of, more exactly, does not utilize the idea of the
shemitot at all (a fact that was instrumental in making it suspect
in the eyes of later Kabbalists), but in two later additions to the
Zoharic corpus, the Tikkunei ha-Zohar and the Ra’ya Mehemna, a great
deal is said on the subject of four emanated worlds, the World of
atzilut or "Emanation," the World of beriah or "Creation," the World
of yetzirah or "Formation," and the World of asiyah or "Making,"
which together comprise the different levels of spiritual reality.
In connection with these we also occasionally hear of a "Torah of
atzilut" and a "Torah of beriah," the meanings of which are not
entirely c1ear. By the time of the Kabbalists of the School of Safed,
however, we find these latter terms employed in a definite sense to
indicate that there are two aspects of the one essential Torah,
i.e., the Torah as it is understood in the supernal World of atzilut
and the Torah as it is understood in the lower World of beriah. What
the Sabbatians now did was to seize this idea and expound it in the
light of the theory of cosmic aeons. The Torah of beriah they
argued, borrowing a metaphor from the Zohar (I, 23), is the Torah of
the unredeemed world of exile, whose purpose it was to serve as a
garment for the Shekhinah in her exile, so that whoever observed its
commandments and prohibitions was like one who helped clothe the
Shekhinah in her state of distress. The Torah of atzilut, on the
other hand, is the "true" Torah which, like "the mystery of the
Godhead" it makes manifest, has been in a state of concealment for
the entire period of the exile. Now that the redemption has
commenced it is about to be revealed, and although in essence it is
identical with the Torah of beriah, its way of being read will be
different, thus, all the commandments and prohibitions of the Torah
of beriah will now be reinterpreted by the light of the World of
atzilut, in which (to take but one example), as is stated in several
Kabbalistic sources, there is no such thing as forbidden sexual
practices. It was in this manner that assertions made in a
completely different spirit and in terms of a wholly different
understanding of the concepts “World of atzilut” and “Torah of
atzilut” were pressed into service by the "radical" Sabbatians as
slogans for their new morality."
The concept of the two Torahs was an extremely important one for
Sabbatian nihilism, not least because it corresponded so perfectly
to the "Marranic" mentality. In accordance with its purely mystical
nature the Torah of atzilut was to be observed strictly in secret;
the Torah of beriah, on the other hand, was to be actively and
deliberately violated. As to how this was to be done, however, the
"radicals" could not agree and differing schools of thought evolved
among them. It is important to keep in mind that we are dealing here
with an eruption of the most diverse sorts of emotion. The Gordian
knot binding the soul of the exilic Jew had been cut and a vertigo
that ultimately was to be his undoing seized the newly liberated
individual: genuine desires for a reconsecration of life mingled
indiscriminately with all kinds of destructive and libidinal forces
tossed up from the depths by an irrepressible ground swell that
undulated wildly between the earthly and the divine.
The psychological factors at work were particularly various in
regard to the doctrine of the holiness of sin, which though
restricted at first by some of the "believers" to the performance of
certain specified acts alone, tended by virtue of its own inner
logic to embrace more and more of the Mosaic Law, especially the
biblical prohibitions. Among the leaders of the Donmeh the
antinomian blessing composed by Sabbatai Zevi, "Blessed art Thou O
Lord our God, King of the universe, who permittest the forbidden [mattir
isurim]," ** became a byword. {** A pun on the blessing in the
morning prayer, “Blessed art Thou O Lord our God, King of the
universe, who freest those who are in bondage [matter asurim].”[Translator’s
note.} In fact, two somewhat contradictory rationalizations of
antinomian behavior existed side by side. On the one hand there were
those who said: in the world of redemption there can be no such
thing as sin, therefore all is holy and everything is permitted. To
this it was retorted: not at all!' what is needed rather is to
totally deny the beriah, "Creation" (a word that had by now come to
denote every aspect of the old life and its institutions), to
trample its values underfoot, for only by casting off the last
vestiges of these can we truly become free. To state the matter in
Kabbalistic terms, the one side proposed to withhold the sparks of
holiness from the kelipot until they perished from lack of
nourishment, whereas the other insisted that the kelipot be
positively filled with holiness until they disintegrated from the
pressure. But in either case, and despite the many psychological
nuances which entered into the "transgression committed for its own
sake" and the sacred sin, all the "radicals" were united in their
belief in the sanctifying power of sin itself "that dwelleth with
them in the midst of their uncleannesses," as they were fond of
interpreting the phrase in Leviticus 16:16.
It would be pointless to deny that the sexual element in this
outburst was very strong: a primitive abandon such as the Jewish
people would scarcely have thought itself capable of after so many
centuries of discipline in the Law joined hands with perversely
pathological drives to seek a common ideological rehabilitation. In
the light of what happened there is little to wonder at when we read
in the texts of rabbinical excommunications dating from the
eighteenth century that the children of the "believers" were to be
automatically considered bastards, just as it is perfectly
understandable that these children and grandchildren themselves
should have done everything in their power to obscure the history of
their descent. One may readily grant, of course, as Zalman Rubashov
justly observes in his study of the Frankists, that "every sectarian
movement is suspected by the church against which it rebels of the
most infamous misconduct and immorality," a conclusion which has led
to the hypothesis that such accusations invariably tell us more
about the depraved fantasies of the accusers than they do about the
actual behavior of the accused.
It is Rubashov's opinion, indeed, that although the conduct of the
Frankists was "in itself adequate cause for indignation and
amazement," there is also "every reason to assume that as a matter
of course it was greatly exaggerated-" As valid as the general rule
may be, however, the plain facts of the matter are that in the case
of the "radical" Sabbatians there was hardly any need for
exaggeration. As Nahum Sokolow has pointed out in a note to
Kraushar's history of Frankism," no matter how thoroughly fantastic
and partisan the allegations of the anti-Sabbatians may seem to us,
we have not the slightest justification for doubting their accuracy,
inasmuch as in every case we can rely for evidence on the
"confessions" of the "believers" themselves, as well as on a number
of their apologias which have come down to us in both theoretical
and homiletical form.
All this has recently been confirmed by an unexpected discovery. For
many years well into the present age, in fact the Sabbatians in
Salonika, the Donmeh, regularly held a celebration on the
twenty-second day of the Hebrew month of Adar known as "the Festival
of the Lamb," the exact nature of which was kept a carefully guarded
secret until some of the younger members of the sect were finally
prevailed upon to reveal it to outsiders. According to their account
the festival included an orgiastic rite called "the extinguishing of
the lights." From what we know of this rite it probably came to
Salonika from Izmir, for both its name and its contents were
evidently borrowed from the pagan cult of "the Great Mother" which
flourished in antiquity and continued to be practiced after its
general demise by a small sect of "Light Extinguishers" in Asia
Minor under the cover of Islam. There can be no question that the
Donmeh took over this ancient bacchanalia based on immemorial myths
and adapted it to conform to their mystical belief in the
sacramental value of exchanging wives," a custom that was
undoubtedly observed by other "radicals." in the movement as well.
The history of Sabbatian nihilism as a mass movement rather than as
the concern of a few isolated Jewish scholars who "donned the fez"
like Sabbatai Zevi, began in 1683, when several hundred Jewish
families in Salonika converted to Islam "so as to conquer the
kelipah from within." From this point on organized Sabbatian
nihilism appeared in four main forms:
1. That of the "believers" who chose "voluntary Marranism" in the
form of Islam. The research that has been done on the subject of the
Donmeh, particularly the studies of Abraham Danon and Solomon
Rosanes, definitely establishes that the sect was purely Jewish in
its internal character, not, of course, in the accepted rabbinical
sense, but rather in the sense of a mystical heresy. The apostasy of
the Donmeh aroused violent opposition among the "moderates," for
reasons which I have already made clear.
2. That of the "believers" who remained traditional Jews in outward
life while inwardly adhering to the "Torah of atzilut" Several
groups of such individuals existed in the Balkans and Palestine
(beginning with the arrival there of Hayyim Malakh), and afterwards,
in the eighteenth century, in Northern and Eastern Europe, where
they were concentrated particularly in Podolia and in such nearby
towns as Buczacz, Busk, Gliniany, Horodenka, Zhólkiew, Zloczow,
Tysmenieca, Nadworna, Podhaice, Rohatyn and Satanow, but also in
other countries, especially Rumania, Hungary, and Moravia.
3. That of the Frankists who "Marranized themselves" by converting
to Catholicism.
4. That of the Frankists in Bohemia, Moravia, Hungary, and Rumania,
who chose to remain Jewish.
Despite the differences between these groups, all of them were part
of a single larger entity. Inasmuch as it was believed by all the
"radicals' that externals were no indication of true faith, apostasy
was not a factor to come between them. A Jew in the ghetto of
Prague, for example, who went on publicly observing the commandments
of the "Torah of beriah" while at the same time violating them in
private, knew perfectly well that the "believer" in Warsaw or
Offenbach who had recently been baptized "for mystical reasons" was
still his brother, just as fifty years earlier Sabbatians in
Northern Europe had continued to remain in close touch with the
Donmeh in Salonika even after their conversion to Islam.
Essentially, the "radicals" all inhabited the same intellectual
world, their attitudes toward the Torah, the Messiah, and "the
mystery of the Godhead" were identical, for all that they assumed
new and unusual forms among the Frankists.
VI
The systematic
violation of the Torah of beriah was considered by the "radical"
Sabbatians to be the principal attestation of the new epoch ushered
in by Sabbatai Zevi. But exactly how was one to distinguish between
what belonged to the lower World of beriah and its Torah, and what
belonged to the higher World of atzilut and its Torah? Here opinion
was divided. Baruchya Russo, better known as Berahya or Berochia,
the leader of the radical wing of the Donmeh in the beginning of the
eighteenth century, preached to his followers that even the
thirty-six transgressions deemed worthy by the Torah of the ultimate
punishment of karet, i.e., being "cut off" from Israel and from God
(a category that included all the forbidden sexual practices), were
aspects of the Torah of beriah only." By the same token it was
decreed permissible to eat of the sinew of the thigh-vein, for with
the advent of the Messiah "Jacob's thigh has been restored." ++
[++The prohibition against eating the sinew of the thigh-vein is to
be found in Genesis 32, which tells of Jacob's wrestling with the
angel: "Therefore the children of Israel eat not the sinew of the
thigh-vein which is upon the hollow of the thigh unto this day;
because he touched the hollow of Jacob's thigh, even in the sinew of
the thigh-vein" (32:33). [Tf'. Note]]
In the opinion of some, who based their argument on a passage from
the Zohar, refraining from the sinew of the thigh-vein and fasting
on Tish'ah be-Av were mutually connected observances: "As long as it
is forbidden to eat on Tish'ah be-Av it is forbidden to eat the
sinew of the thigh-vein, and when it is permitted to eat on Tish'ah
be-Av it is permitted to eat the sinew of the thigh-vein:' Others
went still further: "It is widely known that belonging to these
sects are those who believe that [with the advent of the Messiah}
the Torah has been nullified [betelah] and that in the future it
will be [read} without [reference to} the commandments, for they say
that the violation of the Torah has become its fulfillment, which
they illustrate by the example of a grain of wheat that rots in the
earth.” In other words, just as a grain of wheat must rot in the
earth before it can sprout, so the deeds or the "believers" must be
truly "rotten" before they can germinate the redemption. This
metaphor, which appears to have been extremely popular, conveys the
whole of sectarian Sabbatian psychology in a nutshell: in the period
of transition, while the redemption is still in a state of
concealment, the Torah in its explicit form must be denied, for only
thus can it too become "concealed" and ultimately renewed.
There were, however, even more extreme cases than these. Jacob Emden
relates how he was told by a rabbinical associate of great learning,
the Rabbi of the Amsterdam Ashkenazim, that when he was in Zhólkiew
he became involved with one of these heretics, a man named Fishl
Zloczow, who was expertly versed in the entire Talmud, which he knew
practically by heart, for he was in the habit of shutting himself up
in his room in order to pore over it, never ceasing from his studies
(for he was a wealthy man) nor engaging in idle conversation. He
would linger over his prayers twice as long as the Hasidim of olden
times and was considered by all to be a most pious and ascetic
individual. Once he came to him [i.e., to Emden's informant] in
order to confess his sins and revealed that he belonged to the sect
of Sabbatai Zevi, that he had eaten leavened bread on the Passover,
and so forth, carrying on contritely all the while as though he had
truly repented of his deeds. Soon afterwards, however, he was caught
in the act of committing grave transgressions of the Law and was
excommunicated by the rabbis of Lithuania and Volhynia. When asked
why he had not continued his hidden sins in private instead of
[committing acts that led to his exposal] in public he replied that
on the contrary, the more shame he was forced to suffer for his
faith, the better it was.
Here we are confronted with the type of the "believer" in its most
paradoxical form, and, significantly, the individual in question was
no ordinary Jew, but was rather conceded to be an excellent rabbinic
scholar by an eminent authority who was in a position to know. One
could hardly wish for a more perfect example of the nihilistic
rejection of the Torah of beriah, which in this case was studied for
the sale purpose that it might be better violated in spirit! The
Jewish world was indeed showing signs of inner decay if types such
as these were able to make themselves so easily at home in its
midst. And yet underneath all these vagaries there was obviously a
deep-seated desire for something positive which for lack of suitable
conditions under which to function had come to nought.
Illustrative parables and homilies were also brought to bear on the
doctrine of the sacred sin itself, and the reader cannot fail to
notice that they are more than just paradoxical and highly offensive
sayings. They breathe an entirely new spirit. "The patriarchs came
into the world to restore [le-takken] the senses and this they did
to four of them. Then came Sabbatai Zevi and restored the fifth, the
sense of touch, which according to Aristotle and Maimonides is a
source of shame to us, but which now has been raised by him to a
place of honor and glory." As late as the beginning of the
nineteenth century we find a fervent "believer" in Prague commenting
in connection with the verse in Psalms 68, "Thou hast ascended on
high, Thou hast led captivity captive," that the captive in question
is the spiritual Torah of atzilut, which is called a "prisoner"
because it was captured by Moses and forced to dwell in the prison
cell of the material Torah of beriah:
Such is the case with the inner Torah, for the outer is in
opposition to the inner… and must be annihilated before the inner
can be freed. And just as a woman from Ishmael [i.e., from a Moslem
country] feels as though she has been freed from her confinement
when she comes to Edam [i.e., a Christian country] … so continuing
[to live] in Israel under the Torah of beriah is called captivity,
nor can she be given in marriage under the Torah of beriah but only
in Edam, whereas in Israel one must remain a virgin-and [he who is
able to, let him] understand.
The cryptic Frankist allusions at the end of this passage to
Christianity and to "remaining a virgin" are rather obscure, but it
is evident from the whole how strongly the rejection of the lower,
or material, Torah of beriah continued to be upheld by Sabbatian
Jews right down to the movement's last years. Elsewhere the author
of the above," a thoughtful and deeply religious individual,
explains that the commonly expressed belief that "no mischief can
befall the righteous man [Provo 12:21] nor can he be a cause of sin"
must be understood in the light of the Torah of atzilut to mean that
no matter how sinful the acts of the righteous may appear to others
they are in fact always fully justified in themselves. He then
adduces a number of astute mystical reasons for the necessity of
certain transgressions, such as eating on the fast days, which he
defends by arguing that fasting is a kind of spiritual "bribe" given
to the kelipot and as such is not in keeping with the pure spiritual
nature of the Torah of atzilut.
As to the ultimate step of apostasy, the arguments presented by the
"radicals" in its behalf closely resemble those brought forward by
the "moderates" to vindicate the apostasy of Sabbatai Zevi himself.
We happen to have in our possession an illuminating document bearing
on the disputes that arose over this question among the "believers"
in the form of a homily by the well-known Sabbatian Nehemiah Hayan
on the verse (Deut. 29:17), "Lest there be among you man, or woman,
or family, or tribe, whose heart turneth away this day from the Lord
our God, to go serve the gods of those nations; lest there should be
among you a root that beareth gall and wormwood."" The paradoxical
solution arrived at by Hayon toward the close of his long discourse,
which I quote here in abbreviated form, is an invaluable reflection
of the perplexity and deep inner conflict experienced by those
Sabbatians who were unable to choose between the "radical" and
"moderate" positions:
It is supposed among those versed .in esoteric lore that the
redemption can be brought about in either one of two ways: either
Israel will have the power to withdraw all the sparks of holiness
from (the realm of] the kelipah so that the kelipah will wither into
nothing or else the kelipah will become so filled with holiness that
because of this repletion it must be spewn forth .... And this
[fact), that the coming of the redemption can be prompted in one of
two ways, was what the rabbis of blessed memory had in mind when
they said that the Son of David would come either in a generation
that was entirely guiltless (meaning when Israel by virtue of its
good deeds had withdrawn all the sparks of holiness from the kelipah),
or else: in a generation that was entirely guilty (meaning when the
kelipah had become so filled with holiness that it split its maw and
perished) .... And it is in consequence of this thesis that many,
though their intentions are good, have mistakenly said, "Let us go
worship other gods that we may fill the kelipah to bursting that it
die:' ... Nay, do not reason with yourself.”Since it is impossible
for all to become guiltless so as to withdraw the holiness from the
kelipah, it is better that I become a sinner and so hasten the doom
of the kelipah in that way that it might die and salvation might
come;” but rather "Wait for the Lord and keep His way" [Ps. 37:34]:
it is better that you endure the length of the exile and look to
salvation than that you sin by worshipping other gods in order to
bring on the redemption. This brings us to the meaning of the verse,
"Lest there be among you a root that beareth gall and wormwood
[29:17], and it come to pass when he heareth the words of this curse
[etc.; 29:18]. In other words, when he hears the words of the curse
that is threatened ... he turns away his heart from God and blesses
himself in his heart [29:18], saying: "What Moses has written is
true" ... but [he thinks that] if he does not turn away his heart
from God and if his intentions are good, that is, if he means to
quench the kelipah by giving it holiness to drink, then certainly no
evil will befall him, but on the contrary, God will turn the curse
iota a blessing. And this is the meaning of the words '.'and he
blesses himself in his heart," for he says to himself, "I -am sure
that no harm will befall me ... because I did not turn my heart
[from God} ... and because my intentions are good ... [namely} to
water the kelipah, the thirsty one, with the holiness that I extend
to her that she may partake of it and die. It is of such a one that
Moses said, "The Lord will not be willing to pardon him" [29:19].
... Even though his intentions were good and he only desired to
hasten the redemption, he cannot be forgiven.... Nor does (the
principle of] "A transgression committed for its own sake" [is
greater than a commandment not committed for its own sake] apply
here, since there [in its original context] it refers to an ordinary
sin, as in the case of Jael [in killing Sisera.; Judg. 4}, whereas
here, where it is a question of worshiping other gods, the Lord will
not be willing to pardon him.... They [who act on this mistaken
assumption] are powerless to destroy the kelipah; on the contrary,
he [who attempts to fill the kelipah with holiness] will remain
stuck in its midst, and this is why it is said that the Lord will
not be willing to pardon him.... There is also another possible
explanation [of the verse}, namely, that when Moses said that the
Lord would not be willing to pardon him he was not pronouncing a
curse ... but was thinking the following: since he [the deliberate
sinner} believes in his heart that God will not account his actions
as sins, but will rather reward them ... it is inconceivable that he
should ever repent for he does not believe he has done wrong ... How
then can the Holy One, blessed be He, forgive him? On the contrary,
each time [he sins} he only angers Him the more... by thinking that
he has done good instead of evil ... and by saying that the greater
a sinner he is the more he hastens the coming of the redemption.
Such a one undoubtedly incurs the full power of the curse, since he
deliberately violates all its injunctions ... "And the Lord shall
separate him unto evil out of all the tribes of Israel" [29:20]. ..
But perhaps one can interpret the meaning of the text as follows:
since such a person intends his deeds to redound to the benefit of
all Israel ... if after sinning and passing through the kelipah he
reconsiders and repents completely, he undoubtedly succeeds in
raising up many sparks from the kelipah, just as in the case of the
human body when one is administered an emetic he does not simply
vomit up the drug itself, but rather haying opened his mouth
proceeds to spew forth both the drug and everything that was near
it. And so it is with the kelipah: sometimes it gains power over man
whose soul is great and does him harm, but as soon as he repents he
spews forth all that was within him. And this is what Solomon meant
when he said (Ecel. 8:9] there is a time when one man rules another
to do him harm.39 [But since] There is a time [for such things} and
miracles do not happen every hour. therefore Moses warns that one
should not place himself in this peril ... "And the Lord shall
separate him unto evil"; in other words, if he [the deliberate
sinner] has been a cause of evil he is singled out [for judgment]
from the tribes of Israel, for [it is a halakhic principle that] one
cannot commit a transgression for another by proxy even if one has
been authorized to do so, much less if one has not been, so that
having gone [and committed evil} of his own accord, there is no
doubt that the evil which results [from his actions} will not be
imputed to Israel as a whole- But if he does good-that is, if he
repents wholeheartedly and raises up sparks from Israel by virtue of
his repentance-then all the tribes of Israel have a part in this
good; it is only in the evil that they do not have a part.
Likely as not, this entire passage has an autobiographical basis. In
any event, it is clear that the attitude of its author toward the
"voluntary Marranos" whose conversion he decries yet understands so
well is far from being hostile or vindictive.
One of the strongest factors in the development of a nihilistic
mentality among the "radicals" was their desire to negate an
objective historical order in which the exile continued in full
force and the beginnings of the redemption went unnoticed by all but
the "believers" themselves. Understandably, during the period now in
question this antipathy toward outward reality remained confined to
the area of religion alone, the world of ghetto Jewry still being
sufficiently stable to preclude its active politicalization. Prior
to the French Revolution, indeed, there was no connection between
the ideas or Sabbatianism and the growing undercurrent of discontent
with the ancien régime in Europe. It was only when changing times
had widened the "believers'" horizons and revealed to them the
existence of more tangible ways affecting the course of history than
the violation of the Torah of beriah that they too began to dream of
revolutionizing the structure of society itself. In a sense this was
to mean the restoration to Jewish Messianism of its traditional
political content, which, as I have shown, the Sabbatian movement
transformed beyond recognition. As long as external conditions were
not conducive to this, even the "radicals" remained politically
unaware, nor were they able to conceive of any other method of
revitalizing Jewish life than the subversion of its most sacred
values; but it is not surprising that once the opportune moment
arose the essentially this worldly emphasis of Jewish Messianism
which Sabbatianism had striven to suppress should have come to be
stressed again. I shall have more to say on this important subject;
first, however, I would like to comment on a related matter, one
which will serve as yet another example of the uniquely paradoxical
dialectic of Sabbatian thought: its attitude toward Palestine.
Immediately after the collapse of the initial Messianic expectations
aroused by Sabbatai Zevi, scattered groups of Sabbatians began to
express their opposition to the idea of emigration to the Holy Land.
As has now been established, Nathan of Gaza himself was of the
opinion that "for the time being it is best not to go to the Land of
Israel." But this point of view did not go unchallenged. A number of
"believers," especially after 1700, attempted to demonstrate by
mystical reasons that in the light of Sabbatian doctrine emigration
was indeed desirable after all. Individuals from both the circle of
Abraham Rovigo and the whole band of "Hasidim" centered around Rabbi
Judah Hasid actually settled in Palestine as a result of
specifically Sabbatian aspirations. One belief that was current at
the time was that on the occasion of Sabbatai Zevi's second advent,
which would take place forty years after his "concealment," a true
mystical knowledge of his nature would be revealed to those of his
followers, and only to those, who were living in the Holy Land.
Sabbatian nihilists like Hayyim Malakh, who were contemporaries of
such groups, also were in favor of going to the Land of Israel, from
which they too undoubtedly expected special revelations to come; in
addition, they may have felt that there was an advantage to
violating the Torah of beriah on the most consecrated ground of all,
on the analogy of "conquering the queen in her own home." As late as
the middle of the eighteenth century Sabbatian nihilists in Podolia
still had contacts and acquaintances in Palestine, while a number of
the emissaries sent by the Palestinian Jewish community to raise
funds in the Diaspora were Sabbatian scholars who acted on the side
both as secret propagators of the faith and as contacts between
"believers" in different localities. Many of these, such as the
author of The Book of the Adornment of Days, a beautiful and
detailed description (in Hebrew) of the life of a Kabbalist devotee
all through the year, were undoubtedly "moderates," but regarding
many others we will probably never know exactly where they stood.
Toward the middle of the eighteenth century, however, a reaction
took place, so that we find a distinct anti-Palestinian bias setting
in throughout the movement. Whether or not the anti-Palestinian
sermon cited by Jacob Emden in his Edut ben-Ya’akov ( 44b) is really
the handiwork of Jonathan Eibeschütz is uncertain, but in any case
there can be no question of its being a total fabrication, inasmuch
as similar ideas to those expressed in it can be found in other
Sabbatian documents which Emden could not possibly have seen.4'
Among the Frankists an astonishing and clear-cut ideology of Jewish
territorialism (as distinct from Palestine centered tendencies)
developed at about this time, apparently as a result of Frank's own
personal ambitions. In a word, on the very eve of its absorption of
new political ideas Sabbatian nihilism completely reversed its
previously positive evaluation of the role of the Land of Israel, so
that when shortly afterward it began to speak the language of a
revived political Messianism and to prophesy the rebirth of the
Jewish nation as one outcome of an impending world revolution, there
was no longer any real interest on its part in the idea of the land
of Israel as a national center. As stated by the Frankist writer in
Prague whom we have already had occasion to quote, Israel's exile is
not a consequence of its sins at all, but is rather part of a plan
designed to bring about the destruction of the kelipot all over the
world, so that "even if several thousands or tens-of-thousands or
Jews are enabled to return to the Land of Israel, nothing has been
completed." According to the same author this new doctrine of the
exile is "a secret mystical principle which was hidden from all the
sages until it was [recently] revealed in Poland." And thus we see
how in the final stages of Sabbatianism the intrinsic nature of the
exile came to be reconsidered in an entirely new light.
The figure of Sabbatai Zevi himself was also recast by the passage
of time, becoming entirely mythical: gradually the element of
historical truth was diminished until nothing was left but a
legendary hero who had inaugurated a new epoch of world history.
Even in Sabbatai Zevi’s lifetime one of his first disciples, Abraham
Yakhini, could write of him (in his book Vavei ha-Amudim) "Just as
one of the seventy faces of the Torah is concerned entirely with the
resurrection of the dead, as is to be seen in [the commentaries of]
the Zohar on several chapters [of the Pentateuch], [the allusions to
the resurrection in] the other chapters being inaccessible to us
because of the limitations of our intellects, so one of the seventy
faces of the Torah is concerned entirely with the Messiah, our lord
and master, may his majesty increase, and shortly, when he reveals
himself to us [completely], we shall be privileged to understand the
entire Torah in this way." it is little wonder that the concrete
historical figure of Sabbatai Zevi came to be transformed by his
followers in much the same manner as Jesus' was by his, if not more
so, since his conversion into a mythological figure was even more
complete. Like the early Christians, in fact, the "radicals"
eventually came to believe that the Messiah had not been a mere
superior human being, but an incarnation of God Himself in human
form. This new interpretation of "the mystery of the Godhead" was
accepted by all the "radical" groups down to the last of the
Frankists and was considered by them to be the most profound mystic
truth in their entire body of doctrine. Whence it came cannot yet be
determined: perhaps from the collective memory of thousands of
Marranos, perhaps from Christian books or anti-Christian polemics,
or perhaps from the "believers' " own inner conflict, the
paradoxical cause of which an apostate Messiah-may have led them to
adopt the same paradoxical solution that a like contradiction-a
crucified Messiah produced in yet another group of Jews caught in
the toils of religious turmoil. And perhaps, too, all of these
factors combined to work together.
The doctrine of an incarnate God, which immediately became a bone of
contention between the "radicals" and the "moderates" in the
Sabbatian camp, was limited at first to the figure of Sabbatai Zevi
himself. According to one view I when the redemption began, "the
Holy One, blessed be He, removed Himself upward and Sabbatai Zevi
ascended to be God in His place.” Since in the Sabbatian faith "the
Holy One, blessed be He" was synonymous, as we have seen, with "the
God of Israel," this meant that Sabbatai Zevi had now assumed the
latter's title and become "the Holy King." Before long, however, the
"believers" in Salonika replaced this teaching with another: "the
Holy King" had Himself been incarnated in the person of the Messiah
in order to restore the world and nullify the Torah of beriah. It
was in this form that the doctrine was accepted by the Sabbatian
nihilists in Podolia. A prayer of theirs that has come into our
possession reads, "May it be Thy will that we prosper in Thy Torah
and cling to Thy commandments, and mayst Thou purify my thoughts to
worship Thee in truth … and may all our deeds in the Torah of
atzilut [meaning: transgressions!] be only for the sake of Thy great
name, O Senor Santo," that we may recognize Thy greatness, for Thou
art the true God and King of the universe, our living Messiah who
wast in this earthly world and didst nullify the Torah of beriah and
didst reascend to Thy place to conduct all the worlds."
But this doctrine of a single .incarnation did not long remain
unaltered in turn. Apparently among the Sephardic converts to Islam
the belief developed that the leaders of the "believers" in every
age were reincarnations of Sabbatai Zevi. Whether this actually
meant that these leaders-particularly Baruchya, who was one of the
foremost promulgators of the new belief were thought to be, or
considered themselves, divine incarnations no less than the Messiah
himself is not entirely clear, but there are good reasons for
believing that the gospel preached by Jacob Frank at the beginning
of his career was nothing but this Sephardic teaching with a number
of modifications to suit his own personality, and Frank himself,
though he never said so in so many words, was correctly understood
by his disciples to imply that he personally was the living God once
again incarnated on earth. Not without a certain "consistency" the
Frankists held that each of the three hypostases of the Godhead had
its individual incarnation in a separate Messiah: Sabbatai Zevi,
whom Frank was in the habit of referring to simply as "The First
One," had been the embodiment of "the Ancient Holy One," Frank
himself was the personification of "the Holy King," and the third
hypostasis, the Shekhinah, variously known in the writings of the
Kabbalah as "the Kingdom" (malkhut), "the Lady" (matronita), "the
Maiden” and "the Doe," was to appear in the form of a woman. It is
hard not to associate this last novelty-a female Messiah, referred
to by Frank as "the Virgin," who was yet to be revealed and whose
task it would be to complete the work of the redemption with the
influence of certain mystical Christian sects prevalent at about
this time in Eastern Europe that believed in a triad of saviors
corresponding to the threefold nature of God and in a feminine
incarnation of the Sophia, the Divine Wisdom Of Holy Spirit. With
one of these groups, in fact, the "Philipovicites" in Rumania and
the Ukraine, the Frankists were in such close contact that one of
its former leaders publicly defended them before the Catholic
authorities of Poland.
Interpreted in this manner the redemption was a process filled with
incarnations of the divinity. Even the "radicals" in Prague who
clung to their Jewish identity and strove to defend their beliefs by
means of Jewish concepts and sources were won over to this view, and
although their hostility to Christianity as an institution knew no
bounds, references to "the mystery of the incarnation" can be found
throughout their literature. The anti-Sabbatian polemicists who
accused the "believers" of corporealizing the idea of God were
perfectly right in their assertions, but this fact, which seemed to
them a damning admission of weakness, was in reality their
opponents' greatest source of pride I "Because the Godhead has a
body the sting of death is gone," wrote one "believer." On the
surface it would seem that the exaggerated spirituality of the World
of atzilut and the yearning to see God in the flesh that was
evidenced by the doctrine of a Messianic incarnation were two
mutually opposed tendencies, and yet, after all that has been said
here, it should not be difficult to see that underlying both was the
struggle of a new sensibility toward life to express itself by means
of a religious vocabulary inherited from the old. In such cases the
paradox is always the only solution.
In summary, the five distinguishing beliefs of "radical"
Sabbatianism are:
1. The belief in the necessary apostasy of the Messiah and in the
sacramental nature of the descent into the realm of the kelipot.
2. The belief that the "believer" must not appear to be as he really
is.
3. The belief that the Torah of atzilut must be observed through the
violation of the Torah of beriah.
4. The belief that the First Cause and the God of Israel are not the
same, the former being the God of rational philosophy, the latter
the God of religion.
5. The belief in three hypostases of the Godhead, all of which have
been or will be incarnated in human form.
These theses amply demonstrate, in my opinion, that in the onward
course of the Sabbatian movement the world of traditional Judaism
was shattered beyond repair. In the minds of those who took part in
this revolutionary destruction of old values a special
susceptibility to new ideas inevitably came to exist. Well might the
"believers" have asked how long their newly released energies and
emotions were to go on being aimlessly squandered. Were their lives
required to be dominated by paradoxes forever?
But just as the character of the Sabbatian movement was dictated by
the circumstances of the movement's birth, so, in turn, it was to
dictate the circumstances of the movement's disintegration and
death. For as the "believers" had meant to fire the sparks of
holiness with the kelipot, so they were to wander in the blackest
side," the dark side of life, so they were to dance in the devil's
own arms. And last and most ironically of all: as they had hastened
to come to the aid of the Redeemer-"to do as he did for strange are
his deeds, to worship as he worships for his worship is alien" (Isa.
28:21 )--so they were to be induced in the end to play into the
hands of a man like Jacob Frank.

VII
Jacob Frank (1726-91) will always be remembered as one of the most
frightening phenomena in the whole of Jewish history: a religious
leader who, whether for purely self-interested motives or otherwise,
was in all his actions a truly corrupt and degenerate individual.
Indeed, it might be plausibly argued that in order to completely
exhaust its seemingly endless potential for the contradictory and
the unexpected the Sabbatian movement was in need of just such a
strongman, a man who could snuff out its last inner lights and
pervert whatever will to truth and goodness was still to be found in
the maze-like ruins of the "believers" souls. Even if one is willing
to concede that the doctrine of the sacred sin, the mitzvah ha-ba'
ah ba-averah, was not lacking in certain insights, there can be no
question but that these were thoroughly debased upon coming in
contact with the person of Frank. But just as the "believers" had
deliberately chosen to follow that dangerous path along which
nothing is impossible, so it was perhaps precisely this that
attracted them to Frank, for here was a man who was not afraid to
push on to the very end, to take the final step into the abyss, to
drain the cup of desolation and destruction to the lees until the
last bit of holiness had been made into a mockery. His admirers, who
themselves fell far short of him in respect of this ability, were
won over by his intrepidness, which neither the fear of God nor the
terrors of the bottomless pit were able to daunt, and saw in him the
type of the true saint, a new Sabbatai Zevi and an incarnate God.
If the full truth be told, however, even after one has taken into
account Frank's unscrupulous opportunism, his calculated deceits,
and his personal ambitions, none of which really concerns us here,
he remains a figure of tremendous if satanic power. True, neither
the promises and pledges with which he allured his disciples, nor
his visionary schemes for the future that was to follow the general
cataclysm of the times seem particularly impressive today, although
of his territorialist program it may at least be said that besides
revealing his own lust for power it expressed in a bizarre yet
unmistakable manner the desire of his followers for a reconstruction
of Jewish national and even economic existence; and yet for all the
negativism of his teachings, they nonetheless contained a genuine
creed of life.
Frank was a nihilist and his nihilism possessed a rare authenticity.
Certainly, its primitive ferocity is frightening to behold.
Certainly too, Frank himself was not only an unlettered man, but
boasted continually of his own lack of culture. But in spite of all
this, and here is the significant point, we are confronted in his
person with the extraordinary spectacle of a powerful and tyrannical
soul living in the middle of the eighteenth century and yet immersed
entirely in a mythological world of its own making. Out of the ideas
of Sabbatianism, a movement in which he was apparently raised and
educated, Frank was able to weave a complete myth of religious
nihilism. This, surely, is worthy of attention.
Frank was not an original speculative thinker, but he did have a
decided talent for the pithy, the strikingly illustrative, and the
concretely symbolic expression. Despite their nihilistic content his
sayings in The Sayings of the Lord (Slowa Panskie) are not very
different in form from those of many famous Hasidic Zaddikim, and
for all his despotic nature he possessed a hidden poetic impulse
which appears all the more surprising in the light of his customary
savagery. Even Kraushar, who like his predecessors, was intent on
emphasizing everything that seemed incoherent or grotesque in
Frank's recorded sayings, was forced to admit that on occasion they
show vigor and imagination. For my own part, I fail to see how any
sensitive individual who reads the many excerpts published by
Kraushar from The Sayings of the Lord with a degree of
understanding-something which it is far from impossible to do--can
contemplate them without emotion. But how many have even troubled to
make the effort?
Frank was particularly gifted at the creation of new images and
symbols, and in spite of its popular coloration his language is full
of mystical overtones. Of the terminology of the Kabbalah he rarely
made use, at times even criticizing the Sabbatian sectarians in
Podolia for their continuing absorption in Kabbalistic ideas which
he called "madness." Anyone familiar with "radical" Sabbatian
thought, however, can readily detect its continued presence beneath
the new verbal facade. Thus, in place of the familiar Sabbatian
"three knots of the faith" we now have "the Good God," "the Big
Brother who stands before the Lord," and "the Virgin," terms which
are highly suggestive for all their earthy quality. The kelipah, the
Torahs of beriah and atzilut, the sparks of holiness, indeed all the
conceptual usages that are basic to Sabbatian theological discourse,
have disappeared entirely, to be replaced by a completely exoteric
vocabulary. Even the figure of Sabbatai Zevi has greatly declined in
importance. The world of Sabbatianism itself, on the other hand,
remains intact, or rather, has reached that ultimate stage of its
development where it verges on self-annihilation.
In the following pages I will attempt to present an overall view of
Frank's religious teachings, to the extent, that is, that they can
be fully reconstructed from his many sayings, and in a form that
they apparently did not completely attain until after his conversion
to Catholicism. Although they will occasionally seem to contradict
one another, they are for the most part mutually consistent. The
somberness of their world or, more accurately, world ruin, did not
in fact encourage a great deal of variety, although this did not
prevent the "believers," including even the traditionalists among
them in Prague, from finding a dark fascination in its tidings,
which Frank himself brutally summed up in a single brusk remark: "It
is one thing to worship God and quite another to follow the path
that I have taken."
According to Frank, the "cosmos" (tevel), or "earthly world" (tevel
ha- gashmi) as it was called by the sectarians in Salonika, is not
the creation of the Good or Living God, for if it were it would be
eternal and man would be immortal, whereas as we see from the
presence of death in the world this is not at all the case" To be
sure, there are "worlds" which belong to "the Good God" too, but
these are hidden from all but the "believers." In them are divine
powers, one of whom is "the King of Kings," who is also known as
"the Big Brother" and "He who stands before the Lord." The evil
power that created the cosmos and introduced death into the world,
on the other hand, is connected with the feminine, and is most
probably composed of three "gods" or "Rulers of the World," one of
whom is the Angel of Death. In any case, it is these "Rulers," all
of whom have been incarnated on earth in human form, who block the
path leading to "the Good God," who is unknown to men, for mystic
knowledge of Him has as yet been revealed to no one, nor has the
holy soul (nishmata) that emanates from Him been in any creature,
not even in Sabbatai Zevi.58In the current aeon there are three
"Rulers of the World": "Life," "Wealth," and "Death," the last of
which must be replaced by "Wisdom" a task, however, that is not
easily accomplished, for although "Wisdom" is in some mysterious
manner connected to "the Good God," the latter is still not able to
reveal Himself to mankind, "for the world is in the thrall of laws
that are no good."
Hence, it is necessary to cast off the domination of these laws,
which are laws of death and harmful to mankind. To bring this about,
the Good God has sent messengers such as the patriarchs "who dug
wells," Moses, Jesus, and others, into the world. Moses pointed out
the true way, but it was found to be too difficult, whereupon he
resorted to "another religion" and presented men with "the Law of
Moses)" whose commandments are injurious and useless. "The Law of
the Lord." on the other hand-the spiritual Torah of the Sabbatians-"is
perfect" (Ps. 19:8), only no man has yet been able to attain it'2
Finally, the Good God sent Sabbatai Zevi into the world, but he too
was powerless to achieve anything," because he was unable to find
the true way" "But my desire is to lead you towards Life."
Nevertheless, the way to Life is not easy, for it is the way of
nihilism and it means to free oneself of all laws, conventions, and
religions, to adopt every conceivable attitude and to reject it, and
to follow one's leader step for step into the abyss'6 Baptism is a
necessity, as Frank said prior to his conversion, "because
Christianity has paved the way for us." Thirty years afterwards this
same "Christian" observed: "This much I tell you: Christ, as you
know, said that he had come to redeem the world from the hands of
the devil, but I have come to redeem it from all the laws and
customs that have ever existed. It is my task to annihilate all this
so that the Good God can reveal Himself."
The annihilation of every religion and positive system of
belief---this was the "true way" the "believers" were expected to
follow. Concerning the redemptive powers of havoc and destruction
Frank's imagination knew no limits. "Wherever Adam trod a city was
built, but wherever I set foot all will be destroyed, for I came
into this world only to destroy and to annihilate. But what I build,
will last forever." Mankind is engaged in a war without quarter with
the "no good" laws that are in power-"and I say to you, all who
would be warriors must be without religion, which means that they
must reach freedom under their own power and seize hold of the Tree
of Life." . No region of the human soul can remain untouched by this
struggle. In order to ascend one must first descend. "No man can
climb a mountain until he has first descended to its foot. Therefore
we must descend and be cast down to the bottom rung, for only then
can we climb to the infinite. This is the mystic principle of
Jacob's Ladder, which I have seen and which is shaped like a V."
Again, "I did not come into this world to lift you up but rather to
cast you down to the bottom of the abyss. Further than this it is
impossible to descend, nor can one ascend again by virtue of one's
own strength, for only the Lord can raise one up from the depths by
the power of His hand." The descent into the abyss requires not only
the rejection of all religions and conventions, but also the
commission of "strange acts," and this in turn demands the voluntary
abasement of one's own sense of self, so that libertinism and the
achievement of that state of utter shamelessness which leads to a
tikkun of the soul are one and the same thing.
"We are all now under the obligation to enter the abyss" in which
all laws and religions are annihilated." But the way is perilous,
for there are powers and "gods" ---these being none other than the
three "Rulers of the World"---that do not let one pass. It is
necessary to elude them and continue onward, and this none of the
ancients were able to do, neither Solomon nor Jesus, nor even
Sabbatai Zevi. To accomplish this, that is, to overcome the opposing
powers, which are the gods of other religions, it is imperative that
one be "perfectly silent," even deceitful. This is the mystic
principle of "the burden of silence" (masa' dumah; Isa. 21 : 11 ),
i.e., of maintaining the great reserve that is becoming to the
"believer" (a new version of the original Sabbatian injunction
against appearing as one really is!), Indeed, this is the principle
of the "true way" itself:
“Just as a man who wishes to conquer a fortress does not do it by
means of making a speech, but must go there himself with all his
forces, so we too must go our way in silence." "It is better to see
than to speak, for the heart must not reveal what it knows to the
mouth," "Here there is no need for scholars because here belongs the
burden of silence." "When I was baptized in Lvov I said to you: so
far, so good! But from here on: a burden of silence! Muzzle your
mouths!" "Our forefathers were always talking, only what good did it
do them and what did they accomplish? But we are under the burden of
silence: here we must be quiet and bear what is needful, and that is
why it is a burden." "When a man goes from one place to another he
should hold his tongue. It is the same as with a man drawing a bow:
the longer he can hold his breath, the further the arrow will fly.
And so here too: the longer one holds his breath and keeps silent,
the further the arrow will fly."
From the abyss, if only the "burden of silence" is borne, "holy
knowledge" will emerge. The task, then, is "to acquire knowledge,"
"and the passageway to knowledge is to combine with the nations" but
not, of course, to intermingle with them. He who reaches the
destination will lead a life of anarchic liberty as a free man. "The
place that we are going to tolerates no laws, for all that comes
from the side of Death, whereas we are bound for Life." The name of
this place is "Edom" or "Esau," and the way to it, which must be
followed by the light of "knowledge" (gnosis) and under the "burden
of silence" through the depths of the abyss, is called "the way to
Esau:' This was the road taken by Jacob the patriarch, "the first
Jacob," all of whose deeds prefigured those of "the last
Jacob"-Jacob Frank. ”Esau" too was foreshadowed by the Esau of the
Bible, though only in a veiled way: "Esau the son of Jacob was but
the curtain that hangs before the entrance to the king's inner
chambers." Herein lies the mystical principle of the wells dug by
the patriarchs, as well as the mystic content of the story (Gen. 29)
of how Jacob came to a well that had already been dug, rolled the
stone from its mouth, and encountered Rachel and her father Laban.
Another who found the passage to "Esau" was the sorcerer Balaam."
"Esau" belongs to the realm of the Good God where the power of death
is made nought, and it is also the dwelling place of "the Virgin,"
she who is called Rachel in the biblical stories about Jacob and is
elsewhere known as "the beautiful maiden who has no eyes." She it is
who is the real Messiah (who cannot, contrary to traditional
opinion, be a man) and to her "all the king's weapons are
surrendered," for she is also the much sought-after "Divine Wisdom"
or Sophia who is destined to take "Death's" place as one of the
three "Rulers of the World." For the present, however, she is hidden
in a castle and kept from the sight of all living creatures; all the
"strange acts," in comparison with which the "strange fire" offered
before the Lord by Aaron's two sons (Lev. 10) was but a trifle, are
committed for the sale purpose of reaching her. Again, she is the
“holy serpent” who guard the garden, and he who asked what the
serpent was doing in Paradise was simply betraying his ignorance. As
of yet, the place of "Esau," the home of "the Virgin" and or true
salvation, has not been attained by anyone, but its hidden light
will first be revealed to the "believers," who will have the
distinction of being its soldiers and fighting on its behalf.
These are some of the main features of Frank's teaching. It is a
veritable myth of religious nihilism, the work of a man who did not
live at all in the world of rational argument and discussion, but
inhabited a realm entirely made up of mythological entities. Indeed,
to anyone familiar with the history of religion it might seem far
more likely that he was dealing here with an antinomian myth from
the second century composed by such nihilistic Gnostics as
Carpocrates and his followers than that all this was actually taught
and believed by Polish Jews living on the eve of the French
Revolution, among whom neither the "master" nor his "disciples" had
the slightest inkling that they were engaged in resuscitating an
ancient tradition! Not only the general train of thought, but even
some of the symbols and terms are the same! And yet, none of this
seems as surprising as it may appear to be at first glance when we
reflect that no less than the Frankists, the Gnostics of antiquity
developed their thought within a biblical framework, for all that
they completely inverted the biblical values. They too believed that
Esau and Balaam were worshipers of "the Good God." they too
converted the serpent in the Garden of Eden into a symbol of gnosis,
salvation, and the true "Divine Wisdom" that guided men to freedom
from the evil rule of the Demiurge by teaching them to disobey his
laws and institutions, and they too held that the Law of the good
and "alien" God, which enjoined the commission of "strange acts,"
was directly opposed to the Law of Moses, which was largely the
promulgation of the irascible Creator.
Frank’s ultimate vision of the future was based upon the still
unrevealed laws of the Torah of atzilut which he promised his
disciples would take effect once they had "come to Esau," that is,
when the passage through the "abyss" with its unmitigated
destruction and negation was finally accomplished. In seeking to
elucidate this gospel of libertinism I can do no better than to
quote a passage from the excellent book on Gnosticism by the
philosopher Hans Jonas in which he discusses the development of a
libertinist ethic among the nihilistically minded pneumatics of the
second century:
The spiritualist morality of these pneumatics possessed a
revolutionary character that did not stop short of actively
implementing its beliefs. In this doctrine of immoralism we are
confronted both with a total and overt rejection of all traditional
norms of behavior, and with an exaggerated feeling of freedom that
regards the license to do as it pleases as a proof of its own
authenticity and as, a favor bestowed upon it from above .... The
entire doctrine rests on the concept of an "extra spirit" as a
privilege conferred upon a new type of human being who from here on
is no longer to be subject to the standards and obligations that
have hitherto always been the rule. Unlike the ordinary, purely
"psychic" individual, the pneumatic is a free man, free from the
demands of the Law and, inasmuch as it implies a positive
realization of this freedom, his uninhibited behavior is far from
being a purely negative reaction. Such moral nihilism fully reveals
the crisis of a world in transition: by arbitrarily asserting its
own complete freedom and pluming itself on its abandonment to the
sacredness of sin, the self seeks to fill the vacuum created by the
"interregnum" between two different and opposing periods of law.
Especially characteristic of this over-all mood of anarchy are its
hostility towards all established conventions, its need to define
itself in terms that are clearly exclusive of the great majority of
the human race, and its desire to flout the authority of the
"divine" powers, that is, of the World-rulers who are the custodians
of the old standards of morality. Over and above the rejection of
the past for its own sake, therefore, we are faced here with an
additional motive, namely, the desire to heap insult on its
guardians and to revolt openly against them. Here we have revolution
without the slightest speculative dissemblance and this is why the
gospel of libertinism stands at the center of the gnostic revolution
in religious thought. No doubt, too, there was in addition to all
this an element of pure "daredeviltry" which the Gnostic could
proudly point to as an indication of his reliance on his own
"spiritual" nature. Indeed, in all periods of revolution human
beings have been fond of the intoxicating power of big words.
All of this is fully applicable to both "radical" Sabbatianism in
general and to the Frankist movement in particular; the mentality
that Jonas describes could not possibly, indeed, assume a more
radical form than Frank's nihilistic myth. It goes without saying,
of course, that in a given age myth and reality do not always
coincide, and in the case of the Frankists the former was
undoubtedly the extremer of the two, even if Frank himself was not
far from living up to it in actual practice, as emerged from the
manuscript of The Chronicles of the Life of the Lord which one of
the Frankist families permitted Kraushar to use and which afterwards
vanished. But in any event the significant point is the fact that
the myth should have been born at all and that a considerable number
of ghetto Jews should have come to regard it as a way to "political
and spiritual liberation," to quote the words used by the educated
Frankist Gabriel Porges in Prague to describe the movement's aims to
his son after Frank himself was no longer alive. Clearly, for the
Jew who saw in Frankism the solution to his personal problems and
queries, the world of Judaism had been utterly dashed to pieces,
although he himself may not have traveled the "true way" at all, may
even, in fact, have continued to remain outwardly the most orthodox
of observers.
VIII
We will apparently never know with any certainty why most of the
Sabbatians in Podolia followed Frank's lead and became Catholics
while their counterparts in Western Europe, who for the most part
also regarded Frank as their spiritual leader, chose to remain Jews.
Our knowledge in this area, which is of such crucial importance to
an understanding of Jewish history in the countries in question, is
practically nil and we must content ourselves with mere speculation.
Possibly the decisive factor was the differing social structures of
the two groups. The majority of the Sabbatians in Podolia were
members of the lower class and few (which is not to say none at all)
of those who converted were educated individuals. The Sabbatians in
Germany and the Austro-Hungarian Empire, on the other hand, were
largely from a more wealthy background and many of them were men of
considerable rabbinical learning. As is frequently the case with
religious sects, Sabbatianism was transmitted by entire families and
not just by isolated individuals. Even today records exist to prove
that a number of families, some of them quite prominent, which were
known for their Sabbatian allegiances about 1740, were still
clinging to “the holy faith” over sixty years later! For such groups
traditional Judaism had become a permanent outer cloak for their
true beliefs, although there were undoubtedly different viewpoints
among them as to the exact nature of the relationship. Not all were
followers of Frank, albeit the Frankists in Prague were spiritually
the strongest among them and were extremely active in disseminating
their views. Most probably those Sabbatians who had once been
disciples of Rabbi Jonathan Eibeschütz were also to be found in this
category. In any case, the fact remains that among these groups the
number of conversions was very small. Many of their adherents may
have desired to reach "the holy gnosis of Edom," but few were
willing to pass through the gates of Christianity in order to do so.
On the whole, however, in the years following Frank's death the
various Sabbatian groups still in existence continued to develop
along more or less parallel lines. Four principal documents bearing
on this final phase of Sabbatianism have come down to us: The Book
of the Prophecy of Isaiah written by an apostate "believer" in
Offenbach; a long sermon on the alenu prayer published by Wessely
from a lengthy Frankist manuscript; several Frankist epistles as
presented in substance by Peter Beer; and a commentary on the book
En Ya' akov that came into the possession of Dr. H. Brody, when he
was Chief Rabbi of Prague. All of these sources share the same
world, differing only in that the first speaks in praise of baptism
and heaps "prophetic" imprecations on the Jewish people, its rabbis
and officials, whereas the others, written by Jews, preserve silence
on these topics. Also found in the volume containing the commentary
on the En Ya’ akov was a Frankist commentary on the hallel prayer,
the joyous faith and emotion of which are genuinely moving. The man
who wrote these few pages was a pure and immaculate spirit and his
jubilant profession of "the redemption and deliverance of his soul"
is obviously deeply felt. Like most of the Sabbatians in the West,
he may never have met Frank face to face, but on the other hand, the
author of The Prophecy of Isaiah, who did, also believed him to be
the incarnation of the Living God, "the true Jacob who never dies,"
and clung to this feeling of salvation throughout his life.
In all of these documents the Frankist myth has lost much of its
radical wildness. Most of its component parts are still recognizable
in the form of "profound mysteries" that are to be revealed only to
the prudent, but these too have undergone considerable modification.
In many places, for instance, Frank's insistence that the
“believers” were literally to become soldiers is so completely
allegorized that it loses both its logic and its paradoxicality. The
most striking change, however, is that while the doctrine of
"strange acts" remains, and continues to be associated with the
appearance of "the Virgin" or "the Lady," there is no longer the
slightest reference to any ethic of libertinism. Here radicalism has
retraced its steps and returned from the moral sphere to the
historical. Even if we suppose that the authors of these documents
were careful not to reveal themselves entirely in their writings--an
assumption that many of their cryptic allusions would indeed seem to
bear out-it is nonetheless apparent that libertine behavior is no
longer considered by them to be a binding religious obligation.
Instead there is an increased effort to understand the "strange
acts" of the religious heroes of the past, particularly of the
characters in the Bible, a book which the "believers" no less than
the orthodox regarded as the ultimate authority; here too, however,
the emphasis falls on vindicating such cases in theory rather than
on imitating them in practice. In Offenbach, it is true, certain
scandalous acts continued to be performed on no less than the Day of
Atonement itself, but this had degenerated into a mere semblance,
whereas "in good faith" among themselves the "believers" were no
longer in the habit of carrying on such practices. As for the mystic
principle of the "conjugation" of masculine and feminine elements in
the divine worlds that had played so large a role in the unorthodox
Kabbalistic theories of the nihilists and the "radicals," this too,
to judge by the sources in our possession, was now "toned down." All
in all, while the idea of violating the Torah of beriah remained a
cardinal principle of "the holy faith," its application was
transferred to other areas, particularly to dreams of a general
revolution that would sweep away the past in a single stroke so that
the world might be rebuilt.
Toward the end of Frank's life the hopes he had entertained of
abolishing all laws and conventions took on a very real historical
significance. As a result of the French Revolution the Sabbatian and
Frankist subversion of the old morality and religion was suddenly
placed in a new and relevant context, and perhaps not only in the
abstract, for we know that Frank's nephews, whether as "believers"
or out of some other motive, were active in high revolutionary
circles in Paris and Strasbourg. Seemingly, the Revolution had come
to corroborate the fact that the nihilist outlook had been correct
all along: now the pillars of the world were indeed being shaken,
and all the old ways seemed about to be overturned. For the
"believers" all this had a double significance. On the one hand,
with the characteristic self-centeredness of a spiritualist sect,
they saw in it a sign of special divine intervention in their favor,
since in the general upheaval the inner renewal and their
clandestine activities based on it would be more likely to go
unnoticed. This opinion was expressed by Frank himself and was
commonly repeated by his followers in Prague. At the same time that
the Revolution served as a screen for the world of inwardness,
however, it was also recognized as having a practical value in
itself, namely, the undermining of all spiritual and secular
authorities, the power of the priesthood most of all. The
"believers" in the ghettos of Austria, whose admiration for certain
doctrines of the Christian Church (such as Incarnation) went hand in
hand with a deep hatred of its priests and institutions, were
particularly alive to this last possibility. Here the fashionable
anti-clericalism of the times found a ready reception. In great and
enthusiastic detail the Frankist author of The Prophecy of Isaiah
describes the coming apocalypse which is destined to take place
solely that the Jewish people might be reborn, repudiate its rabbis
and other false leaders, and embrace the faith of "the true Jacob"
as befits "the People of the God of Jacob." To the commentator on
the ballet prayer writing in Prague, the verse in Psalms 118, "The
right hand of the Lord is exalted," meant that "if the right hand of
the Lord begins to emerge, the deceitful left hand of Esau and his
priests and the deceitful sword will retire", an allusion, of
course, to the combined rule of the secular and ecclesiastical
powers. Throughout this literature apocalyptic ideas mingle freely
with the political theories of the Revolution, which were also
intended, after all, to lead to a "political and spiritual
liberation," to cite that illuminating and undeservedly neglected
phrase with which the Frankists in Prague, as we have seen, defined
the aims of their movement.
All this culminated in the remarkable case of "the Red Epistle," of
1799, a circular letter written in red ink and addressed by the
Frankists in Offenbach, the last Mecca of the sect, to a large
number of Jewish congregations, exhorting them to embrace "the holy
religion of Edom." The theoretical part of this
document--approximately the last third of it--is highly interesting.
Here, in a single page, the epistlers summarize their beliefs
without a single overt reference to Christianity, the word "Edom,"
as we have seen, possessing a more specialized meaning in their
vocabulary. Besides bearing all the markings of the Frankist myth,
the epistle contains the familiar ingredients of the Sabbatian
homily as well, particularly in its audacious exegeses of biblical
stories, Midrashim and Aggadot, passages from the Zohar, and
Kabbalistic texts. In sum, an entire mystical theory of revolution.
The passage that I am going to quote exemplifies perfectly the
thinking, style, and cryptic manner of expression of this type of
Frankist literature:
Know that "it is time for the Lord to work, [for] they have made
void Thy law" [Ps. 119:226] and in this connection the rabbis of
blessed memory have said [Sanhedrin 97a] [that the Messiah will not
come] "until the kingdom is entirely given over to heresy," [this
being the mystical meaning of the words in Leviticus 13:13] "it is
all turned white and then he is clean," and as is explained in the
book Zror ha-Mor his servants are clean too. For the time has come
that Jacob [was referring to when he] promised "I will come unto my
Lord unto Seir" [Gen. 33 :14], for we know that until now he has not
yet gone thither; and he [who will fulfill the verse} is our Holy
Lord Jacob, "the most perfect of all" [Zohar, II, 23a] and the most
excellent of the patriarchs, for he grasps both sides [Zohar, I,
147a], binding one extreme to the other until the last extreme of
all. But although last, he who will rise upon earth and say, "Arise
O Virgin of Israel," is not least [i.e., he is more important and
favored than the first Jacob]. Nay, he is certainly not dead, and it
is he who leads us on the true way in the holy religion of Edom, so
that whoever is of the seed of Abraham, Isaac and Jacob must follow
in their path, for they have shown the way that their sons are to
take at the End of Days, Abraham by descending to Egypt [Gen. 12],
Isaac [by journeying] to Abimelech [Gen. 26), and Jacob, the most
excellent of the patriarchs, by leaving Beersheba and going to Haran
[Gen. 28) [that is], by leaving the faith [of his fathers] and the
Land of Israel for another realm of impurity, as is explained in the
Zohar; for the Zohar explains that the redemption must be sought in
the most evil place of all. Then he came to the mouth of the well
[Gen. 29J and found Rachel and rolled the stone from the month of
the well and came to Laban and worked for him [in the realm of evil)
and brought out his own portion. And afterwards he went to Esau
[Gen. 32J. but he was still not done [with his task], for although
he rolled the stone [from the well] they rolled it back again [Gen.
29:3], and therefore he could not go to Seir [the place where there
are no laws] and all this was but to prepare the way for the last
Jacob [Frank], the most perfect of all, at the End of Days. For as
the Zohar explains the first Jacob is perfect, but the last Jacob is
perfect in everything, and he will complete [Jacob’s mission in
everything. And it is said [in allusion to this] in the Zohar:
"Until a man comes in the form of Adam and a woman in the form of
Eve and they circumvent him [i.e., the serpent] and outwit him," and
so forth. Therefore, we must follow in his path, for "the ways of
the Lord are right, and the just do walk in them" [Hos. 14:10), and
though there is a burden of silence [about this] and the heart must
not reveal [what it knows] to the mouth, it is nonetheless written [Isa.
42:16), "And I will bring the blind by a way that they know not, in
paths that they know not I will lead them, I will make darkness
light before them and rugged places plain." And here it was that
Jacob "honored his Master," and so forth [namely, by standing in the
realm of evil) and look in the Zohar [I, 161b, where these words are
to be found]. And herein will be [found the mystical meaning of the
verses) "Lord, when Thou didst go forth out of Seir, When Thou didst
march out of the field of Edom" [Judg. 5:14] and "Who is this that
cometh from Edom?" [Isa. 63:1], for as is [stated] in the Tanna debe
Eliyahu, there will come a day when the angels will seek the Lord
and the sea will say "He is not in me" and the abyss will say "He is
not in me." Where then will they find him? In Edom, for it is said,
"Who is this that cometh from Edom?" And they who follow him into
this holy religion and ding to the House of Jacob [Frank} and take
shelter in its shadow--for it is said [Lam. 4:20). "Under his shadow
we shall live among the nations" and [Mic. 4:2] "Come ye and let us
go up to the mountain of the Lord and the House of the God of Jacob;
and He will teach us of His ways, and we will walk in His paths"
---to them it will be granted to cling to the Lord, for they [the
ways of the Lord] are a way of life to those who find them. And it
is written [Deut. 4:29], "From thence ye will seek the Lord thy God
and thou shalt find him." Why does the text emphasize "from thence"?
Because light will be made known from darkness [Zohar, III, 47b], as
it is written [Mic. 7:8}, "Though I sit in darkness, the Lord is a
light unto me."
The government officials who intercepted copies of this epistle
rightly suspected its authors of being hidden revolutionaries, but
for the wrong reason: The many obscure references to an individual
called "Jacob" led them to surmise that they were in reality dealing
with-the Jacobins, who in this manner were sup' posed to spread
their radical propaganda among the Jews of the ghetto. An
investigation was ordered on the spot. The authorities who conducted
it in Frankfurt and Offenbach, however, did not delve beneath the
surface of the affair and were quickly satisfied that it involved
nothing more than an intrigue to swindle and extort money from
ignorant Jews. In our own day, a historian who has published their
official report, rather naively concludes by remarking, "and so the
ridiculous theories of a Frankist plot which had proved so alarming
to these imperial bureaucrats were at last laid to rest," thereby
failing to realize himself that on a deeper level the authorities'
suspicions were fully if unwittingly justified! Had they bothered to
read and understand not just the debtors' notes of Frank's children
in Offenbach which were in the possession of the town's bankers and
moneylenders, but also The Prophecy of Isaiah that had been composed
within the four walls of the "court" itself, they would have been
amazed to discover how ardently these Frankist "Jacobins', yearned
for the overthrow of the existing regime.
The hopes and beliefs of these last Sabbatians caused them to be
particularly susceptible to the "millennial" winds of the times.
Even while still "believers" --in fact, precisely because they were
"believers"--they bad been drawing closer to the spirit of the
Haskalah all along, so that when the flame of their faith finally
flickered out they soon reappeared as leaders of Reform Judaism,
secular intellectuals, or simply complete and indifferent skeptics.
We have already noted how deeply rooted the Sabbatian apathy toward
orthodox observance and Jewish tradition in general was. Even the
"moderates" tended to believe that the commandments were for the
most part meant to be observed Duly in the Land of Israel and that
"in the exile there is no punishment [for not observing them], even
though there is still as always a reward [if they are kept]" a
doctrine that was ultimately to have a catastrophic effect on all
traditional ties and to help prepare the way for the philosophy or
assimilation. A man such as Jonas Wehle, for example, the spiritual
leader and educator of the Sabbatians in Prague after 1790, was
equally appreciative of both Moses Mendelssohn and Sabbatai Zevi,
and the fragments of his writings that have survived amply bear out
the assertion of one of his opponents that "he took the teachings of
the philosopher Kant and dressed them up in the costume of the Zohar
and the Lurianic Kabbalah." It is evident from the commentary on the
En Ya’akov and from the letters that were in Peter Beer's possession
that men like Wehle intended to use the Haskalah for their own
Sabbatian ends, but in the meanwhile the Haskalah went its way and
proceeded to make use of them.
Indeed, even for those "believers"' who remained faithful to their
own religious world and did not share the enthusiasm of the Prague
Frankists for the school of Mendelssohn," the way to the Haskalah
was easily traveled. It was surely no accident that a city like
Prossnitz, which served as a center for the Haskalah in Moravia upon
the movement’s spread there one generation earlier, was also a
bastion of Sabbatianism in that country. The leaders of the "School
of Mendelssohn," who were neither Sabbatians themselves, of course,
nor under the influence of mysticism at all, to say nothing of
mystical heresy, found ready recruits for their cause in Sabbatian
circles, where the world of rabbinic Judaism had already been
completely destroyed from within, quite independently of the efforts
of secularist criticism. Those who had survived the ruin were now
open to any alternative or wind of change; and so, their "mad
visions" behind them, they turned their energies and hidden desires
for a more positive life to assimilation and the Haskalah, two
forces that accomplished without paradoxes, indeed without religion
at all, what they, the members of "the accursed sect," had earnestly
striven for in a stormy contention with truth, carried on in the
half-light of a faith pregnant with paradoxes.
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